Prevention of Future Deaths reports · 2020

Katy Samuels

Regulation 28 report to prevent future deaths, reference 2020-0282, written 11 Dec 2020. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.

Date of report11 Dec 2020
Reference2020-0282
DeceasedKaty Samuels
CoronerDelroy Henry
Coroner areaCoventry
CategoryHospital Death (Clinical Procedures and medical management) related deaths · Mental Health related deaths
Organisation namedCoventry and Warwickshire Partnership NHS Trust
Sourcejudiciary.uk record · original PDF
Responses published1

The report

Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.

Regulation 28:  Prevention of Future Deaths Report 

Ms Katy Ann SAMUELS (died 24th April 2019) 

THIS REPORT IS BEING SENT TO:   

1.
2.

, Chief Executive at Coventry and Warwickshire Partnership NHS Trust

, The Mental Health Act 1983 (amended 2007), the Mental Capacity Act (2005)

Lead for the Coventry and Warwickshire Partnership NHS Trust

1. CORONER

I am:  Delroy Henry, Assistant Coroner, Coventry. The Coroner's Office, The Register Office, 

Coventry City Council, Cheylesmore Manor House, Manor House Drive, Coventry, CV1 2CORONER’S 

2. CORONER’S LEGAL POWERS

I make this report under the Coroners and Justice Act 2009, paragraph 7, Schedule 5, and 

The Coroners (Investigations) Regulations 2013, regulations 28 and 29.    

3.

INVESTIGATION and INQUEST

On 25th April 2019 I commenced an investigation into the death of Ms Ann Katy Samuels (aged 30 
years). The investigation concluded at the end the inquest on 4th December 2020 at Coventry 
Coroners Court. The conclusion of the death of Mr Samuels was that death was “misadventure” with 
a narrative appended, a copy of which I attach to this report. A jury identified a serious failure to 
communicate important information and ineffective policies.  

4. CIRCUMSTANCES OF THE DEATH

Katy Ann SAMUELS had that she had a longstanding history of mixed anxiety and depression, post-
traumatic stress disorder, drug and alcohol abuse and a history of self-harm and attempted suicide. 
Ms Samuels came to reside at The Caludon Centre, Westwood Ward, Clifford Bridge Road, Coventry, 
CV2 2TE on 31st March 2019. She was a detained person pursuant to section 2 of the Mental Health 
Act at the Caludon Centre having been admitted following detention by the police using their 
powers to remove people to a place of safety (she had threatened to take her own life and when the 
police attended they removed a belt from around her neck). 

Section 17 of the Mental Health Act 1983 allows detained patients to be granted leave of absence 
from the hospital in which they are detained. Leave is an agreed absence, for a defined purpose and 
duration, and is an important part of the patients’ treatment plan. On 17th April 2019 Ms Samuels 
returned to the ward from s 17 ‘unescorted’ leave in a state of intoxication.  On 20th April 2019, the 
deceased went on s 17 ‘escorted’ leave from the ward. When Ms Samuels returned, she was again 
intoxicated (alcohol and illicit drugs). There were multiple incidents involving the deceased (an 

 altercation with another patient; Ms Samuels asked staff if they knew she had previously litigated 
and explained that medication had helped her; physically aggression when she was denied access to 
wine that had been confiscated from her on 17th April 2019). 

It culminated in Katy being taken to her room by staff. She was at significant risk to herself and other 
people. A doctor and nurse attended upon Ms Samuels in her room and then left to speak to the on- 
call consultant for advice and direction as to whether the deceased could be given sedation 
medication despite her intoxication and the appropriate level of observations. 

The deceased was left in the room alone with staff outside the room attend to other matters. 
Shortly afterwards a member of staff went to check on Ms Samuels as part of the hourly 
observations. 

Ms Samuels was discovered with a ligature (dressing gown cord) around her neck attached to the 
bathroom door within her room. Despite attempted resuscitation and hospital treatment she did not 
recover, and died on 25th April 2019 

5.  CORONER’S CONCERNS   

During the inquest, the evidence and information revealed matters giving rise  

to concern. In my opinion, there is a risk that future deaths will occur unless action is taken.  

In the circumstances, it is my statutory duty to report to you.    

The MATTERS OF CONCERN are as follows:  

i. 

The Coventry and Warwickshire Partnership NHS Trust has a section 17 Leave Policy 
approved and ratified on the 7th August 2019 with a next review date of the 7th August 
2022. The policy is targeted at inpatient and community staff.  

Excerpts from the aforementioned policy are: 

“Leave is defined as any excursion, which takes the patient outside the hospital grounds for 
ANY period of time, whether escorted by staff, accompanied by relatives/carers, or 
unescorted… Leave should be planned in advance, agreed at the multidisciplinary team 
meeting and consideration must be given to the legal status of the patient…. Leave should 
only be granted after careful planning and risk assessment that involves the patient, carers, 
and the appropriate community team… The patient should be able to demonstrate to 
professional carers that he/she is likely to cope outside the hospital... Any conditions, 
restrictions or limitations applicable during the leave period, along with the destination 
address for overnight leave, must be clearly documented on the s17 leave form. While it 
may often be appropriate to authorise leave subject to the condition that a patient is 
accompanied by a friend or relative (e.g. on a pre-arranged day out from the hospital), 
responsible clinicians should specify that the patient is to be in the legal custody of a friend 
or relative only if it is appropriate for that person to be legally responsible for the patient, 
and if that person understands and accepts the consequent responsibility” 

 
 
 
 
 ii. 

iii. 

iv. 

It is paramount that a policy must provide clear unambiguous guidance/ direction to 
inpatient and community staff particularly in relation escorted leave given the legal status 
of the patient. A lack of clear direction/ guidance can have serious consequences. 

The circumstances of this inquest touching upon the death of Katy Samuels accentuated 
this point. The evidence was that Ms Samuels (a detained patient) can and did leave the 
hospital grounds without an escort seen to attend the hospital.  An escort’s identity is not 
verified, even if seen, for escorted leave e.g. photo identification. A consequence was no 
member of staff was aware of precisely what time Ms Samuels left the hospital and if it 
was in fact with anyone at all. No escort was seen and there is no requirement regarding 
this.  It was on this occasion (20th April 2019) that Ms Samuels returned from leave either 
alone or with an escort not seen and she was intoxicated from alcohol (toxicological 
evidence confirmed she had also consumed cocaine). Within hours of her return to the 
ward she was to be discovered with a ligature around neck. 

An aspect of the evidence was staff handovers are vital and therefore time to enable the 
same very important. The time set aside for a handover was considered insufficient by 
some staff. By way of analogy there was no handover to the escort for escorted leave. The 
evidence was that such a process of ‘handover’ would enable better patient safety, 
detained patients undoubtedly very vulnerable and at risk of significant harm to 
themselves.   

6.  ACTION SHOULD BE TAKEN    

In my opinion, action should be taken to prevent future deaths and I believe that you have  

the power to take such action.      

7.  YOUR RESPONSE   

You are  under  a  duty  to  respond  to  this  report  within  56  days  of  receiving  this  report,  

namely by 8th February 2021.    I, the  coroner,  may  extend  the  period.    Your  response  

must contain details of action taken or proposed to be taken, setting out the timetable for  

action. Otherwise you must explain why no action is proposed.     

8.  COPIES and PUBLICATION    

I have sent a copy of my report to the following:   

1.  HHJ Mark Lucraft QC the Chief Coroner of England & Wales Chief 

Coroner's Office, 11th Floor  Thomas  More,  Royal  Courts  of  Justice,  
Strand,  London,  WC2A  2LL. chiefcoronersoffice@judiciary.gsi.gov.uk  
2. 

 
 
 
 
 
 
 2.  Katy Samuels’ family. 

I am also under a duty to send a copy of your response to the Chief Coroner and all 

interested persons who in my opinion should receive it. 

I may also send a copy of your response to any other person who I believe may find it 

useful or of interest. 

The Chief Coroner may publish either or both in a complete or redacted or summary 

form. He may send a copy of this report to any person who he believes may find it useful 

or of interest. 

You may make representations to me, the coroner, at the time of your response, about 

the release or the publication of your response. 

Date: 11th December 2020

Responses

1 response published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.

Response from Coventry and Warwickshire Partnership NHS Trust (PDF)
Our Ref: 

5 February 2021 

Mr Delroy Henry,  
HM Assistant Coroner, 
The Coroner's Office,  
Coventry City Council,  
Cheylesmore Manor House,  
Manor House Drive,  
Coventry,  
CV1 2ND 

Dear Mr Henry  

Re: The late Ms Katy Samuels  

I am writing to you in connection with the Regulation 28: Prevention of Future Deaths 
Report which was received from your office on 12 December 2020. 

I was very grateful for the opportunity to give evidence at the inquest about the work 
that  the  Trust  have  been  doing  since  Ms  Samuels  death  in  order  to  make 
improvements for our patients at the Trust.  Although you were satisfied that the Trust 
were making good progress in many areas there were two areas of concern that you 
wanted the Trust to respond to you on. Your report focussed on our arrangements for 
managing  the  safety  of  patients  who  are  prescribed  leave  whilst  detained  in 
accordance with the Mental Health Act 1983, and the second concern focussed on the 
length  of  time  available  for  staff  to  participate  in  a  robust  ‘handover’  between  the 
incoming and outgoing ward shifts. 

1.  Managing Section 17 Leave (Mental Health Act, 1983) 

Following  conclusion  of  the  inquest,  immediate  action  was  taken  to  ensure  that 
patients going on leave under the care of family or friends, would be collected from 
and returned to the ward, by the identified person and not permitted to leave the ward 
unaccompanied to meet family or friends in the reception area or hospital grounds. 

To strengthen and formalise our Section 17 leave arrangements across the Trusts 
inpatient services, we have consulted with our staff and amended our Section 17 
Leave Policy.  The changes to this policy include clear definitions of the types of 
leave: 

- Chair 
 - Chief Executive 

Coventry & Warwickshire Partnership NHS Trust 
Wayside House, Wilsons Lane, Coventry, CV6 6NY 
Tel: 024 7636 2100 Fax: 024 7636 8949 
www.covwarkpt.nhs.uk

   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 •  Escorted leave is defined when the Responsible Clinician (RC) directs that their 

patient remains in the care of a staff member or any person authorised, in writing, 
by hospital management.  

•  Accompanied leave is defined when the Responsible Clinician directs leave 

subject to the condition that a patient is accompanied by a friend or relative (e.g. 
on a pre-arranged day out from the hospital).  

•  Unescorted leave is defined when the Responsible Clinician directs leave that 

does not require the patient to be escorted or accompanied. 

Two existing reporting forms have been revised and improved and one additional 
reporting form has been developed [Enc: Section 17 Leave Policy, the forms are 
contained in the appendices].  Each form is required to be completed as part of the 
process of agreeing and enabling leave to commence safely: 

•  The revised “Leave of Absence (Section 17) – Patients detained under the Mental 
Health Act 1983” form has been amended to include space for the Responsible 
Clinician to detail the name(s) of the friend/family/carer identified as responsible 
for the patient when on accompanied leave.   

•  The new ‘Accompanied Leave Checklist’ form requires the accompanying person 
to sign to confirm that they are aware of their responsibilities for the patient’s 
safety and wellbeing whilst on leave when they arrive on the ward to collect the 
patient for the leave. The policy requires that ‘When a patient is to be 
accompanied, staff must ensure that the persons identified to accompany the 
patient, on the s17 leave form, is the person the patient goes on leave with.’ The 
form requires certain information to be discussed including risk.   

•  The revised ‘Leave off the Ward’ form has been revised to record the time the 
patient is due to return as this will act as an escalation trigger if the patient has 
not returned.  A designated member of staff will be appointed on each shift to 
monitor the activity at the entrance to the ward including ensuring that patients 
have returned on time or escalating to senior staff if the patient has not. 

Our  Section  17  Leave  Policy  has  been  approved  through  the  Trust’s  governance 
process with oversight  from senior clinicians and operational staff as well executive 
and non-executive director members of the Trust’s Mental Health Act Committee. 

To embed our revised arrangements for the management of Section 17 leave and to 
ensure that staff are aware of their responsibilities in respect of the revised policy, staff 
engagement events have been held as well as a series of briefings disseminated.   

A  consequence  of  the  Covid  19  pandemic  has  seen  a  reduction  in  escorted  and 
accompanied leave being utilised, and this has impacted on our ability to fully appraise 
ourselves of the impact of these changes.  As we make plans to exit the pandemic, we 
anticipate an increase in levels of leave for patients that we experienced pre-pandemic.  
To ensure our focus remains on patient safety, we will continue to monitor the safe use 
of  leave  thereby  providing  the  organisation  and  its  commissioners  with  assurance.  

 - Chair 
 - Chief Executive 

Coventry & Warwickshire Partnership NHS Trust 
Wayside House, Wilsons Lane, Coventry, CV6 6NY 
Tel: 024 7636 2100 Fax: 024 7636 8949 
www.covwarkpt.nhs.uk

   
 
 
 
 
 
 
 
 
 
 Once levels of leave are restored and to support assurance, we will commission an 
independent audit  in the 2021/22 audit programme to ensure our arrangements are 
embedded. 

2.  Handover between ward shifts 

The inquest heard evidence that the time set aside for shift handover was considered 
insufficient by some staff. 

The Trust has identified that there is mixed practice across Mental Health providers, 
with Trusts operating handovers of different duration and taking different approaches.  
The Trust is using this intelligence to inform its own work in respect of its handover 
arrangements.  The Trust has identified that extending the time for staff to handover, 
from one shift to the next, will require a thorough review of the roster and supporting 
processes that the Trust operates to generate staff shift patterns.   This work, ultimately 
leading to an increase in the protected time for handover from ten minutes will impact 
on  current  shift  patterns.    The  Trust  cannot  change  shift  patterns  without  a  robust 
consultative process and is, therefore, working with union and staff side representation 
to ensure this takes place in accordance with Trust policy. 

The  Trust  has  reflected  on  the  inquest  and  used  this  information  to  review  our 
handover arrangements across the spectrum of clinical care, rather an individual focus 
on the ward handover from one shift to another. 

A working group was established that consulted with staff in respect of the role and 
function  of  the  handover  process  to  strengthen  and  ensure  patient  safety  and 
wellbeing.    The  working  group  have  developed  a  Standard  Operating  Procedure  to 
both standardise the handover content and the way in which a handover functions and 
operates.  The Standard Operating Procedure applies to all clinical handover situations 
including:  
•  Shift handover 
•  Transfer of care (between wards or organisations) 
•  Handovers to professionals attending emergency situations 
•  Discharge/leave processes 
•  Handovers between inpatient and community clinicians 
•  Handovers to other team members outside of main shift handovers 
•  Handovers between inpatient wards and the bed management Clinical 

Coordination Centre. 

The  working  group  reviewed  best  practice  for  handover  methodologies  and  tools 
across other NHS Trusts and have adopted the ‘Situation, Background, Assessment 
and Recommendation’ (SBAR) tool, which is a nationally recognised communication 
tool  that  facilitates  the  effective  and  efficient  handover  of  concise,  accurate  and 
relevant information between clinicians and clinical teams.  SBAR supports the timely 
and effective handover of pertinent information which includes, but is not limited to, all 

 - Chair 
 - Chief Executive 

Coventry & Warwickshire Partnership NHS Trust 
Wayside House, Wilsons Lane, Coventry, CV6 6NY 
Tel: 024 7636 2100 Fax: 024 7636 8949 
www.covwarkpt.nhs.uk

   
 
 
 
 
 
 
   
 
 
 
 safeguarding  issues  or  risks,  feedback  from  periods  of  leave  from  the  ward,  the 
patients current physical health and feedback from the patient in respect of what they 
would wish the incoming staff team to be aware of.  SBAR is the tool that will be used 
for all handover situations as identified above. 

As an area of recognised good practice, supported by staff, the Trust is continuing to 
use ‘safety huddles’.  Safety huddles bring staff together each day to discuss important 
clinical events affecting patients and is targeted at immediate risks to patient and staff 
safety.  Safety huddles complement the formal handover that is in place.  

To embed our revised arrangements for the management of handover and to ensure 
that  staff  are  aware  of  their  responsibilities  in  respect  of  the  Standard  Operating 
Procedure, staff engagement events have been held as well as a series of briefings 
disseminated.  This  work  will  also  form  part  of  future  local  staff  induction  and 
preceptorship  for  new  staff.    Working  with  our  staff  I  believe  that  the  revised 
arrangements will strengthen handover and provide staff with a clear focus and safe 
handover practice.   

The  Trust  will  continue  to  establish  a  consistent  time  frame  for  handover  after  the 
required  consultation  process,  however  the  Trust  are  confident  handovers  are 
currently more effective based on the work already undertaken. 

3.  Further key actions 

Patient safety is a priority for the Trust.  In responding to the Regulation 28 PFD report, 
I also wanted to take the opportunity to inform you about other work that I am keen to 
progress and complete, which was touched upon during the inquest. 

I have requested that a dedicated Quality Improvement project be undertaken to focus 
on drilling down and addressing the key areas for improvement identified through our 
internal investigation of the tragic set of circumstances surrounding this incident,  as 
well as those factors highlighted throughout the coronial process.  The scoping for this 
work has commenced. 

I have also requested and made provision for a full staffing establishment review 
across all in-patient settings, which will include review of the safer staffing levels and 
the required skill mix with the aim of introducing new clinical focused roles across our 
wards to enhance patient safety and wellbeing. 

You will recall that you requested that the ward which had provided care to Ms Katy 
Samuels,  confirm  to  the  family  that  they  have  been  successful  with  achieving  the 
Accreditation for Inpatient Mental Health Services (AIMS).  I will confirm the outcome 
of this process and I am expecting to receive confirmation by end of March 2021. 

 - Chair 
 - Chief Executive 

Coventry & Warwickshire Partnership NHS Trust 
Wayside House, Wilsons Lane, Coventry, CV6 6NY 
Tel: 024 7636 2100 Fax: 024 7636 8949 
www.covwarkpt.nhs.uk

   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 I confirmed at the inquest that I and my Trust Board colleagues have taken this matter 
extremely seriously and continue to do so.  I trust that this letter provides you with an 
appropriate level of assurance regarding the actions taken, and those to be taken, to 
continue improving patient care. 

I would be grateful if you could share a copy of my response to you, with the family of 
Ms Samuels.     

Yours sincerely 

Chief Executive 

Enc: Section 17 Leave Policy 

- Chair 
- Chief Executive 

Coventry & Warwickshire Partnership NHS Trust 
Wayside House, Wilsons Lane, Coventry, CV6 6NY 
Tel: 024 7636 2100 Fax: 024 7636 8949 
www.covwarkpt.nhs.uk

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