Prevention of Future Deaths reports · 2018

Simon Healey

Regulation 28 report to prevent future deaths, reference 2018-0378, written 6 Dec 2018. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.

Date of report6 Dec 2018
Reference2018-0378
DeceasedSimon Healey
CoronerHeidi Connor
Coroner areaBerkshire
CategoryHospital Death (Clinical Procedures and medical management) related deaths
Sourcejudiciary.uk record · original PDF
Responses published1

The report

Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.

Classification: OFFICIAL-SENSITIVE 

REGULATION 28:  REPORT TO PREVENT FUTURE DEATHS (1) 

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS 

THIS REPORT IS BEING SENT TO: 

1.  Dr Andrew Jones – CEO, Ramsay Healthcare UK, Level 18 Tower 42, 25 

Old Broad Street, London EC2N 1HQ. 

2.  Mr David Hare - CEO, Independent Healthcare Providers Network, Floor 

15, Portland House, Bressenden Place, London SW1E 5BH. 

1. 

CORONER 

I am Mrs Heidi J Connor, Senior Coroner for the coroner area of Berkshire. 

2. 

CORONER’S LEGAL POWERS 

I make this report under paragraph 7, Schedule 5, of the Coroners and Justice Act 
2009  and  Regulations  28  and  29  of  the  Coroners  (Investigations)  Regulations 
2013. 

3. 

INVESTIGATION and INQUEST 

I conducted an Inquest into the death of Simon Healey that was heard at Reading 
Town Hall between 3rd and 5th December 2018.  I recorded a narrative conclusion 
as follows: 

Simon  Healey  suffered  a  recognised  complication  of  bowel 
surgery  performed  on  the  1st  August  2017.    Opportunities  for 
earlier  detection  of  an  anastomotic  leak  and  subsequent  sepsis 
were missed.  If this had been detected at any point up to the 6th 
August  2017,  it is likely that he would have survived.  He died 
on the 10th August 2017.  

4. 

CIRCUMSTANCES OF THE DEATH 

The  family  asked  us  to  refer  to  the  deceased  as  Simon  at  the  inquest.    I  have 
reflected that request in this report.  

Classification: OFFICIAL-SENSITIVE 

-1-

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Classification: OFFICIAL-SENSITIVE 

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS 

Simon  Healey  was  born  on  the  29th  January  1957.    He  underwent  a  right  hemi-
colectomy  at  Berkshire  Independent  Hospital  on  the  1st  August  2017.    The 
operation was performed by 
, consultant colorectal surgeon, who had 
performed numerous  operations like this before, the vast majority  of these in an 
NHS setting.  The immediate post-operative period was uneventful. 

By the night of 4th August 2017 however, Simon’s NEWS score was 6 (at 10.30 
hrs), and 7 (at 22.00 hrs).  His CRP was 607.  He had not passed urine.  He was 
tachycardic with a raised respiration rate.   

 prescribed 
He was started on the sepsis pathway by nursing staff and 
antibiotics.  NEWS protocols were not followed in terms of frequency of reviews 
or considering escalation of care.   

Simon’s  NEWS  scores  initially  came  down  to  4  in  the  early  hours  of  the  5th 
August but he was again scoring 7 at 04.50, 05.50 and 06.50 on that day.  I heard 
no evidence of consideration of Simon’s care being escalated at any point during 
his stay at the Berkshire Independent Hospital.  The junior doctor (RMO) looking 
after Simon became concerned about his condition on the night of the 6th August.  
Nursing  staff  also  considered  that  Simon  was  not  making  the  progress  that  they 
expected after this operation.  A decision was taken to carry out an x-ray on the 
morning  of  the  7th  August  2017.    This  x-ray  revealed  free  gas  and  fluid  in  the 
abdomen.   
  was  called,  and  attended  to  review  the  patient  at  16.50 
hrs.    Simon  was  transferred  to  the  Royal  Berkshire  Hospital,  arriving  there  at 
19.45 hrs.  

A  CT  scan  revealed  the  presence  of  air  and  free  fluid  and  Simon’s  clinical 
condition continued to deteriorate. He was taken back to theatre by 
and a surgical registrar.  A defect in the anastomosis was seen and a litre of fluid 
(including pus) was removed.  The defect was sewn over with an omentum patch, 
the abdomen was washed out and an ileostomy was made.  

Simon’s condition on the ICU continued to deteriorate, with clear signs of organ 
failure. He suffered a myocardial infarction on the 9th August 2017.  

Simon  was  taken  to  theatre  for  a  final  time  on  10th  August  2017,  when  the 
anastomosis  was  taken  down.    There  was  by  then  a  more  obvious  defect  in  the 
anastomosis  with  faecal  contamination.    His  bowel  was  noted  to  be  dusky, 
because  of  the  ongoing  sepsis  process  and  the  Noradrenaline  he  had  required 
because of his low  blood pressure.  The  septic process continued after this third 
operation, and Simon died in the afternoon of 10th August 2017.  A post mortem 
has revealed the cause of death to be: 

1a 
1b 
1c 

E.coli Septicaemia  
Faecal Peritonitis  
Anastomotic Leak 

Classification: OFFICIAL-SENSITIVE 

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 Classification: OFFICIAL-SENSITIVE 

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS 

1d 
2 

Elective right hemi-colectomy for the management of colonic carcinoma 
Hypertension. 

I  had  the  benefit  of  independent  expert  advice,  from  a  consultant  colorectal 
surgeon, Professor Scholefield.  The key points arising out of his opinion were: 

1.  He  considered  that  anastomotic  leak  should  have  been  suspected  and 
detected by the 5th August 2017.  He did not believe that it was reasonable 
to continue to treat the most likely cause of Simon’s symptoms as ileus by 
the 5th August.  It would have been preferable to investigate the possibility 
of the more serious complication of leak, particularly in view of Simon’s 
observations,  blood  test  results  and  the  period  of  time  that  had  by  then 
elapsed since the original operation.   

2.  If  an  anastomotic  leak  had  been  detected  at  any  point  up  to  6th  August 

2017, then on balance, Simon would have survived.   

5. 

CORONER’S CONCERNS 

During  the  course  of  the  Inquest,  the  evidence  revealed  matters  giving  rise  to 
concern.  In my opinion there is a risk that future deaths could occur unless this 
action is taken.  In the circumstances it is my statutory duty to report to you. 

I  have  included  the  Independent  Healthcare  Providers  Network  in  this  report 
because it is likely that some of the issues raised in this case would be relevant to 
a number of private healthcare providers.   

As  set  out  in  the  case  of  R  (Dr  Siddiqi  and  Dr  Paeprer-Rohricht)  v  Assistant 
Coroner for East London, the issuing of a Regulation 28 Report entails no more 
than the coroner bringing some information regarding a public safety concern to 
the attention of the recipient.  The report is not punitive in nature. 

For  the  avoidance  of  doubt,  a  response  is  required  from  Ramsay  Healthcare  for 
each  of  the  issues  referred  to  below.    The  IHP  Network  need  only  respond  to 
issues 1 and 2.  

The MATTERS OF CONCERN are as follows:  

(1) I  believe  that  the  NEWS  policies  in  place  at  private  hospitals  should  be 
reviewed.    This  relates  not  only  to  awareness  of  the  policy  and  sepsis 
training  generally,  but  also  consideration  of  the  arrangements  for 
escalating  care  where  a  patient  becomes  critically  unwell.    Most  private 
hospitals do not have a full critical care capacity (in terms of facilities and 
staff)  and  rely  instead  on  a  consultant’s  availability  to  attend  and  review 
the  position.    The  Royal  College  of  Physicians NEWS trigger  thresholds 

Classification: OFFICIAL-SENSITIVE 

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 Classification: OFFICIAL-SENSITIVE 

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS 

have been adopted almost verbatim by this hospital, save for the category 
relating  to  the  sickest  patients.    Whilst  the  trigger  thresholds  in  the  RCP 
documents do need to be tailored to the organisation in question, it would 
appear,  based  on  the  information  I  have  been  provided  with,  that 
something  well  below  an  “emergency  response”  can  be  provided  in  this 
hospital, and perhaps also the wider private sector.  RCP guidelines clearly 
require  “emergency  assessment  by  a 
team  with  critical  care 
competencies”.    The  escalation  policy  at  Ramsay  Healthcare  hospitals 
currently (for a patient scoring 7 or above) is for the registered nurse “to 
immediately  inform  the  RMO  and  named  consultant.    The  named 
consultant to attend urgently and review the patient and agree action to be 
taken.  Consider transfer of care to a level 2 or 3 clinical care facility i.e. 
HDU  or  ICU”.    This  policy  clearly  anticipates  initial  review  by  a 
consultant,  outside  the  hospital,  who  may  well  not  be  available  to  attend 
on an emergency basis.   

(2) We heard evidence that Berkshire Independent Hospital has performed  5 
operations like this between 2016 and 2018, including Simon’s operation.  
Whilst  the  surgeon  had  experience  of  the  procedure  in  the  NHS,  post- 
operative management is carried out in a general ward, caring for patients 
from a range of specialities.  Nursing staff in this context may well never 
have  cared  for  a  patient after this operation, and not be familiar with the 
signs and symptoms to be aware of and in particular, to alert clinical teams 
to  signs  which  point  towards  leak  and/or  sepsis.    I  accept  that  private 
hospitals cannot realistically provide separate specialist wards for this.  It 
does  however  raise  the  question  of  whether  private  hospitals  should  be 
carrying  out  procedures  like  this  without  specialised  nurses  and  without 
facilities to escalate care without delay. 

(3) The  final  concern  relates  to  Berkshire  Independent  Hospital  only.    The 
hospital  investigation  into  these  events  was  inadequate,  particularly  in 
r 
relation  to  the  decision-making  of  the  key  player  in  this  matter, 
  There are 2 sentences in the report regarding his involvement, 
and it would appear, a simple acceptance of his view that this was no more 
than a recognised  complication  of this  procedure.  This organisation will 
not  learn  from  sad  cases  like  this  if  their  own  investigations  are 
inadequate.   We heard some evidence of review of this procedure, but I 
suggest  that  this  is  considered  very  carefully,  to  ensure  that  the  risk  of 
future deaths is reduced by adequate and candid investigation.  

6. 

ACTION SHOULD BE TAKEN 

In my opinion urgent action should be taken to prevent future deaths and I believe 
your organisation has the power to take such action.  

Classification: OFFICIAL-SENSITIVE 

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 Classification: OFFICIAL-SENSITIVE 

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS 

7. 

YOUR RESPONSE 

You are under a duty to respond to this report within 56 days of the date of this 
report, namely by 31st January 2019. 

Your  response  must  contain  details  of  action  taken  or  proposed  to  be  taken, 
setting out the timetable for action.  Otherwise you must explain why no action is 
proposed. 

8. 

COPIES and PUBLICATION 

I have sent a copy of my report to the Chief Coroner and to Simon’s family, and 
other Interested Persons form the Inquest.  

I am also under a duty to send the Chief Coroner a copy of your response.  

The  Chief  Coroner  may  publish  either  or  both  in  a  complete  or  redacted  or 
summary form.  He may send a copy of this report to any person who he believes 
may  find  it  useful  or  of  interest.  You  may  make  representations  to  me,  the 
Coroner, at the time of your response, about the release or the publication of your 
response by the Chief Coroner. 

9. 

6th December 2018  
Mrs Heidi J. Connor 
Senior Coroner for Berkshire 

Classification: OFFICIAL-SENSITIVE 

-5-

Responses

1 response published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.

Response from Ihpn (PDF)
ott,
Independent Healthcare 6
Providers Network bd
NHS CONFEDERATION e
Foe

Mrs Heidi Connor

Senior Coroner

Berkshire Coroner's Office
Reading Town Hall
Blagrave Street

Reading, RG1 1QH

By email only

31 January 2019

Dear Mrs Connor,

INTRODUCTION

| am writing in response to your Regulation 28 Report received in November 2018.

Your report followed the inquest you conducted into the death of Simon Healey who was treated at
the Berkshire Independent Hospital, part of Ramsay Health Care Group and a member of the
Independent Healthcare Providers Network (IHPN). Our thoughts are with Simon Healey’s family
during this difficult time.

| note the context of your letter is that you consider it likely that some of the issues raised in this
case would be relevant to a number of private healthcare providers. | also note that the issuing of a
Regulation 28 Report is designed to bring information of a public safety concern to the attention of
the recipient and is not punitive in nature.

All IHPN Board members have been made aware of your letter to me in my capacity as Chief
Executive of IHPN. The Chief Executives of the majority of independent sector corporate hospital
providers are represented on the IHPN Board.

In preparing this response IHPN has liaised with Ramsay Health Care UK who have been open in
sharing their response with us and demonstrated their eagerness to contribute to sector learning.
We will also be sharing this response with the Care Quality Commission (CQC) as part of our
ongoing engagement programme.

INDEPENDENT HEALTHCARE PROVIDERS NETWORK
(IHPN)

The Independent Healthcare Providers Network (IHPN) is the
representative body for independent sector healthcare
providers of services ranging through acute, primary,
community, clinical home healthcare, diagnostics and dental.

NHS Partners Network

NHS Confederation, Floor 15 Portland House, Bressenden Place, London SW1E 5BH
020 7799 6666

nhspn@nrhsconfed.org

www.nhspn.org

NHS Confederation. Charity number 1090329. Company number 04358614.
Registered address Floor 15, Portland House, Bressenden Place, London SW1E 5BH

Independent Healthcare “
Providers Network e
NHS CONFEDERATION e
®ee%

IHPN is a voluntary membership body, and not a standards authority or regulator. Our three main
areas of focus are advocacy and influencing on behalf of the sector; facilitating sharing, learning
and networking opportunities for mernbers, and assisting with regulatory compliance.

THE INDEPENDENT HEALTHCARE SECTOR

Vrere are over 220 independent acute hospitals in England and many more specialist acute
facilities. These hospitals provide a range of services to both private anc NHS patients. In the last
year, independent hospitals carried out over 500,000 elective surgical procedures for NHS patients
and many more for privately funced or insured patients. IHPN members treat over 05% of all
patients treated in the independant healthcare sector.

Safety is the number one priority for all [HPN members as safe care is the bedrock of an effective
healthcare provider. independent hospitals have a strong track recard of delivering safe, high
quality care. Patients are positive about the care they receive. Over the past year, 99% of
inpatients said that they would recommend independent sector services to friends and family’. 9 of
the top 10 providers under Patient Reported Outcome Measures (PROMs) scores for primary hip
replacements are from the independent sector (Oxford Hip score, measured by adjusted health
gain)’. 73% of independent hospitals have an overail good or outstanding rating and 60% of
independent hospitals are rated good or outstanding for safety, compared fo 33% of NHS
hospitals”.

There is good evidence that indepandert providers welcome opportunities and are committed to
making improvements In care where changes are needed. As the CQC has stated, “Where we
nave found problems, providers have been quick to take our findings on board and make
improvements. Of the 13 locations thal we had re-inspecied as at 2 January 2018, all four of those
initially rated as inadequate had improved; two of these are now rated as good”. This indicates
that there is a strong culture within the sector not only to avoid poor performance but to deal with it
decisively if it occurs.

MATTERS OF CONCERN - 1

“? believe that the NEV/S policies in place at private hospitals should be reviewed, This
relates not only to awareness of the policy and sepsis training generaily, but alse
consideration of the arrangements for escalating care where a patient becomes critically
unwell.”

NEWS (National Early Warning Score) policies and scoring for patient assessment have been
implemented as standard across the independent healthcare sector since 2012 in line with the
national NEWS role out. NHS England, with the support of NHS Improvement, are endorsing
NEWS, and have launched an ambition to increase its use to 100% of acute and ambulance
settings by March 2019. Independent providers are making good progress working towards that
ambition.

* NHS Engiand FTT inpatient data from Dec 17 to Nov 2018

? Source: NHS Digital PROMs final data release covering April 2016 - March 2017. PROMs measure health gain in
patients and this provides an indication of the outcomes or quality of care delivered to NHS patients and has been
collected by all providers 0} of NHS~ funded care since ete 2009.

4 cac State of Care pt

Independent Healthcare \

Providers Network &

NES CONFEDERATION e
Eee eS

The COC’s Sie of care in ndenencent ecule hospla's published in Apri 2018 cid cle examples
of inconsistent monitoring of risks and exarnples where effective escalation did not occur within
providers. in order to address this and other quality related findings, IHPN began a learning
programme with the COC to ensure that their view of whal makes for outstanding care in the Safe
domain is fully understood throughout the sector so that best practice can be adopted across the
board.

IHPN’s formal engagement with the CQC includes frequent catch-up meetings to discuss quality
themes across the sector. It also comprises joint COC-IHPN serninars where providers share best
practice and learn from each other. Previous seminars have focused on safety and well-led. We
will be discussing escalation policies in independent acute hospitals with the CQC in February.

JHPN facilitates a Clinical Forum that brings together Directors of Clinical Governance, Chief
Nurses and Medical Directors from across our membership. The prernise behind the forum Is that
providers do not compete on safety and it has proved an excellent medium for members to share
best practice and to learn from each other. IHPN has asked Ramsay Health Care to present their
lessons learned from this case to the forum.

in order to support this agenda item, IHPN will undertake a scoping exercise on how providers
assure themselves of levels of staff awareness of NEWS and on sepsis training. This will assist us
to identify if these two elements of this unfortunate case are indeed reflected across the wider
sector.

“Most private hospitals do not have a full critical care capacity (in terms of facilities and
staff) and rely instead on a consultant’s availability to attend and review the position” ...

“something well below an “emergency response” can be provided in this hospital, and
perhaps also the wider private sector.”

inter-hospital transfers are a well embedded mechanism to ensure that patients are treated in the
most appropriate place should unanticipated complications arise. These transfers take place
between providers of all types — from NHS providers to other NHS providers, frorn independent
providers to indepencent providers, and from independent providers to NHS providers and vice
versa.

A transfer does not mean that care has not been appropriately provided in the originating hospital.
Nelther does it mean that a patient should not have been admitted to the originating hospital in the
first place. Independent hospitals, like NHS provicers, undertake robust pre-admission processes
to establish that they are an environment in which a patient can be safely treated. Unanticipated
deterioration in the condition of patients is a factor in all healthcare settings and so the right
response is to have plans in piace to deal with it when it occurs.

Some independent sector providers do also have higher acuity facilities including intensive care
and high dependency units. itis nof the case that NHS providers are the sole option when patients
need to be transferred to a different setting from an independent provider and some independent
hospitals receive more emergency transfers than they transfer out.

We are not aware of any evidence to suggest that transfers of patients are particularly associated
with providers who do not have intensive care facilities, such as NHS community and district

general hospitals, mental health inpatient units and some independent sector hospitais. The NICE
guidelines on patient transfers do not suggest that patients should only be treated where there are

Independent Healthcare &
Providers Network °
NHS CONFEDERATION 6
Se g@®

intensive or high dependency facilities an site. Instead the focus should be on ensuring that
patients can be safely transferred under structured arrangements to the right place should they
require a higher aculty of care.

itis clear from the CQC’s end of programme report that more work needs to be done to formalise
ihe arrangements some independent providers have in place to ceal with celeriorating pallents and
we have strongly encouraged all providers to have formal Service Level Agreements in place with
neighbouring healthcare providers able to provide higher acuity care in the event of a patient's
health deteriorating unexpectedly. However, we are confident that the overall picture for the sector
is good. |HPN members already nave clear processes in place to manage deterioration and, where
necessary, to arrange ihe transier of patients to higher acully settings.

IHPN recognises that your concerns point to a broader national picture. A report of the HSIB
(Healthcare Safety investigation Board) published earher this month highlights a lack of consistent
guidelines or structured national guidance to ald doctors when transferring critically i] patients to
specialist units, following the death of a man being transferred from an NHS district general
hospital to a tertiary centre. There are increasing numbers of emergency inter hospital transfers in
the NHS as the NHS separates cold elective sites from hot acute sites - cold sites offen do not
have high acuity ITUs. Our own research found that in 2017, the percentage of independent
hospitals’ total NHS and private caseload that resulted in an emergency transfer to the NHS was
just 0.12% of inpatient admissions.

IHPN have approached the Department of Health and Social Care and the Association of
Ambulance Chief Executives who are required fo formally respond to the safety recommendations
of the above mentioned HSIB report and seek to ensure thal Independent providers are considered
in the response.

MATTER OF CONCERN ~ 2

“| accept that private hospitals cannot realistically provide separate specialist wards for
this. If does however raise the question of whether private hospitals should be carrying out
procedures like this without specialised nurses and without facilities to escalate care
without delay.”

IHPN’s view echoes that of Ramsay Health Care UK’s as set out in their own response to you as
follows:

“RAMSAY, the same as most other independent health care providers, cares for patients who are
admitted for varying elective surgical procedures. These procedures may be in different craft
groups and one of the best practice elements the independent sector can demonstrate is the care
provided by trained muiti-skilled staff. These staff are skilled in caring for a variety of patients with a
variety of conditions and surgical procedures. They develop skills in identifying post-operative
complications and are trained in caring for the acutely ill patient; and gain competence (which is
tested and assessed) in delivering care in many settings and for many patients with differing
probiems.”

We believe the competency of nursing staff in the independent sector is good and it is a strength
rather than a weakness that nurses treat a greater range of acute patients in the independent
sector, rather than specialising on a sub-set of patients. The CQC has found that patients in the
independent sector receive a good continully of care, that staff morale is generally good and thal
this has an impact on the care that people receive.

independent Healthcare
Providers Network
NMS CONFEDERATION

On a related point concerning nursing staff, healthcare systems across the UK have seen a culture
change in recent years, with a shift to more openness, transparency, good practice around
whistleblowing, and a speak-up culture. Most independent providers have a dedicated person(s}
appointed as a Freedom to Speak Up Guardian. Providers have whistleblowing policies anc
orovide mandatory training to staff on whistleblowing and raising concerns. Independent providers
also adhere to the Duty of Candour regulation.

HPN has invited eaeramaien CQC’'s National Guardian, to attend our Clinical Forum on 34
January to further raise the profile of Freecom to Speak Up Guardians in the independent sector.
CONCLUSION

| hope that the above addresses the concerns you have raised and assures you of the actions
IHPN is taking, to facilitate learning across the independent healthcare sector from this sad event.

Yours sincerely,

Tye
David Hare

Chief Executive
independent Healthcare Providers Network

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