Prevention of Future Deaths reports · 2024
Regulation 28 report to prevent future deaths, reference 2024-0015, written 11 Jan 2024. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.
| Date of report | 11 Jan 2024 |
|---|---|
| Reference | 2024-0015 |
| Deceased | Nicholas Cork |
| Coroner | Ian Potter |
| Coroner area | Inner North London |
| Category | Community health care and emergency services related deaths |
| Source | judiciary.uk record · original PDF |
| Responses published | 1 |
Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.
Regulation 28: Prevention of Future Deaths report Nicholas CORK (died 22 May 2023) REGULATION 28 REPORT TO PREVENT FUTURE DEATHS THIS REPORT IS BEING SENT TO: 1. Chief Executive Sapphire Independent Living 1 Holmes Road Kentish Town London NW5 3AA 1 CORONER I am Ian Potter, assistant coroner, for the coroner area of Inner North London. 2 CORONER’S LEGAL POWERS I make this report under paragraph 7, Schedule 5, of the Coroners and Justice Act 2009 and Regulations 28 and 29 of the Coroners (Investigations) Regulations 2013. 3 INVESTIGATION and INQUEST On 15 June 2023, an investigation was commenced into the death of NICHOLAS CORK, then aged 57 years. The investigation concluded at the end of an inquest, heard by me, on 5 January 2024. The inquest concluded with a short narrative conclusion which set out that, “while substance misuse did not directly cause Mr Cork’s death, it did more than minimally contribute to it.” The medical cause of death was: 1a bronchopneumonia 1b chronic obstructive pulmonary disease II liver cirrhosis, substance misuse disorder, diabetes mellitus. 4 CIRCUMSTANCES OF DEATH Mr Cork lived in supported accommodation at Conway House, 18-22 Quex Road, London, NW6 4PL, which is a service operated by Sapphire Independent Housing. The funding for Mr Cork’s placement at Conway House was provided by the Local Authority. Mr Cork had been resident at Conway House since 2022. Following his arrival at Conway House in 2022, staff assessed him as being ‘at risk’ due to a combination of his physical health conditions, his ongoing substance misuse issues, and his continued engagement with aspects of the criminal justice system. In the early morning of 22 May 2023, Mr Cork was found unresponsive in his room and an ambulance was called. Paramedics verified the fact of his death 06:28 on 22 May 2023. 5 CORONER’S CONCERNS During the course of the inquest the evidence revealed matters giving rise to concern. In my opinion, there is a risk that future deaths could occur unless action is taken. In the circumstances, it is my statutory duty to report to you. The MATTERS OF CONCERN are as follows:- (1) There was evidence that staff at Conway House were significantly concerned for Mr Cork’s welfare, which is why he was deemed as ‘at risk’. As a result of being ‘at risk’ I was told that welfare checks were required to be undertaken, at least every 24 hours. Such checks required a staff member to physically see and interact with Mr Cork or, in the alternative, to telephone him and speak to him. Welfare checks were then required to be recorded on a spreadsheet. Despite this, I was told in evidence that welfare checks would only be recorded if the resident in question was actually ‘seen’ by the staff member undertaking the check; this raises the concern that there is disparity about what constitutes a welfare check and what will or will not be recorded. (2) I heard evidence that prior to Mr Cork being found unresponsive in his room on 22 May 2023, the last recorded welfare check for Mr Cork was during the early shift of Saturday 20 May 2023. The concern here is that Mr Cork, despite being required to have welfare checks at least once every 24 hours, was not properly checked upon for between 36- 48 hours prior to his death. (3) A night project worker at Conway House told me in evidence that they had opened Mr Cork’s door at about 20:35 on Sunday 21 May 2023, but did not enter the room to see or assess Mr Cork. The only reason for opening the door appears to have been the arrival of the ‘EMS team’ who were required to check that Mr Cork was at home for the purposes of conditions imposed by the criminal justice system. Having heard what they believed to be snoring, the staff member closed the door and left. This fact was verified by Metropolitan Police Officers who checked CCTV footage as part of their initial investigation following Mr Cork’s death. The concern here is that staff made assumptions that the ‘snoring’ noise was coming from Cork’s room and not an adjoining room, and that the noise was snoring, without investigating further. This was a missed opportunity to properly check on Mr Cork’s welfare, as required. (4) In evidence, I was taken through the spreadsheet that is used to record all checks and/or welfare checks required for any residents of Conway House. The record system appears to have been a basic Microsoft Excel spreadsheet devised by staff. I was told that the computer and/or spreadsheet often ‘crashed’, which led to data sometimes not being able to be recorded. I also observed that some fields of the spreadsheet were often left blank. Staff undertaking and recording checks regularly appeared not to input their name(s) or the time at which checks were undertaken. I was also told that while there was some training on how to undertake and record welfare checks, this was not needed because it was a simple task. The concern here is that the recording system for welfare checks may not be adequate and that the approach taken to filling in the data required on the spreadsheet varied from one staff member to another, which may also indicate that there is a training need. (5) I was told in evidence that the same spreadsheet is still used to record any checks and/or welfare checks required for residents. I was told that the issues identified with a lack of checks for Mr Cork were caused by the fact that there were a significant number of agency staff on duty and that Conway House no longer uses agency staff. However, the staff member that opened Mr Cork’s door at 20:35 (without entering the room or seeing Mr Cork) on 21 May 2023 and subsequently found him unresponsive on the morning of 22 May 2023 was a substantive member of staff. I was not reassured that any proper investigation into these issues had been undertaken or that any action(s) required to bring about improvements in the system of undertaking and recording welfare checks have been identified and/or implemented. 6 ACTION SHOULD BE TAKEN In my opinion action should be taken to prevent future deaths and I believe you have the power to take such action. 7 YOUR RESPONSE You are under a duty to respond to this report within 56 days of the date of the report, namely by 7 March 2024. I, the coroner, may extend the period. Your response must contain details of action taken or proposed to be taken, setting out the timetable for action. Otherwise, you must explain why no action is proposed. 8 COPIES and PUBLICATION I have sent a copy of my report to the Chief Coroner and to the following: (a) Director of Adult and Social Care, London Borough of Camden. I am also under a duty to send the Chief Coroner a copy of your response. The Chief Coroner may publish either or both in a complete or redacted or summary form. He may send a copy of this report to any person he believes may find it useful or of interest. You may make representations to me, the coroner, at the time of your response, about the release or the publication of your response by the Chief Coroner. 9 Ian Potter HM Assistant Coroner, Inner North London 11 January 2024
1 response published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.
FAO Ian Potter
HM Assistant Coroner
Inner North London
Camley Street
London
N1C 4PP
12 April 2024
Dear Sir
Regulation 28 Prevention of Future Deaths report issued 11th January 2024, following
the inquest into the death of Nicholas Cork
We write to respond on behalf of Sapphire Independent Housing (‘Sapphire’) pursuant to the
receipt of your Regulation 28 report dated 11th January 2024, identifying concerns arising
from the death of Nicholas Cork.
We would like to take the opportunity at the outset to extend our sincere condolences to the
family and friends of Mr Cork. He was a well-liked and much-appreciated member of Conway
House, where he had been resident since 2022; he has been sadly missed by support staff
and other residents. The company has taken the circumstances of his death extremely
seriously, and has carefully considered the contents of the Regulation 28 report.
The inquest proceedings
Sapphire was not legally represented at the hearing before you nor do we understand that
the company was designated an Interested Person. We have taken care, therefore, to
understand what transpired at the hearing and what evidence was placed before you, in
order to fully respond to the contents of the Regulation 28 report. It is unfortunate that it
appears a full recording of the hearing is not available; in particular there is reference to
material being placed before you in evidence concerning Conway House, that does not
appear to have been captured on an audio tape or transcript1.
1 It appears that the witness,
, was asked during her evidence for a record of welfare checks and
indicated that this could be provided. Her evidence was suspended while this material was obtained. We
understand that it was resumed at some point prior to the commencement of the police evidence but there is no
record of this.
30 Finsbury Circus, London EC2M 7DT
Tel 020 7 628 7576 Fax 0870 608 9390 DX 33856 Finsbury Square
www.devonshires.com
Devonshires and Devonshires Solicitors are the trading names of Devonshires Solicitors LLP, registered in England and Wales at the address
above with company number OC397401.
A list of members is open for inspection at our offices. This firm does not accept service by electronic mail or facsimile.
This Firm is authorised and regulated by the Solicitors Regulation Authority under the name of Devonshires Solicitors LLP and registration
number 619881
We understand that a witness,
, who is not a Sapphire employee but had
worked at Conway House for around 3 years as an agency worker, gave evidence on oath
regarding the checks performed on Mr Cork prior to the tragic discovery of his body in the
morning of 22nd May 2023. It also appears that
, a manager at Conway House,
who was present at the inquest hearing though not previously designated a witness, and not
(it appears) sworn in as such, provided some information on an ad hoc basis as to the
systems and processes in place at Conway House. There had been no prior disclosure
requests made of the company, but it appears some documentary material was located and
provided during the course of the hearing, either by
; this appears
to have included a digital copy of the welfare check record spreadsheet (‘the spreadsheet’),
which records (for each resident subject to regular checking) the time they were seen, the
person completing the check and any additional comments. Plainly, there was more
information available that Sapphire now believes would have assisted you and perhaps
allayed some of your concerns about the procedures in place at Conway House, and it is
regrettable that this was not before you at the hearing.
With this in mind, our approach in this response is twofold; both to (where appropriate) clarify
the systems and processes in place at the time of Mr Cork’s death as well as to identify what
actions have been taken since then to improve matters and guard against the risk of future
deaths arising.
Independent investigation
Following the death of Mr Cork, and prior to the commencement of the inquest before you,
Sapphire undertook its own internal investigation into what had occurred. This culminated in
a post-death review meeting on 28th July 2023. All agencies who had worked with Mr Cork
were invited to the meeting, including a member of the commissioning team from Camden
Council and any next of kin. Several Sapphire employees and at least one representative of
the Camden commissioning team attended. The outcome of this review meeting included
recommended improvements in how the process for checking residents operated, review of
the weekend cover arrangements at Conway House and review of the handover procedure
between shifts.
Sapphire also commissioned an independent investigation by Homeless Link into the
circumstances of the death and any wider cultural and governance observations pertaining to
Sapphire and Conway House. Homeless Link are well-respected experts in improving
services linked to supporting people experiencing homelessness; they offer training and
consultancy services to this end. Homeless Link carried out the review in early July 2023 and
provided a report to the company in August 2023, making a number of recommendations.
The report was shared with the Sapphire Board in September 2023. An action plan and
timetable for the implementation of these recommendations, which incorporated those that
followed the internal review, was set. The action plan was shared with Camden Council and
they have maintained some oversight of progress, not least through quarterly review
meetings which take place between Sapphire and Camden. As may be expected, many of
the recommendations mirror the concerns expressed in the Regulation 28 report and
therefore we address these below in the context of actions taken or proposed under each of
the matters of concern identified by the report.
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It is of note that the Homeless Link report concluded that the Conway House service has a
strong culture of care.
Matters of concern
The matters of concern raised in the Regulation 28 report are set out and addressed in turn
below.
1. There was evidence that staff at Conway House were significantly concerned
for Mr Cork’s welfare, which is why he was deemed as ‘at risk’. As a result of
being ‘at risk’ I was told that welfare checks were required to be undertaken, at
least every 24 hours. Such checks required a staff member to physically see
and interact with Mr Cork or, in the alternative, to telephone him and speak to
him. Welfare checks were then required to be recorded on a spreadsheet.
Despite this, I was told in evidence that welfare checks would only be recorded
if the resident in question was actually ‘seen’ by the staff member undertaking
the check; this raises the concern that there is disparity about what constitutes
a welfare check and what will or will not be recorded.
The At Risk procedure at Conway House has been in place for a number of years (last
reviewed in July 2020), and Sapphire understands it is consistent with procedures in place in
other, similar, supporting housing settings. Sapphire does not believe that any external
agency has ever questioned the content of the procedure; it is known to Camden Council
who have not raised concerns.
The procedure may properly be summarised as follows. All residents are reviewed on arrival
as to their specific needs and vulnerabilities, and whether they should be included on the At
Risk Register. If they are, the At Risk procedure requires welfare checks to be conducted on
those residents once every 24 hours. A welfare check may include physically seeing and
interacting with a resident, or speaking to him/her via telephone. The mode of check does not
affect the necessity to record it on the spreadsheet; whether conducted in person or via
telephone, the welfare check ought to be recorded. Unless the resident has been seen and
interacted with, or spoken to on the telephone, an adequate welfare check has not been
completed. If the daytime shift workers have not been able to complete a welfare check, this
negative should be noted on the spreadsheet and the negative welfare check passed onto
night staff at handover. If no welfare check is achieved by the night staff, the missing persons
procedure will be triggered in the morning2.
Sapphire considers that this policy, if understood and followed correctly, properly provides for
the welfare checking of the vulnerable persons within its care and includes appropriate
mechanisms for failed safety checks to result in an escalation of checks and, if necessary,
the triggering of the missing persons procedure.
2 This is set out in policy document ‘Missing Persons Produced – Supported’ approved in 2013, and last
reviewed in 2016
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Notwithstanding this, Sapphire has reviewed the At Risk procedure set out above
subsequent to Mr Cork’s death. This review was completed on
January 2024. The
procedure was looked at in the round and it was decided that it remained fit for purpose but
that improvements needed to be made in relation to its implementation and operation,
including as to training, oversight and accountability. These are addressed below.
1st
2. I heard evidence that prior to Mr Cork being found unresponsive in his room
on 22 May 2023, the last recorded welfare check for Mr Cork was during the
early shift of Saturday 20 May 2023. The concern here is that Mr Cork, despite
being required to have welfare checks at least once every 24 hours, was not
properly checked upon for between 36-48 hours prior to his death.
3. A night project worker at Conway House told me in evidence that they had
opened Mr Cork’s door at about 20:35 on Sunday 21 May 2023, but did not
enter the room to see or assess Mr Cork. The only reason for opening the
door appears to have been the arrival of the ‘EMS team’ who were required to
check that Mr Cork was at home for the purposes of conditions imposed by the
criminal justice system. Having heard what they believed to be snoring, the
staff member closed the door and left. This fact was verified by Metropolitan
Police Officers who checked CCTV footage as part of their initial investigation
following Mr Cork’s death. The concern here is that staff made assumptions
that the ‘snoring’ noise was coming from Cork’s room and not an adjoining
room, and that the noise was snoring, without investigating further. This was a
missed opportunity to properly check on Mr Cork’s welfare, as required.
Points 2 and 3 are, respectfully, dealt with together as they raise the same issues as to the
adequacy of the welfare checks performed in this case between 20th and 22nd May 2023.
It is accepted that the At Risk procedure was not adequately followed by support staff in the
days prior to Mr Cork’s death, and that this was not identified contemporaneously by any
management checks. It is accepted that the check that was conducted on Mr Cork during the
evening on 21st May 2023 was not an adequate welfare check because it did not involve
interacting with him, merely hearing him snoring and assuming he was therefore sleeping.
Sapphire has therefore fully recognised the need for improvement in how the At Risk
procedure is implemented, followed and managed. As the Homeless Link report also
emphasised, it should form the foundation of the interaction of the staff team daily. Sapphire
has reset its priorities in this regard.
In particular, the handover process has been reviewed to place further emphasis on the At
Risk procedure. This review was completed on 8th August 2023. There has, as a result, been
an increase in the working hours of night shift workers, thereby extending the handover
period between shifts to ensure an appropriate face to face interaction to discuss any
incidents that have occurred. There is an expectation that any failed welfare checks, or any
problems with the At Risk procedure, will be highlighted at this handover. There is a
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handover template that must be completed prior to every shift handover; this includes a
specific section for recording issues concerning At Risk register checks.
Further training provision has also been (and continues to be) implemented in relation to the
At Risk procedure with a view to offering staff an increased level of support and knowledge.
Training in complex needs, dual diagnosis and personality disorder was delivered by
Homeless Link on 22nd September 2023 for all resident-facing colleagues. A workshop
covering welfare checks and risk management was attended by all Conway House staff in
February 2024. Following a Homeless Link recommendation that Sapphire services are
reflective of psychologically informed environment approaches, as these environments
naturally reduce the levels of incidents and are more conducive to positive residential
operations, the Camden Commissioning team are providing training in this area and regular
refresher courses to all staff in Pathways. Training needs are now discussed as part of one
to one supervision and appraisals and training needs are identified for each staff member’s
development.
Since October 2023, there has been greater focus on revisiting the guidance derived from
policies and procedures to support day to day practice; not just at induction but on a
continuing basis, through team meetings, team away days, and a wider organisational
approach. The At Risk procedure, while well-established as a precursor to the Missing
Persons policy, has not historically been set out fully in a written policy document. A
standalone policy document is in the process of being drafted and is expected to be
presented to the Sapphire Board in May, for wider publication in June 2024. All staff receive
online training in policies and procedures with periodic refresher training. There is also an
easily accessible online hub where a policy library is available.
Sapphire has recognised that there needs to be a greater level of management review of the
At Risk procedure, and greater accountability for proper checks being carried out. The
Homeless Link report noted that if the completion of the At Risk checks was a process for
which managers were forensically held to account by the Executive Team and reviewed at
Board level, culturally the missing of checks would be far less likely to happen, whatever the
chaotic dynamic of the service. This culture of accountability has been implemented through,
for example, a housing operations team away day in April 2024, which focused on discussing
Key Performance Indicators (KPIs), including in relation to the operation of the At Risk
procedure, which are to be introduced and monitored monthly as part of the Operational
Management meeting. Senior management performance meetings are to commence from
April 2024. Any service incidents are to be reported at Board level, along with any failures to
meet KPIs.
Sapphire is therefore confident that the risk of staff error in the conduct of welfare checking
and the operation of the At Risk procedure as a whole should be considerably reduced, and
that if errors occur, they are more likely to be identified at the time.
4. In evidence, I was taken through the spreadsheet that is used to record all
checks and/or welfare checks required for any residents of Conway House.
The record system appears to have been a basic Microsoft Excel spreadsheet
devised by staff. I was told that the computer and/or spreadsheet often
‘crashed’, which led to data sometimes not being able to be recorded. I also
Page 5
.
observed that some fields of the spreadsheet were often left blank. Staff
undertaking and recording checks regularly appeared not to input their
name(s) or the time at which checks were undertaken. I was also told that
while there was some training on how to undertake and record welfare checks,
this was not needed because it was a simple task. The concern here is that
the recording system for welfare checks may not be adequate and that the
approach taken to filling in the data required on the spreadsheet varied from
one staff member to another, which may also indicate that there is a training
need.
At the time of May 2023, the spreadsheet used to record welfare checks was considered to
be adequate, insofar as it allowed for the timing of the check, the identification of who had
completed it and any additional comments to be recorded. It is recognised that its use was
dependent on the computer that stores it being functional, but technical issues were
extremely rare and there was a manual workaround about which staff were fully informed.
Any manual records were promptly recorded on the digital spreadsheet.
Serious consideration has been given to an alternative method of recording welfare checks
but, following a thorough review, it has been decided to maintain the current format, with
which staff are familiar, and which has functionality to record all the required information
relevant to welfare checks. The additional focus on training, management oversight and
accountability that has been a feature of revisions to the At Risk process as a whole, equally
applies to the record-keeping of the welfare checks on the spreadsheet and should ensure
operational improvement. The spreadsheet is currently reviewed by a manager every Friday.
Additionally, a recruitment process is underway for a new administration assistant to assist
with housing management tasks, which will include the oversight of the spreadsheet with
qualitative checks and sample testing. The recruitment process is expected to complete in
April 2024, with employment to commence in May 2024.
That the current format of the record is fit for purpose will be kept under review. Enquiries are
ongoing as to whether the record of welfare checks could be integrated into wider support
software used by staff on the Inform system. This review is likely to continue throughout
2024.
Sapphire is confident that the increased prioritisation on the recording of welfare checks will
place that record front and centre of staff work objectives, with oral communication between
different shift teams also of paramount importance alongside the written record.
5. I was told in evidence that the same spreadsheet is still used to record any
checks and/or welfare checks required for residents. I was told that the issues
identified with a lack of checks for Mr Cork were caused by the fact that there
were a significant number of agency staff on duty and that Conway House no
longer uses agency staff. However, the staff member that opened Mr Cork’s
door at 20:35 (without entering the room or seeing Mr Cork) on 21 May 2023
and subsequently found him unresponsive on the morning of 22 May 2023
was a substantive member of staff.
Page 6
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was not a substantive member of staff but, it is accepted, had worked at Conway
House as a member of agency staff for a prolonged period. Sapphire continue to use agency
staff at Conway House. However, there have been material improvements in how this is
managed and how the processes to be followed are communicated; in particular a thorough
written contractor induction package has been formulated, which focuses both on the
conduct of welfare checks and their recording.
Of the three staff members (two permanent members of staff, one agency staff) with
particular responsibility for conducting welfare checks on 20th and 21st May 2023, and
therefore most accountable for the failures that occurred, the agency contractor had their
contract terminated. The two permanent members of staff were both subject to disciplinary
procedures concerning the failure to conduct adequate checks, the failure to record this on
the welfare check spreadsheet and the failure to complete an adequate handover to night
staff in this regard.
It has been recognised that the weekend is the lowest level of staffing at Conway House due
to the nature of the funding, rota and management working pattern. The Homeless Link
report suggested that consideration be given to whether there should be management
checks taking place at these times, for example, the organisational on-call system could
incorporate a management check of the At Risk register during the weekend with a view to
tightening the safety net of checks so that they are not missed. A shift leader position has
now been introduced for each shift, tasked (in part) with ensuring that the At Risk procedure
has been complied with and that an effective handover is completed with the next shift.
There is also now a Monday morning meeting between managers and staff in order to
facilitate a thorough handover of any issues that have arisen over the weekend; there is an
expectation that this will include a focus on any issues with the At Risk procedure.
Permanent night staff have been recruited by Sapphire (with a start date of the end of April
2024) with a specific job description that incorporates the At Risk procedure, which should
increase continuity of knowledge and experience across the staffing body.
In September 2023, Sapphire completed a review of working shift patterns and how the
removal of a ‘7 days in a row’ shift pattern and its replacement with a more balanced working
pattern may mean staff are more refreshed and less prone to burnout (which could have lead
to an increased risk of missed checks). Smaller more frequent working patterns have been
implemented across the board.
Discussions also remain ongoing with the London Borough of Camden as to the support and
care needs of referrals into Conway House, along with a review of the Pathway to consider
where the most vulnerable and those with the most complex needs are most appropriately
housed.
In conclusion
We reiterate that the death of Mr Cork was a source of considerable sadness and concern to
Sapphire. The company has made focused efforts to understand the circumstances of his
death and to make improvements to the operation of the At Risk procedure in light of the
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failings that were identified internally, by an independent review and by you the Coroner. The
company
is confident that the improvements that have been, and continue to be,
implemented will meet the concerns expressed during the inquest into Mr Cork’s death, and
guard against the risk of future deaths. We sincerely hope that this response is of assistance
to you, and would welcome the opportunity to provide any further clarification or information
that you may require.
Yours faithfully
Devonshires Solicitors LLP
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