Prevention of Future Deaths reports · 2022
Regulation 28 report to prevent future deaths, reference 2022-0391, written 5 Dec 2022. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.
| Date of report | 5 Dec 2022 |
|---|---|
| Reference | 2022-0391 |
| Deceased | Tina Allen |
| Coroner | Guy Davies |
| Coroner area | Cornwall and the Isles of Scilly |
| Category | Care Home Health related deaths |
| Source | judiciary.uk record · original PDF |
| Responses published | 1 |
Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.
Information Classification: PUBLIC REGULATION 28: REPORT TO PREVENT FUTURE DEATHS Tina Jane Allen deceased. REGULATION 28 REPORT TO PREVENT FUTURE DEATHS THIS REPORT IS BEING SENT TO: Chief Executive Officer Home Farm Trust Limited (HFT) 5-6 Brook Office Park Folly Brook Road Emersons Green Bristol BS16 7FL 1 CORONER I am Guy Davies, His Majesty’s Assistant Coroner for Cornwall & the Isles of Scilly 2 CORONER’S LEGAL POWERS I make this report under paragraph 7, Schedule 5, of the Coroners and Justice Act 2009 and regulations 28 and 29 of the Coroners (Investigations) Regulations 2013. [HYPERLINKS] 3 INVESTIGATION and INQUEST On 15 June 2022 I commenced an investigation into the death of Tina Jane Allen. The investigation concluded at the end of the inquest on 5 December 2022. The conclusion of the inquest was as follows The medical cause of death 1a Aspiration Pneumonia 1b Choking II Neurological Condition Autism The answers to the statutory questions - who, when, where and how – were answered as follows … Tina Jane ALLEN died on 15 June 2022 at Royal Cornwall Hospital Treliske Truro Cornwall from choking on high-risk food against a background of autism being a known risk for choking My narrative conclusion as to the death was Choking contributed to by neglect. 4 CIRCUMSTANCES OF THE DEATH Tina was diagnosed with severe autism requiring 24-hour care on a 1:1 basis. Tina lived at Valley View House in Cornwall. Valley View is a Registered Care Home, which is owned and managed by HFT. Tina had eating and drinking guidance in place, assessed by a Speech and Language 1 Information Classification: PUBLIC Therapist (SALT) requiring a diet of soft and mashed food and avoiding high risk foods. Tina choked on food given her by carers on 13 June 2022 and was admitted to hospital. She died two days later. On the basis of evidence from the SALT the court found that the foods given on 13 June were high risk could not have been prepared safely. It was found that Tina was fed high risk foods for at least 3 months by carers at the home. There was evidence staff were unaware of the extent of the eating plan. The management at the care home had not completed routine checks which would have revealed this error. There was a requirement for extra vigilance by management following a choking incident in 2020 in which Tina had required CPR and was airlifted to hospital for treatment. On the day of the fatal incident the care home was at least one third understaffed. Staff report ongoing issues of understaffing that impact on the ability to safely provide care and training. Staff have alerted management to these staffing issues on a number of occasions. The court heard that on a majority of days the care home is understaffed. 5 CORONER’S CONCERNS During the course of the inquest the evidence revealed matters giving rise to concern. In my opinion there is a risk that future deaths will occur unless action is taken. In the circumstances it is my statutory duty to report to you. The MATTERS OF CONCERN are as follows. – That the persistent understaffing at the care home is impacting upon the ability of staff to safely provide the care and treatment required. Further, the understaffing is impacting upon the ability of the care home management to properly monitor the safety and appropriateness of the care given at the care home. The care home is invited to review the staffing levels at the home and the relevant recruitment and retention policies and strategy. 6 ACTION SHOULD BE TAKEN In my opinion action should be taken to prevent future deaths and I believe you AND/OR your organisation have the power to take such action. 7 YOUR RESPONSE You are under a duty to respond to this report within 56 days of the date of this report, namely by 30 January 2023. I, the coroner, may extend the period. Your response must contain details of action taken or proposed to be taken, setting out the timetable for action. Otherwise you must explain why no action is proposed. 8 COPIES and PUBLICATION I have sent a copy of my report to the Chief Coroner and to the following Interested Persons: Family I have also sent it to who may find it useful or of interest. 2 Information Classification: PUBLIC CQC I am also under a duty to send the Chief Coroner a copy of your response. The Chief Coroner may publish either or both in a complete or redacted or summary form. He may send a copy of this report to any person who he believes may find it useful or of interest. You may make representations to me, the coroner, at the time of your response, about the release or the publication of your response by the Chief Coroner. 9 5 December 2022 Guy Davies 3
1 response published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.
Mr Guy Davies
His Majesty’s Assistant Coroner for Cornwall & the Isles of Scilly
The Coroner’s Court
Pydar House
Pydar Street
Truro
TR1 1XU
27th January 2023
Dear Mr Davies
REGULATION 28: REPORT TO PREVENT FUTURE DEATHS
INQUEST INTO THE DEATH OF TINA JANE ALLEN
I am writing in response to the Regulation 28 (Coroner’s and Justice Act 2009) Report to
Prevent Future Deaths issued on 5 December 2022 following the inquest into the regretful
death of Tina Allen. Tina was a resident at Valley View, a residential care service for five
adults with learning disabilities, operated by HF Trust Limited ("HFT").
On behalf of everyone at HFT, I would like to express my deepest condolences to Tina's
family. As Chief Executive, I am deeply saddened that Tina did not receive the quality of
care that she should have expected.
HFT conducted an immediate internal investigation into the events of the 13th June 2022
and the underlying contributory factors and circumstances surrounding Tina’s death.
Working closely with external key stakeholders and regulators, HFT has made, and
continues to make, improvements to the quality of service provision and delivery at Valley
View. We have commissioned an independent review by a well reputed external consultant
specialising in health and social care serious incident investigation and review, with the
outcomes expected in the coming months. Additional lessons learned following this
independent review, and any recommendations for further improvements, will be progressed
at pace.
I set out below the matters of concern identified in section 5 of your report and our response:
That the persistent understaffing at the care home is impacting upon the ability of
staff to safely provide the care and treatment required. Further, the understaffing is
impacting upon the ability of the care home management to properly monitor the
safety and appropriateness of the care given at the care home.
The care home is invited to review the staffing levels at the home and the relevant
recruitment and retention policies and strategy.
HFT has faced a particular challenge in recruiting and retaining permanent members of staff
at Valley View, which forms part of HFT’s St Teath service. This is, in part, due to its rural
location. Between the period of January 2022 and December 2022, no new permanent staff
were employed (despite HFT's efforts to recruit), and over the same period, two full time
equivalent, permanent colleagues, left.
In addition to Valley View’s permanent members of staff, we utilise a bank of relief workers
who work solely for the St Teath service, who are inducted and trained in the same way as
our permanent staff. Our relief workers cover vacant shifts, as do our permanent staff, who
pick up additional shifts. It is only when our relief workers and permanent staff have covered
gaps in the rota, that any remaining shifts are opened up to agency colleagues.
Whilst the service is not yet fully recruited to at this time with permanent members of staff,
safe staffing levels are being maintained with the combined use of permanent members of
staff, consistent relief workers and block booked agency colleagues, who provide a level of
stability, familiarity and continuity of care. Staffing levels and training compliance at Valley
View are continually monitored by the senior management team, with information regularly
shared with our external stakeholders and regulators.
The management structure of the Valley View service has been reviewed, and appropriate
senior management and local administrative support has been provided to oversee the
service in the short term, whilst we recruit a new Registered Manager.
The approach to shift management has been updated to include a formalised handover
attended by the management team daily. Effective checks and audits are carried out by the
management team to monitor risk, safety and appropriateness of the care given to the
people we support.
A review of the salary structure has been undertaken and implemented, with a location
specific allowance applied to Valley View payrates to assist in the attraction of new,
permanent staff. Our focused online recruitment campaign, physical presence at local job
fairs and improvements in on-boarding processes are all evidence of concerted efforts to
attract, engage and retain new staff, significantly improving local recruitment opportunities
in this rural area.
In the longer term, these improvements within the Valley View service will be further
enhanced by the development of both local and organisation wide improved retention
strategies. Initiatives include the development of a new Pay, Reward and Recognition
Strategy addressing both local and organisational challenges. These newly developed
strategies will be underpinned by a talent management framework, which includes revised
people systems and apprenticeship pathways to drive robust succession planning.
Apprenticeship development pathways support the breadth of roles from Level 2 and 3 Adult
Care Worker progressing though to Level 5 Leaders in Adult Care and beyond. The aim is
to cultivate a culture which will support inclusivity, innovation, creativity and a sense of
belonging whilst ensuring services are safe and of a high quality.
A review of policies and procedures is being undertaken in response to the learning
identified from the investigation into the incident. This includes an update of the Nutrition
and Hydration Policy, and the introduction of a specific Dysphagia and Choking Procedure,
which were undertaken in October 2022. These new processes are being embedded within
working practices via dissemination at team meetings, and knowledge of, and compliance
with, these processes, is being assessed via supervision and audit.
In addition to enhanced service specific training, both HFT and agency colleagues are being
provided with intensive training in relation to the provision of person-centred care and
support. HFT's Learning and Development team will continue to support, train, and provide
opportunities for new, existing, and block booked agency colleagues. This ensures they are
appropriately skilled, equipped with the requisite knowledge, and are competent to
undertake their roles. For example, in January 2023, both HFT and agency colleagues in
Valley View received training in total communication, Makaton and Person Centred Active
Support (PCAS). Regular agency colleagues have HFT IT accounts and are assigned e-
learning in the same way as colleagues employed directly by HFT.
To ensure all Valley View colleagues, be they HFT and / or agency, have the opportunity to
contribute and feedback to the senior management team on a regular basis; formal and
informal team meetings have been diarised twice a month, for either virtual or in-person
attendance. Colleagues will also have the opportunity to discuss key areas of care and
support, development of the service, and share experiences.
Regular supervisions are also scheduled for all Valley View colleagues, to provide a
confidential time with the manager to discuss colleague health, safety and wellbeing, training
and development, ideas or suggestions to improve the service.
HFT has a Partnership Forum which offers an independent space where HFT colleagues
can connect with their local representative, and discuss ideas and/or concerns. We also
have an up to date Whistleblowing Policy, which has been shared with colleagues.
To ensure clear visibility across the Organisation, HFT have procured a new digital care
planning system (Access Care Planning). This system provides assurances for reviewing,
monitoring, auditing of data and working practice at the service in real-time, quickly
identifying any areas of potential non-compliance. The system will also enable clear
reporting, providing oversight to both local and national teams, internal Quality/Audit and
Risk Committee, our Executive Committee and Board.
HFT has a Quality Assurance Framework, which aims to deliver a combined system of
internal audit undertaken by the quality and improvement team, and self-assessment
undertaken in local areas. This will help to better understand and improve the quality of our
service provision, and ensure regulatory compliance. Valley View has been receiving
enhanced support via this process, and a comprehensive improvement plan has been put
in place. This plan is being overseen by a Steering Group chaired by myself, and the Chief
Quality and Governance Officer and the Chief Care and Support Officer are leading on the
delivery of key work streams. There are weekly update/action review meetings between the
management team at Valley View, and HFT’s Safety and Quality teams, for ongoing
oversight and monitoring purposes.
I would like to take the opportunity to provide reassurance to the Coroner, that HFT, as a
social care provider and responsible employer, who prides itself on supporting its service
users with the utmost integrity, are fully committed to continuous operational and
organisational improvement.
Yours sincerely,
Chief Executive Officer
for HF Trust Limited (HFT)
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