Prevention of Future Deaths reports · 2023

Stephen Weatherley

Regulation 28 report to prevent future deaths, reference 2023-0269, written 20 Jul 2023. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.

Date of report20 Jul 2023
Reference2023-0269
DeceasedStephen Weatherley
CoronerJenny Goldring
Coroner areaLondon Inner (South)
CategoryAlcohol, drug and medication related deaths · State Custody related deaths
Sourcejudiciary.uk record · original PDF
Responses published4

The report

Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.

REGULATION 28:  REPORT TO PREVENT FUTURE DEATHS 

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS 

THIS REPORT IS BEING SENT TO: 

, The Director at HMP Thameside, Griffin Manor Way, London, SW28 0FJ. 

, Director General Chief Executive HM Prison and Probation Service (HMPPS), 102 

Petty France, London, SW1H 9AJ. 

Mr Alex Chalk KC MP, Lord Chancellor and Secretary of State for Justice, Ministry of Justice, 102 
Petty France, London SW1H 9AJ.1 

Colonnade, Canary Wharf, London, E14 4PU.   

, HM Chief Inspector of Prisons, HM Inspectorate of Prisons, 3rd Floor, 10 South 

1 

CORONER 

I am Jenny Goldring assistant coroner, London Inner South jurisdiction. 

2 

CORONER’S LEGAL POWERS 

I make this report under paragraph 7, Schedule 5, of the Coroners and Justice Act 2009 and 
regulations 28 and 29 of the Coroners (Investigations) Regulations 2013. 

3 

INVESTIGATION and INQUEST 

1. The death of Stephen Weatherley (“SW”) was reported to the coroner by HMP

Thameside on 24th February 2018.

2. A forensic post-mortem was conducted on 27th February 2018 and the report was

completed on 9th July 2018.The medical cause of death of SW was 1a: Combined toxic
effects of cocaine and methadone.

3. On 16th March 2018, an Inquest was opened into the death of SW and an Article 2
Inquest was heard between 9th May 2023 and 22nd May 2023 with a jury. The jury
concluded with a narrative conclusion and a short-form conclusion of drug-related death.
I have considered Prevention of Future Death (“PFD”) evidence and submissions on 12th
June 2023 and additional written evidence/submissions between 26th June 2023 and 5th
July 2023.

4.

4 

CIRCUMSTANCES OF THE DEATH 

1. SW died from the toxic effects of cocaine and methadone whilst detained at HMP

Thameside.

2. He was a known drug dependant individual receiving methadone therapy.
3. On 7th October 2017, during a visit he was seen to attempt to plug something down his
trousers. SW was searched and no item was found. He was moved to the care and
separation unit (“CSU”) for monitoring and his visitor was banned for 3 months from all
visits. An adjudication hearing was held and there was no finding against him due to lack
of evidence.

4. SW was then held on closed visits until a new decision was made on 31st January 2018
to change his status to open visits. The same visitor who attended on 7th October 2017
was allowed on open visits, contrary to local guidance.

5. On 23rd February 2018, staff monitored SW's visit and reacted to a call over the radio (by
the CCTV operator), for a suspected pass, restraining SW and taking him away to a room
to be searched. His visitors were taken to separate rooms to be questioned and not
searched.

6. The CCTV footage was reviewed at this point and no pass was seen by staff. SW was
searched and nothing was found by officers. SW was returned to his wing. The nurse
was informed and given no indication that SW had received any contraband.

1 Please direct to the relevant MOJ/HMPPS person/body with oversight of the contract under which Serco runs HMP 
Thameside. 

 7.  Various calls were made by SW that evening. At the time they were not listened to by 

prison officers. Later review of the calls confirmed reference to swallowing an item. SW 
had swallowed a package.  

8.  On the morning of 24th February 2018, the cellmate found SW on the floor with blood 
coming from his mouth and activated the cell bell at 0705. It was answered but not 
responded to in person. A second cell bell call was made at 0723. It was answered by 
staff and another member of staff was sent to the call where SW was seen lying on the 
floor experiencing a seizure.  

9.  A nurse attended the cell at 0726, and an ambulance was called. After a delay in entering 
the prison, the ambulance reached SW at 0741. CPR was administered and SW was 
confirmed dead at approximately 0847. 

10.  The jury found that the conveyance by SW’s visitor of a list A article into the prison and 

passing it to SW was a material contribution to his death.  

11.  The decision to allow this visitor (who had been banned on 7th October 2017) an open 
visit on the 23rd February 2018 was a material contribution to SW’s death. The decision 
was inappropriate due to various factors including insufficient record keeping and 
information sharing, inadequate scrutiny of the decision made and failure to follow policy.  
12.  The decision by prison staff to not to monitor SW possibly made a material contribution to 
his death. There was insufficient investigation after the visit and a lack of implementation 
of precautionary measures. The omission of searching the visitors post-visit and a 
defective decision-making pathway possibly made a material contribution to SW’s death. 

5 

CORONER’S CONCERNS 

During the Inquest, the evidence revealed matters giving rise to concern. A number of these have 
been addressed and do not require a PFD report. For the record, I have been informed that an 
upgrade of the cell bell system is agreed and quotes have been requested.  

In my opinion there is a risk that future deaths will occur unless action is taken. In the 
circumstances it is my statutory duty to report to you. 

The MATTERS OF CONCERN are as follows.  – 

•  Data recording and retention in HMP Thameside /oversight by the Ministry of 

Justice (“MOJ”). 

•  Absence of a written policy at HMP Thameside if there is a suspected drug 

swallow. 

Data recording and retention in HMP Thameside/oversight by MOJ 

1.  Key documents around decision making by Serco officers in respect of open/closed visits 

for SW were lost. 

2.  Record keeping of key events on 23rd and 24th February 2018 was not properly 

completed by Serco officers on the central system for recording, operated by the MOJ 
(“PNOMIS”).  

3.  There were only 3 entries on SW’s PNOMIS record in the 5 months he was at HMP 

Thameside.  

4.  The PPO investigator encountered delays in obtaining documents, unclear and 
incomplete records from HMP Thameside. The decision making around closed 
visits/reviews was requested by the PPO in September 2018 and had not been provided 
at the time the PPO reported in April 2019, which pre-dated the electronic migration of 
data in October 2020 (see below). 

5.  Solicitors representing HMP Thameside informed me on 30 March 2023 that the prison 
was unable to adduce the 2018 versions of the local standard operating procedures in 
place at the time of SW’s death (i.e re visits procedures) due to a large IT migration 
which took place around 18 months prior (October 2020), which resulted in the loss of 
some historical data saved on their systems.   
I subsequently requested the underlying decision making around closed visits/review (as 
had the PPO before me) and was informed that these documents were no longer 
available, also lost in the electronic migration. 
I was then informed (during the Inquest), that material may have been lost due to officers 
storing it on local desktop computers and not uploading it to the main system.  
8.  Having expressed concerns about record-keeping and data retention, I heard PFD 

6. 

7. 

evidence on 12th June 2023 about a limited internal audit of PNOMIS which revealed 
concerns over 15% of the records reviewed. I heard evidence that contract managers 
oversee the contract between the MOJ and Serco, reporting monthly on contract delivery 

 
 
 
 
 
 
 
 9. 

indicators. They do not conduct specific checks on PNOMIS record keeping/audits of the 
same.  
I also heard evidence on 12th June 2023 that there remain two systems for record 
keeping, the Serco system, CMS and the national MOJ system, PNOMIS. CMS requires 
a layer of officer input (uploading and/or printing off) to ensure retention and distribution. 
A notice to staff dated 23rd June 2023 reminded them to upload material to CMS. 
10.  A witness statement from the director of HMP Thameside dated 26th June 2023 further 
explained the contractual relationship between the MOJ and Serco including the 28 
contract delivery indicators. There is also a contractual requirement to ensure compliance 
with Prison Service Instructions (PSIs) which include PSI 04/2018 which relates to 
records, information management and retention policy.  

11.  In this witness statement, the director stated that he had instructed the Serco Assurance 
Team (independent of the prison team) to conduct a widespread audit of the PNOMIS and 
Death in Custody files, which will be completed by September 2023. Whilst I am reassured 
that an independent audit is being conducted, the results are not currently available. SW 
died in 2018 and the audit was not initiated until June 2023.  

12.  I accept that there have been improvements. However, given the extent and impact 

of the deficiencies outlined above, I remain concerned as to whether systems (for 
both record keeping and retention) have improved sufficiently since 2018. 

13.  I am also concerned as to the level of oversight and monitoring by the MOJ 

(having subcontracted to Serco) of recording and retention of data, given that key 
data was lost, key records were not maintained and the PPO was not provided with 
documents requested.  

14.  If key documents are not available/ incidents are not recorded contemporaneously, 
then the PPO and the Inquest process is frustrated. It is more difficult to identify 
deficiencies and prevent future deaths. Further, if communications are not 
recorded, there is a risk that relevant factors are not considered when officers are 
making potentially life-impacting decisions.  

Absence of a written policy at HMP Thameside if there is a suspected drug swallow. 

15.  In 2018, there was no written policy as to what should occur where there may have been 
a drugs swallow but it had not been seen immediately by staff or on CCTV. That remains 
the case.  

16.  In SW’s case, the body scanner had not been installed in 2018 and following a search of 

SW and review of the CCTV he was returned to the wing (and not taken CSU or 
healthcare). The jury found that there was insufficient investigation after the visit and a 
lack of implementation of precautionary measures.  

17.  I was informed by HMP Thameside on 12th June 2023, that in a similar situation the 

prisoner would now be scanned using the body scanner. If the prisoner had concealed an 
item in a bodily orifice he would be taken to CSU.  If he had swallowed an item, he would 
be taken to Healthcare. I was told this is standard practice but is not written down. 
Further, if a prisoner refused a scan, he would be taken to CSU. The management of the 
prisoner in CSU would be the subject of an algorithm deployed by Healthcare, which then 
produced guidance as to monitoring. There would be liaison between Healthcare and 
CSU to ensure the prisoner was appropriately monitored. 

18.  At present the system relies upon good communications/decision making between 

healthcare and discipline staff and individual judgement.  

19.  I remain concerned as to the absence of written guidance for officers and the risk 
that if they are not aware of the above “informal” guidance, a prisoner may not be 
taken to the correct location (CSU or Healthcare) and/or there may not be  
appropriate monitoring. I appreciate that each situation is fact specific and drafting 
written guidance may be difficult.  

6 

ACTION SHOULD BE TAKEN 

Action should be taken by HMP Thameside and the Ministry of Justice2: 

1.  Given the deficiencies in record keeping/data retention highlighted during the Inquest, 
consideration should be given by HMP Thameside and the Ministry of Justice (who 
oversee the contract) as to whether record keeping and data retention at HMP 
Thameside has improved sufficiently since 2018.  

2 As above, please ensure that this report is directed to the appropriate body/person within the MOJ/HMPPS. 

 
 
 
 
 
 
 
 2.  The Ministry of Justice should consider their oversight of record keeping/data retention at 
HMP Thameside (to ensure both compliance and ongoing improvement).They should 
consider how is this to be monitored and if necessary enforced.  

3.  Consideration by HMP Thameside as to the feasibility of a written policy to provide 

guidance to officers when there has been a suspected drug swallow.  

7 

YOUR RESPONSE 

You are under a duty to respond to this report within 56 days of the date of this report, namely by 
2023. I, the coroner, may extend the period. 

Your response must contain details of action taken or proposed to be taken, setting out the 
timetable for action. Otherwise you must explain why no action is proposed. 

8 

COPIES and PUBLICATION 

I have sent a copy of my report to  

 (TV Edwards) for the family  

 (DWF) for Serco 

 (Capsticks) for Oxleas 

 (Womble Bond Dickinson) for We are With you. 

, Chair Independent Advisory Panel on Deaths in Custody,  

I am also under a duty to send the Chief Coroner a copy of your response.  

The Chief Coroner may publish either or both in a complete or redacted or summary form. He may 
send a copy of this report to any person who he believes may find it useful or of interest. You may 
make representations to me, the coroner, at the time of your response, about the release or the 
publication of your response by the Chief Coroner. 

9 

25th August 2023

Responses

4 responses published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.

Response from Hm Inspectorate of Prisons 1 (PDF)
HM INSPECTORATE OF PRISONS 
3rd floor 
10 South Colonnade 
Canary Wharf 
London  E14 4PU 

  Date : 26th July 2023 

HM Chief Inspector of Prisons 

Assistant Coroner 
Southwark Coroners Court  
1 Tennis Street  
London  
SE1 1YD  

Dear Ms Goldring 

Thank you for sending His Majesty’s Inspectorate of Prisons (HMI Prisons) a copy of your 
Regulation 28 report following the death of Mr Steven Weatherley at HMP Thameside. 
Your correspondence was received by our office on 24 July 2023. 

In response, it is important that I outline that the purpose of HM Inspectorate of Prisons 
is to ensure the regular independent inspection of places of detention, report on 
conditions and treatment and highlight concerns to the relevant authorities with the aim 
of improving outcomes for those detained. As such our remit is distinct from the role of 
HM Prison and Probation Service and so my response can only address issues related to 
the inspection process.   

Inspections are carried out against published inspection criteria known as Expectations 
and as an independent inspectorate those criteria are set by me. We collate these 
Expectations against what we term our four tests of a ‘healthy’ prison, which include 
safety, respect, purposeful activity and rehabilitation and release planning. Issues related 
to self-harm are addressed under our safety test. All our reports are published and placed 
in the public domain. 

We last carried out a full inspection of HMP Thameside in November 2021, following this 
inspection, we published written reports which include our concerns and the 
recommendations we made at the time to the prison.    

We inspect adult prisons for men at least once every 5 years and often more frequently. 
As part of our preparation for each inspection we liaise closely with the Prisons and 
Probation Ombudsman, and have in place arrangements to share information. Nearly all 
of our inspections are unannounced and based on an on-going risk assessment. The 
information you have been able to provide us will, of course, feature significantly in our 
assessment of risk at HMP Thameside.  

26/07/23- 

www.justiceinspectorates.gov.uk/hmiprisons 

- 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
     
 
 
 
 
 
 
 
 
 
 
 
 
 I hope that you find the information we have provided useful. If you require anything 
further, we would be happy to assist. 

Yours sincerely 

26/07/23- 

www.justiceinspectorates.gov.uk/hmiprisons 

-
Response from Hm Inspectorate of Prisons (PDF)
HM INSPECTORATE OF PRISONS 
3rd floor 
10 South Colonnade 
Canary Wharf 
London  E14 4PU 

  Date : 26th July 2023 

HM Chief Inspector of Prisons 

Assistant Coroner 
Southwark Coroners Court  
1 Tennis Street  
London  
SE1 1YD  

Dear Ms Goldring 

Thank you for sending His Majesty’s Inspectorate of Prisons (HMI Prisons) a copy of your 
Regulation 28 report following the death of Mr Steven Weatherley at HMP Thameside. 
Your correspondence was received by our office on 24 July 2023. 

In response, it is important that I outline that the purpose of HM Inspectorate of Prisons 
is to ensure the regular independent inspection of places of detention, report on 
conditions and treatment and highlight concerns to the relevant authorities with the aim 
of improving outcomes for those detained. As such our remit is distinct from the role of 
HM Prison and Probation Service and so my response can only address issues related to 
the inspection process.   

Inspections are carried out against published inspection criteria known as Expectations 
and as an independent inspectorate those criteria are set by me. We collate these 
Expectations against what we term our four tests of a ‘healthy’ prison, which include 
safety, respect, purposeful activity and rehabilitation and release planning. Issues related 
to self-harm are addressed under our safety test. All our reports are published and placed 
in the public domain. 

We last carried out a full inspection of HMP Thameside in November 2021, following this 
inspection, we published written reports which include our concerns and the 
recommendations we made at the time to the prison.    

We inspect adult prisons for men at least once every 5 years and often more frequently. 
As part of our preparation for each inspection we liaise closely with the Prisons and 
Probation Ombudsman, and have in place arrangements to share information. Nearly all 
of our inspections are unannounced and based on an on-going risk assessment. The 
information you have been able to provide us will, of course, feature significantly in our 
assessment of risk at HMP Thameside.  

26/07/23- 

www.justiceinspectorates.gov.uk/hmiprisons 

- 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
     
 
 
 
 
 
 
 
 
 
 
 
 
 I hope that you find the information we have provided useful. If you require anything 
further, we would be happy to assist. 

Yours sincerely 

26/07/23- 

www.justiceinspectorates.gov.uk/hmiprisons 

-
Response from Hm Prison and Probation Service (PDF)
Director General of Operations 
HM Prison and Probation Service 
8th Floor Ministry of Justice 
102 Petty France 
London 
SW1H 9AJ 

28 November 2023 

Ms Jenny Goldring 
HM Assistant Coroner  
Southwark Coroners Court  
1 Tennis Street  
London  
SE1 1YD  

Dear Ms Goldring, 

Thank you for your Regulation 28 report of 20 July 2023 addressed to the Secretary of State for 
Justice and the Director General Chief Executive of His Majesty’s Prison and Probation Service 
(HMPPS). I am responding on behalf of HMPPS as Director General of Operations. I apologise 
for the late return of this response. 

I know that you will share a copy of this response with Mr Weatherley’s family, and I would first 
like to express my condolences for their loss. Every death in custody is a tragedy and the safety 
of those in our care is my absolute priority. 

Following evidence heard at the inquest you have expressed a concern regarding record keeping 
and data retention at HMP Thameside and have asked for assurance of the Ministry of Justice’s 
oversight of this process.  

I can confirm that I have received a copy of the response from the Director at HMP Thameside 
which sets out the policies that the prison must adhere to and the contract requirements. To 
further assist, I can confirm that the contract has several delivery indicators which measure the 
performance of all aspects of custodial delivery. The prison’s performance is reviewed each 
month and during quarterly contract reviews. All aspects of the custodial contract are monitored 
through provider submissions and compliance testing. Each month the provider, Serco, submit 
evidence that they have complied with all contract delivery indicators (CDIs) and compliance tests 
are carried out on a monthly basis to test different aspects of the contract which are scored on a 
RAG (red, amber, green) rating scale for monitoring and improvement purposes. 

There is a specific CDI which relates to the management of records and data retention. If the 
provider falls short of the required standards outlined in policy then contractual action would be 
taken. There is a clear escalation route to ensure that performance is monitored, improvements 
are seen, and standards are raised to an acceptable level. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Following deaths in custody, prisons are required to follow their local death in custody 
contingency plan, which includes retaining relevant evidence and documentation for the Prisons 
and Probation Ombudsman’s investigation and the Coroner’s inquest. The contract management 
team at HMP Thameside monitor the provider’s management of death in custody cases to ensure 
that any issues or areas of concern are identified and addressed. 

Thank you again for bringing your concern to my attention. I trust that this response provides 
assurance that there is a sufficient oversight process in place to monitor the contract at HMP 
Thameside. 

Yours sincerely, 

Director General of Operations
Response from Serco 1 1 (PDF)
Contract Director 
Serco UK & Europe 
HMP Thameside 
Griffin Manor Way 
Thamesmead 
London 
SE28 0FJ 
www.serco.com 

8th September 
2023     

                            Official-Sensitive 

FAO: HM Assistant Coroner Goldring  
London Inner South Coroner's Court 
1 Tennis Street 
London 
SE1 1YD  
By Email 

Dear Ms Goldring 

Inquest touching upon the death of Mr Stephen Weatherley  

We refer to the Regulation 28 Report dated 20 July 2023 (the "Report") which followed the 
Inquest,  which    took  place  from  9  May  –  22  May  2023  into  the  unfortunate  death  of  Mr 
Stephen Weatherley who died at HMP Thameside (the "Prison") on 24 February 2018. For 
the purpose of this response, we will refer to Mr Weatherley as ("SW").  

We  note  that  the  Report  has  been  copied  to  Director  General  Chief  Executive  HM  Prison 
and Probation Service (HMPPS), Lord Chancellor and Secretary of State for Justice, Ministry 
of  Justice,  HM  Chief  Inspector  of  Prisons,  HM  Inspectorate  of  Prisons  and  Chair  of  the 
Independent Panel on Deaths in Custody. We provide the following response  on behalf of 
the  Prison,  and  we  would  like  to  take  the  opportunity  to  address  you  on  each  of  your 
concerns in turn, for ease of reference. 

The report raised two particulars concerns as follows.  

Concern One  

(1)  Data recording and retention in HMP Thameside / oversight by the Ministry of 

Justice ("MOJ")  
("Concern One")  

Retention of Data  

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 Firstly,  in relation to  data retention  following  a  Death  in  Custody ("DIC"),  Assistant  Director 
("AD") 
 provided evidence at the Inquest that he now has autonomy of this 
process and that there is now a system in place whereby he has set up MS Teams folders 
  was 
which  contain  all  the  relevant  information,  in  accordance  national  PSI's. 
candid in accepting that he could not explain why documents weren’t provided to the Prison 
and  Probation  Ombudsman  ("PPO")  back  in  2018  (before  he  was  in  post)  as  the  relevant 
staff members were no longer employed by Serco. However in any circumstance since, he 
has personally provided the PPO with the information required to further their investigations. 
It was offered by 
 during the inquest that he could show you the files in order to 
satisfy  you  that  the  Prison  were  sufficiently  engaging  with  the  process  and  retaining  the 
correct information. You understandably indicated that without knowing the specific facts of 
the case, this might be difficult to assess.  

 explained in evidence that he was aware of an IT migration which took place in 
2020, requiring officers to upload any documents retained locally onto a SharePoint. As you 
outline, he offered this as a possible explanation as to the absence of the documents which 
were now lost. Whilst this migration did unfortunately mean a lot of information was lost, the 
positive  implication  is  that  now  the  IT  infrastructure,  as  explained  by 
,  is  much 
better.  It  allows  much  wider  access  to  PNOMIS  and  means  he  is  able  to  access  relevant 
documents when requests are made. 

Since then, evidence was provided in the form of a statement from me (
) 
on  behalf  of  the  Prison,  which  identified  an  audit  from  our  Quality  Assurance  ("QA")  team 
  was  obliged  to  complete.  It  was  also  submitted  that  one  of  the  Contract 
that 
Delivery Indicators ("CDI's") that the Prison is required to deliver under their contract with the 
Ministry  of  Justice ("MOJ") means they  have to comply  with relevant  PSI's,  which includes 
those specific to document retention and what should happen after a DIC.  

It  was  indicated  by  me  that  I  attend  a  Quarterly  Contract  Review  Meeting  with  the  MOJ 
controllers  and  we  discuss  findings  from  the  PPO  investigations.  Nonetheless,  an 
independent audit of the retention of documents on the DIC cases was instructed from the 
Assurance  Team  (part  of  the  Serco  Enterprise  Risk  Management  team)  and  reporting  to 
UK&I General Counsel of Serco. It was confirmed that this is independent to the Prison and 
arrangements for this are underway, with an expected completion date of September 2023.  
The  difficulty  with  the  case  of  SW  was  that  it  had  been  delayed  for  a  number  of  years  (to 
some  extent  due to  the criminal  liability  for  SW's  visitors)  so the management  of the  DIC's 
had  long  since  improved  and  the  Prison  had  no  cause  for  concern  in  relation  to  the  DIC 
information retention since my appointment three years ago.   

In relation to CMS, there is some reliance on the staff to upload documents. However, again, 
as previously advised the QA  team conduct daily audits on incidents and notify AD's of any 
deficiencies, which are then rectified. We are confident that the CMS system is updated and 
that there are plentiful safeguards in place such as the QA team and the management team 
to ensure documents are properly uploaded and retained.  

Data Recording 

Secondly,  in  relation  to  the  recording  of  information  on  PNOMIS 
  provided 
evidence  that  in  short,  the  PNOMIS  system  is  now  much  more  regularly  utilized  and 
updated.
  conceded  that  in  SW's  case,  the  entries contained  with  the  PNOMIS 
file  were  insufficient  and  he  candidly  accepted  that  it  fell  below  his  expected  standards 

 
 
 
 
 
 
 
 
 
 
 
 during the Inquest and at the PFD hearing on 12 June 2023, which the Prison do not in any 
way dispute.  

A small audit was completed by 
 in short order to assist you with your concerns 
before 12 June 2023. However, as provided in my statement dated 26 June 2023, the Prison 
have instructed the same Serco independent audit team to conduct an independent review 
of a wider selection of PNOMIS files. Again, arrangement are in place to have this completed 
by September 2023 and we understand that our legal team, DWF LLP, offered to share the 
results of the same with you on our behalf. It is understood that this offer was made in email 
correspondence on 05 July 2023.  

We  understand  that  the  MOJ  may  wish  to  address  you  in  relation  to  the  latter  half  of  your 
Concern  One.  However,  for  the  sake  of  completeness,  a  copy  this  letter  and  my  earlier 
statement has been provided to them.  

Concern Two  

(2)  Absence  of  a  written  policy  at  HMP  Thameside  if  there  is  a  suspected  drug 

swallow ("Concern Two") 

In  terms  of  Concern  Two,  there  is  a  written  Serco  Custodial  Security  Strategy  ("SCSS") 
dated July 2021 which outlines when a prisoner can be put through the bodyscanner and it 
incorporates the national policy 'Use of X-ray Body Scanners (Adult Male Prisons)' dated 18 
May 2022 and reissued 3 October 20221 which states:  

Any prisoner can be body scanned upon receipt of intelligence into the 
prison. This may be prior to a prisoner’s arrival at the prison or at any time whilst 
they are present within the prison. No prisoner can be forcibly scanned. 

This is clear written guidance that any prisoner at any time whilst they are in the prison can 
be  taken  to  the  bodyscanner  on  grounds  of  intelligence.  It  does  however  state  that  they 
cannot  be  forcibly  scanned.  No  prisoner  in  any  establishment  can  be  legally  forced  to  be 
scanned using the bodyscanner. This reflects the evidence of 
One  of  the  grounds  upon  which  a  prisoner  can  be  searched  through  the  bodyscanner  is 
below:  
Reasonable  suspicion  during  or  following  a  visit  that  the  individual  is  likely  to  be 
internally concealing contraband.  
 In the instance where a scan is conducted, the same SCSS sets out that:  

.  

Ensure that the body scan is recorded on NOMIS. The date, dosage and 
justification  (either  intelligence  or  reasonable  suspicion)  of  each  scan  must  be 
recorded on NOMIS. This must be recorded as soon as practical after the scan is 
conducted.  The  NOMIS  record  must  also  record  whether  or  not  any  suspected 
contraband was detected by the scan.  

This  written  policy  contains  clear  guidance,  which  addresses  some  of  your  concern  in 
relation to Concern One.  

Finally, you heard evidence from 
 during the PFD hearing on 12 June 2023 that if 
a prisoner refuses to be scanned, they will be sanctioned and sent to the CSU under prison 
discipline rules and that as part of this process, their risk to self should be considered. There 

1https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/111559
6/x-ray-body-scanners-use-pf.pdf  

 
 
 
 
 
 
 
 
 
 
 
 
 
 is  a  dual  function  to  this,  in  that  it  protects  the  prisoner  themselves  but  also  reduces 
channels for prisoners to distribute any items into the main prison population.  

This is further supported by the SCSS, which outlines:  

If a prisoner refuses to be scanned, or intentionally moves to distort the 
image, it may be appropriate to charge the prisoner with an offence against prison 
discipline  under  Rule  51(22)  Prison  Rules  1999/Rule  55(25)  Young  Offender 
(see  PSI  05/2018  Prisoner  Discipline  Procedures 
Institution  Rules  2000 
(Adjudications) for further detail), or have their incentive level downgraded and in 
accordance  with  the  Prison’s  Incentive  Scheme.  If  staff  believe  that  this  is  the 
case,  they  should  consider  whether  it  is  necessary  to  manage  the  prisoner,  in 
terms of risk to self, as if they do have an internally concealed item (as below). 

The management of Security at any prison is, as you can imagine, a lengthy framework. The 
SCSS  itself  consists  of  494  pages  and  underwrites  the  functions  of  all  staff  obligations.  In 
relation  to  the  bodyscanner  and  searching,  all  of  the  above  falls  under  'Function  3'  of  the 
 witness statement dated 8th June 2023 that notices 
SCSS. You will recall from 
were  sent  to  staff  outlining  their  obligations  to  make  themselves  familiar  with  the  various 
functions, which included function 3. Staff are also trained in using the bodyscanner before 
using it (as is stipulated in the national framework) and therefore the information within this 
function is known to them.  

The National Policy further underpins that:   

5.101 If  the  prisoner  refuses  or is unable to  safely  remove  or  pass a suspected  item 
the  prison  must  consider  the  risks  presented  by  that  prisoner  to  themselves  and/or 
others.  In  all  cases  the  prison  must  consider  the  location  and  observation 
requirements  of  the  prisoner.  This  could include  use  of  segregation  and/or  ACCT,  if 
applicable,  locating  the  prisoner  in  healthcare,  or  sending  the  prisoner  for  outside 
medical  intervention.  This  decision  should  be  made  in  conjunction  with  the  advice 
from healthcare. 

It  has  been  recommended  to  the  Serco  board  that  wording  to  this  effect  and  including 
additional wording (underlined) where they simply refuse to go through the scanner and not 
just refuse to remove an item, is now incorporated within the SCSS and re-shared with staff. 
Please see recommended wording below:  

5.101 If  the  prisoner  refuses  or is unable to  safely  remove  or  pass a suspected  item 
(or simply refuses to be scanned at all) the prison must consider the risks presented 
by  that  prisoner  to  themselves  and/or  others.  In  all  cases  the  prison  must  consider 
the location and observation requirements of the prisoner. This could include use of 
segregation and/or ACCT, if applicable, locating the prisoner in healthcare, or sending 
the  prisoner  for  outside  medical  intervention.  This  decision  should  be  made  in 
conjunction with the advice from healthcare. 

Whilst this was not previously written in the SCSS (but was in national policy), you will recall 
 that when a prisoner goes through body scanner, if they fail 
the oral evidence of 
it  then  they  go  to  CFU  or  healthcare.  'If  plugged  or  secreted  they  go  to  CFU  and  if 
swallowed then they go to healthcare.' He also gave evidence that the Prison now have a 
'good relationship with healthcare' and seek their advice in such circumstances. Even in 
the case where prisoners are taken to CSU, it is still healthcare who conduct the initial health 
assessment  and  complete  the  algorithm,  which  dictates  how  often  a  prisoner  should  be 
monitored. You will recall from his evidence that the use of the bodyscanner generally has 
revolutionised the way in which prisons are able to detect items as you can either prove or 

 
 
 
 
 
 
 
 
 
 
   was  unable  to 
disprove  the  existence  of  a  secreted  item  very  easily.  Although 
point  to  'where  it  was  written  down'  in  the  hearing,  he  did  indicate  the  same  premise  for 
decision  making  that  is  highlighted  above  from  the  national  policy.  We  are  confident  that 
trained staff at the Prison, in conjunction with healthcare, would ensure any prisoner at risk 
of having secreted an item is properly managed.   

In  real  circumstances  as  at  today's  date,  any  suspicion  which  leads  to  a  request  for  a 
prisoner  to  go  through  a  bodyscanner  which  is  then  subsequently  met  with  a  refusal  to 
partake  in  the  scan  would  only  raise  staff  suspicions  further.  A  manager  would  check  the 
CCTV  and  they  would  consult  healthcare  with  the  relevant  facts/suspicions  (as  was 
submitted  in  evidence  during  the  Inquest  and  at  the  PFD  hearing  on  12  June  2023).  More 
specifically,  if  a  member  of  healthcare  is  told  by  Prison  staff  that  they  have  either  seen  a 
prisoner  put  their  hand  to  their  mouth  or  it  has  been  seen  on  CCTV  (or  in  any  other  very 
limited  circumstance)  they  could  properly  suspect  a  'swallow'  then  healthcare  staff  are 
afforded the opportunity to make a risk assessment based on their proper clinical judgement. 
In 
  evidence,  he  submitted  that  in  his  quite  proper  experience,  the  distinction 
between  a  suspected  'swallow'  and  'plug'  would  mean  the  difference  between  CSU  and 
impatient unit in practicable terms. 

As  you  have  quite  rightly  outlined  in your  Report,  each case  is  fact  specific  and the  above 
guidance  reflects  the  same.  To  some  extent,  prison  policy  has  to  have  some  ambiguity  to 
account  for  a  variety  of  circumstances  and  is  reliant  on  the  judgement  of  prison  staff, 
together with medically qualified clinicians. For the avoidance of doubt, any prisoner refusing 
to go through the bodyscanner (which would in all circumstances reveal a swallow) would be 
relocated  to  either  CSU or  healthcare,  which requires the  input  of  senior management  and 
healthcare.  A prisoner could only be moved to either location with the sign off of an AD That 
AD  will,  only  with  the  input  of  professional  medical  opinion,  make  a  decision  on  location  of 
that prisoner. We can confirm that we will be sharing the learnings of this Inquest and indeed 
the contents of the Report with the senior management team within the Prison and preface 
with advice that where there is a suspected 'swallow' and absence of a positive bodyscanner 
result, they should re-locate to healthcare.   

The difficulty with SW's case in 2018 was that staff restrained him, found nothing during the 
search and could not see a pass on CCTV (which was reviewed again by management), no 
'hand to mouth' was revealed on CCTV (giving no reason to suspect a swallow) and SW and 
his visitors protested their innocence.  In today's Prison, SW would be asked to go through 
the  bodyscanner.  If  he  had,  the  package  would  have  been  revealed  and  immediate  steps 
taken  to  manage  his  safety.  Alternately,  he  could  have  refused  which  would  have  raised 
concern (and cast doubt on his earlier protestations of innocence) and resulted in a breach 
of prison rules, re-allocating him to CSU for monitoring.   

However,  with  the  introduction  of  the  bodyscanner,  the  development  of  security  strategies 
(including  more  trained  intelligence  analysts)  and  the  implementation  of  a  highly  skilled 
senior  team,  we  are  confident  that  the  Prison  is  far  more  able  than  in  2018  to  identify  the 
need for earlier interventions in such tragic circumstances.   

We  take  all  Death's  in  Custody  incredibly  seriously.  We  reflect  upon  areas  of  concern  and 
make every effort to prevent similar situations occurring in the establishment.  

I hope this response provides you with sufficient assurance that the matters of concern that 
you have identified in relation to the death of Mr Weatherley are being fully addressed.  

Yours Sincerely. 

 
 
 
 
 
 
 
 
 
 
 Director, HMP Thameside

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