Prevention of Future Deaths reports · 2018

Theresa Button

Regulation 28 report to prevent future deaths, reference 2018-0333, written 3 Oct 2018. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.

Date of report3 Oct 2018
Reference2018-0333
DeceasedTheresa Button
CoronerKevin McLoughlin
Coroner areaWest Yorkshire (East)
CategoryHospital Death (Clinical Procedures and medical management) related deaths
Organisation namedLeeds Teaching Hospitals NHS Trust
Sourcejudiciary.uk record · original PDF
Responses published1

The report

Text recovered by OCR from a scanned PDF. OCR is imperfect: check anything you rely on against the source PDF. Reproduced verbatim, including the scan's own layout.

ANNEX A

REGULATION 28: REPORT TO PREVENT FUTURE DEATHS (1)

NOTE: This form is to be used after an inquest.

L

~ | REGULATION 28 REPORT TO PREVENT FUTURE DEATHS

THIS REPORT IS BEING SENT TO:

1. Dr Yvette Oade, Chief Medical Officer, Leeds Teaching Hospitals NHS
Trust, Trust Headquarters, Beckett Street, Leeds, LS9 7TF

1

TORONER |

| am Kevin McLoughlin, Senior Coroner for the coroner area of West Yorkshire (Eastern)

- CORONER'S LEGAL POWERS

| make this report under paragraph 7, Schedule 5, of the Coroners and Justice Act 2009
and regulations 28 and 29 of the Coroners (Investigations) Regulations 2013.

E

{__
INVESTIGATION and INQUEST

On 13 December 2017 | commenced an investigation into the death of Theresa Maria
BUTTON aged 65. The investigation concluded at the end of the Inquest on 25
September 2018. The conclusion of the Inquest was Natural Causes.

ra

| CIRCUMSTANCES OF THE DEATH

On 21 August 2017 the deceased underwent a liver transplant. She remained in
hospital for some 15 weeks during which time she suffered multiple complications
including a stroke. She developed pneumonia and died on 7 December 2017. The
deceased's family contended that her death was contributed to by the deficiencies in
nursing care which arose due to insufficient nursing staff being available at certain times
on Ward J83 at St James's University Hospital, Leeds.

|

5 | CORONER'S CONCERNS

During the course of the inquest the evidence revealed matters giving rise to concern. in
my opinion there is a risk that future deaths will occur unless action is taken. In the
circumstances it is my statutory duty to report to you.

The MATTERS OF CONCERN are as follows. —

1. The staffing levels on Ward J83 should be reviewed, notwithstanding that they
may currently meet the minimum levels prescribed. The ward handles a
challenging cohort of patients with liver disease who have complex needs which
merit close nursing attention.

2. Evidence taken at the Inquest revealed concerns that treatment plans instituted
by clinicians were not always fully or effectively implemented as the staff were
often too busy, particularly at night. Example included not hoisting an immobile
lady out of bed onto a chair before mealtimes and then having time to
encourage her to eat.

|___3._In this case the deceased was frail and losing weight due to not eating. A family

member witnessed her food being left on her tray whilst she was laid flat and
hence unable to access it with the result that it went cold and she did not eat,
despite the concern relating to her nutritional condition.

4. Insufficient time was available for the nursing staff and clinicians to explain
treatment decisions to family members. An example given at the Inquest related
to a decision to prescribe anti-depressant medication without the family being
informed of any psychiatric involvement.

5. Contemporaneous nursing records were not always maintained; for example
relating to food and fluid intake (even though nutrition was a matter of concern
to the treating clinicians).

}_
6 | ACTION SHOULD BE TAKEN |

In my opinion action should be taken to prevent future deaths and | believe your
organisation have the power to take such action. |

[? ror RESPONSE

You are under a duty to respond to this report within 56 days of the date of this report,
namely by 28 November 2018. i, the coroner, may extend the period.

Your response must contain details of action taken or Proposed to be taken, setting out
the timetable for action. Otherwise you must explain why no action is proposed.

COPIES and PUBLICATION 4

| have sent a copy of my report to the Chi i ited

| am also under a duty to send the Chief Coroner a copy of your response.

The Chief Coroner may publish either or both in a complete or redacted or summary
form. He may send a copy of this report to any person who he believes may find it useful
or of interest. You may make representations to me, the coroner, at the time of your
response, about the release or the publication of your response by the Chief Coroner. |

Date: 3 October 2018 Signed by: Keon Mefougl "|

Responses

1 response published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.

Response from The Leeds Teaching Hospitals NHS Trust (PDF)
Date: 28 November 2018
Our Ref: YO/bb

Mr Kevin McLoughlin

The Leeds

Teaching Hospitals
NHS Trust

Senior Coroner Chief Medical Officer
West Yorkshire (Eastern) Trust Headquarters
Coroner's Office and Court St James's University Hospital
71 Northgate Beckett Street
Wakefield Leeds
WF1 3BS LS9 7TF

Direct Li

www.leedsth.nhs.uk

Dear Mr McLoughlin
INQUEST TOUCHING THE DEATH OF THERESA MARIA BUTTON (Deceased)

| refer to your correspondence of 3rd October 2018, regarding the inquest touching the death of
Theresa Maria Button and the Regulation 28 Report to Prevent Future Deaths in respect of this
case.

| can confirm that the contents of your Regulation 28 Report have been shared with the relevant
staff to enable us to provide you with a comprehensive response.

We have considered the contents very carefully. The Trust acknowledges that prior to the inquest
Mrs Button’s daughter had not proceeded with her application to access her mother’s healthcare
records. We hope that the responses to the concerns below, together with a review of Mrs
Button’s records, will allay her anxieties and show that the multi-disciplinary team that cared for
her mother on ward J83 provided a good standard of care.

In your report you highlight that your matters of concern were as follows:

(1) The staffing levels on Ward J83 should be reviewed, notwithstanding that they may
currently meet the minimum levels prescribed. The ward handles a challenging cohort of
patients with liver disease who have complex needs which merit close nursing attention.

Staffing levels on all of our ward areas including ward J83 are reviewed daily in accordance with
safe staffing requirements together with the numbers and individual needs of our patients.

The Trust recognises that safe levels of nurse staffing are essential to the delivery of quality
patient care. We already have robust systems in place for determining safe staffing levels and
ensuring mitigating actions are put in place where staffing is below the agreed plan or insufficient
to meet patients’ specific needs. This includes robust escalation processes to both the Heads of
Nursing and Director of Nursing (Operations).

As | am sure you will appreciate, your observation regarding patients with complex needs applies
to many wards across the Clinical Service Unit (CSU) and the wider Trust, therefore the

Chair Dr Linda Pollard CBE DL Chief Executive Julian Hartley

The Leeds Teaching Hespitals NHS Trust incorporating: Chapel Allerton Hospital, Leeds Cancer Centre, Leeds Children's

Hospital, Leeds Dental Institute, Leeds General infirmary, Seacroft Hospital, St James's University Hospital, Wharfedale Hospital.
Page 1

information that has been provided in this response in regards to staffing levels is applicable not
only to ward J83 but to all other areas too.

By way of background, following discussions with senior nursing staff, three levels of staffing for
their areas has been agreed and staffing rosters have been submitted to reflect the current
staffing level. The three levels are:

e Optimum staffing - this is where we would like to be in the next 2/3 years; i.e. this is our
ambition and would include supernumerary status for ward/department leaders, CPD time
etc.

e Current staffing - based on current budgeted establishmenis and ability to recruit, agreed
with the Head of Nursing in each CSU to maintain safe staffing ratios.

e Minimum staffing levels - this is an additional safeguard/governance level. Any ward at
minimum will trigger an escalation the details of which are set of further in this response.
This aligns to the National Quality Board’s latest guidance, (February 2018) and has been
operational in the Trust since 2012.

The Trust has been very clear that all ward staffing budgets are funded at current budgeted
establishments and that this move is a further safeguard to support staff in the daily management
and escalation of ward staffing concerns.

| can confirm that the Trust meets the National Quality Board 2018 guidance on safe staffing.
Examples of these include:

Use of the National Safer Care Acuity and Dependency Tool

Professional Judgement

Specialty/Bed base requirements (tertiary service provider)

Embedded Clinical Metrics (Healthcheck) relating to standards of patient care
Red/Amber/Green (RAG) ratings that determine individual ward staffing risks
Nursing red flags for example delivery of patient observations or medications
Care Hours per Patient Day (National requirement)

Actual nurse establishments are calculated using a range of data with staffing updates submitted
nationally each month to NHS England via the Nurse Staffing Retum (Hard Truths). The return
incorporates data relating to both substantive Trust staff and additional temporary staff (bank and
agency).

A twice yearly ward staffing review of nursing acuity and dependency levels is undertaken, which
informs changes to skill-mix required and the annual updates to the roster system. Following the
July 2018 establishment and skill mix review, 102 roster templates have been reviewed to ensure
they align to the current staffing level plan agreed for each ward.

Where staffing is below the minimum agreed plan, or where the current staffing is assessed as
not being able to meet the patients’ needs, mitigation is put in place. To mitigate the risks to
patients, as well as reviewing staffing at the daily operational meeting outlined above, CSUs also
review staffing daily at Matron Huddies and actions agreed include:

Proactively requesting shifts to be filled by bank and agency workers;

CSU staff moved between clinical areas to mitigate the gaps and maintain patient safety;

Increasing the number of Clinical Support Workers on duty;

Deploying non-ward based clinical staff e.g. Matron or Clinical Educators, to these areas
to provide care and support to the ward teams.

Individual 1:1 meetings are held with each Head of Nursing by the Deputy Chief Nurse/Director of
Nursing (Operations). Where individual wards are found to be consistently at minimum levels, or
where mitigations have not been possible, a summary report known as an SBAR (Situation,
Background, Assessment, Review) is compiled by the CSU. This report is discussed at both the

Chair Dr Linda Pollard CBE DL Chief Executive Julian Hartley
The Leeds Teaching Hospitals NHS Trust incorporating: Chapel Allerton Hospital, Leeds Cancer Centre, Leeds Children's

Hospital, Leeds Dental Institute, Leeds General Infirmary, Seacroft Hospital, St James's University Hospital, Wharfedale Hospitai.
Page 2

weekly Corporate Operational meeting and the weekly Quality meeting with the Chief Nurse and
Chief Medical Officer. In the event of bed closure recommendations by CSUs to support patient
safety, this report is shared at the Executive Directors meeting.

The Trust has strong governance and oversight of staffing both in hours and out of hours where
24 hour support is available from a Head of Nursing, General Manager and Executive Director.

This is supported by a Trust-wide document - Actions fo be taken when the numbers of Nurses
and Midwives per shift falls Short of the Agreed Roster Template. This document was updated
earlier in 2018 to reflect and meet the National Quality Board Guidance issued in February 2018.
A copy of this is attached for your information.

The Trust has in place a comprehensive escalation process to support CSUs in the event of
staffing shortfalls and concerns. Further to a pilot in surgical services a RAG rated nurse staffing
status report has been introduced for daily reporting. This daily oversight is provided by the
Deputy Chief Nurse/Director of Nursing (Operations) with any unmitigated concems regarding
individual ward areas being escalated to the Chief Nurse. A weekly Red, Amber, Green (RAG)
status report is provided to the quality meeting and the Executive Director meeting.

The Trust continues to recruit band 5 registered nurses, midwives and operating department
practitioners with 304 external registered band 5 staff starting in post since April 2018. 262 of the
304 new starters commenced in post in September and October 2018, in line with university out
turns. Corresponding to our recruitment figures is a reduction in both registered and unregistered
nursing and midwifery vacancies across the organisation. Registered Nurse vacancies have
reduced from 14% in September 2018 to 11 % in October 2018, with unregistered vacancies
reducing from 6% in September to 4% in October 2018.

The next matter raised in your report is as follows:

(2) Evidence taken at the Inquest revealed concerns that treatment plans instituted by
clinicians were not always fully or effectively implemented as the staff were often too
busy, particularly at night. Example included not hoisting an immobile lady out of bed onto
a chair before mealtimes and then having time to encourage her to eat.

Mrs Button’s nursing needs, clinical treatment and support requirements were reviewed on a
daily basis. Enhanced care and intentional rounding were utilised to support Mrs Button.

The contemporaneous healthcare records show that she was regularly hoisted from her bed at
mealtimes, (as well as other times during the day), and encouraged to eat; there were however a
number of occasions where Mrs Button declined to be hoisted. In these circumstances, where
Mrs Button would allow, the position of the bed was altered so that she was in a more upright
position to enable safe eating.

(3) In this case the deceased was frail and losing weight due to not eating. A family member
witnessed her food being left on her tray whilst she was laid flat and hence unable to
access it with the result that it went cold and she did not eat, despite the concern relating
to her nutritional condition.

Evidence was heard during the course of the inquest regarding the considerable challenges staff
had in encouraging Mrs Button to eat. The Trust welcomes the fact that during your summing up
you acknowledged that all the staff involved had made considerable efforts to increase Mrs
Button’s nutritional intake and encourage her to cat. MM visited Mrs Button
frequently during her inpatient stay to support meal choices and completion of her menu

a 20 bought some Ribena and TUC biscuits in for Mrs Button following discussion that
this was something she enjoyed. Despite regular anti-emetic medication, she frequently
complained of feeling sick and would only eat very small amounts of food, or declined meals and

Chair Dr Linda Pollard CBE Di. Chief Executive Julian Hartley
The Leeds Teaching Hospitals NHS Trust incorporating: Chapel Allerton Hospital, Leeds Cancer Centre, Leeds Children’s

Hospital, Leeds Dental Institute, Leeds General Infirmary, Seacroft Hospital, St James’s University Hospital, Wharfedale Hospital.
Page 3

supplements in their entirety. When Mrs Button did feel able to eat, assistance was provided with
meals because of her right sided weakness. There was an incident when Mrs Button complained
that her meal was cold when served to her and was not what she had ordered. Staff arranged for
soup and toast and assisted her with her menu choices after she had finished eating. It is the
Trust’s view that the clinical team did their very best to improve Mrs Button's nutritional condition
throughout her in-patient stay on Ward J83.

(4) Insufficient time was available for the nursing staff and clinicians to explain treatment
decisions to family members. An example given at the Inquest related fo a decision to
prescribe anti-depressant medication without the family being informed of any psychiatric
involvement.

Mrs Button’s healthcare records show that there were a number of discussions between clinical
and nursing staff and her daughter | regarding treatment; medication; skin care; infection
control measures etc. It is clear that staff were not always available to speak with family
members immediately, but that arrangements were made fo follow up requests for
upda ries as soon as staff members became available and Louise was also
— contact details should she have any concerns. The staff were aware that
Louise was finding it difficult to cope with her mother's deteriorating condition and they did all
they could to support her and keep her updated.

During the course of her in-patient stay Mrs Button became increasingly anxious and depressed
which became a source of concern for those caring for her. Acting in her best interests and with
the patient's informed consent, they arranged for her to be assessed by a specialist nurse with
mental health training. The nurse completed the Hospital Anxiety and Depression Score tool with
Mrs Button. This established that Mrs Button had an anxiety score of 21/21 (severe) and a
depression score of 16/21 (severe). Mrs Button was very open with the nurse about the issues
that were causing her to feel anxious and depressed. Some of these related to her physical
condition and others were linked to family matters. A range of coping strategies were discussed
to help manage her anxiety and depression; one of which was medication. Mrs Button wished to
consider this.

Mrs Button’s mood deteriorated over the following two days and there was another discussion
with her about coping strategies. She consented to starting on a small dose of anti-depressant
medication. The medication was prescribed to help lift Mrs Button’s mood; increase her appetite
and improve the quality of her sleep which were the main issues she was struggling with and
were ail part of the building blocks of recovery. Mrs Button had the capacity to make these
decisions about her care. Regrettably, when her daughter learned that Mrs Button was taking an
anti-depressant she instructed her mother not to take it because it was linked with gastric
bleeding. While we understand that {was acting with the very best of intentions, there was
no evidence of any link between the medication prescribed and gastric bleeding. This was
explained to Mrs Button at some length along with the reasons why the medication had been
prescribed, but sadly she declined to restart the medication. It is the Trust’s view that staff acted
appropriately and in Mrs Button's best interests.

(5) Contemporaneous nursing records were not always maintained; for example relating to
food and fluid intake (even though nutrition was a matter of concern to the treating
clinicians).

Prior to, and during the course of the inquest HD apologised that record keeping in
relation to nutrition and hydration was not to a consistently high standard. This was addressed
with the ward team at the time and has been discussed subsequently.

Chair Dr Linda Pollard CBE DL Chief Executive Julian Hartley

The Leeds Teaching Hospitals NHS Trust incorporating: Chapel Allerton Hospital, Leeds Cancer Centre, Leeds Children’s
Hospital, Leeds Dental Institute, Leeds General Infirmary, Seacroft Hospital, St James's University Hospital, Wharfedale Hospital.
Page 4

The Trust has in place an audit process referred to as the ward/department Healthcheck. This
provides a systematic overview of performance across a range of key areas that influence or
reflect the standards of care, patient outcomes and experience of care delivered in the Trust. The
data can be viewed at organisational, CSU and ward level, providing both a local and strategic
picture. A copy of the completed Healthcheck for ward J83 over a 12 months period in relation to
nutrition and hydration has been included with this letter. You will note that the ward results
demonsirate a very high level of compliance across the key areas identified.

attends morning handover on ward J83 on at least a weekly basis where she is
able to highlight any concerns with the team in addition to celebrating success.

Thank you for bringing these matters to my attention. | do hope that this response has assured
you that the Trust has given careful consideration to the matters of concern you have raised.

If | can be of any further assistance please do not hesitate to contact me.

Yours sincerely

Cate Coe

Dr Yvette Oade
Chief Medical Officer
Leeds Teaching Hospitals NHS Trust

Chair Dr Linda Pollard CBE DL Chief Executive Julian Hartley

The Leeds Teaching Hospitals NHS Trust incorporating: Chapel Allerton Hospital, Leeds Cancer Centre, Leeds Children’s
Hospital, Leeds Dental! Institute, Leeds Generai Infirmary, Seacroft Hospital, St James's University Hospital, Wharfedale Hospital.
Page 5

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