Prevention of Future Deaths reports · 2022

Rowan Thompson

Regulation 28 report to prevent future deaths, reference 2023-0365, written 1 Nov 2022. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.

Date of report1 Nov 2022
Reference2023-0365
DeceasedRowan Thompson
CoronerJoanne Kearsley
Coroner areaManchester North
CategoryHospital Death (Clinical Procedures and medical management) related deaths
Sourcejudiciary.uk record · original PDF
Responses published2

The report

Text recovered by OCR from a scanned PDF. OCR is imperfect: check anything you rely on against the source PDF. Reproduced verbatim, including the scan's own layout.

REGULATION 28: REPORT TO PREVENT FUTURE DEATHS (1)

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS
THIS REPORT IS BEING SENT TO:
1. EE Chief Executive Greater Manchester Mental Health Trust

2. EE Chief Executive Officer of NHS England

CORONER

| am Joanne Kearsley, Senior Coroner for the Coroner area of Manchester North

CORONER’S LEGAL POWERS

| make this report under paragraph 7, Schedule 5, of the Coroner's and Justice Act 2009 and
Regulations 28 and 29 of the Coroners (Investigations) Regulations 2013

INVESTIGATION and INQUEST

On the 7" October 2020, | commenced an investigation into the death of Rowan Louis Thompson.
Rowan died on the 3 October 2020. The investigation concluded on the 31% October 2022. The
medical cause of death was confirmed as 1a) Cardiac Arrythmia 1b) Severe Hypokalaemia of
unknown cause. A jury recorded a narrative conclusion which noted that that Rowans death was
contributed to by neglect, in that there was a failure to communicate the finding of blood tests
analysed at Salford hospital on the 2 October which showed a life-threatening severe

| Menevem

CIRCUMSTANCES OF DEATH

Rowan was a detained patient in the Gardner Unit at Prestwich hospital. This is one of four national
forensic medium secure units for adolescents (aged 11-18). Its patients are often high risk (either to
themselves or others) and have been accused of some of the most serious criminal offences.

On the 3% October 2020 Rowan was found in his room and it was thought he was having a seizure.
CPR was commenced and paramedics called. Rowan died shortly after his arrival at North
Manchester General Hospital.

During the course of the investigation it became apparent blood test results had been available at
Salford Royal hospital 24 hours earlier which indicated Rowan was suffering from severe
hypokalaemia a medical emergency. There had been a failure to communicate those results in part
due to errors at Salford and also at GMMH.

During the course of the evidence the court heard of the failure by at least four staff members to
undertake observations on Rowan on the morning of the 3 October 2020. In addition witnesses
confirmed that records were falsified to show the observations had been undertaken.

During this shift no deputy ward manager or ward manager were on duty. The court heard there is
no commissioning for deputy or ward managers to work at weekends. Both nurses working that day
were still in their preceptorship being newly qualified. At least one, likely both had never been in a
situation where they were faced with a medical emergency and having to consider CPR.

The Court heard evidence in respect of the calling and arrival of the ambulance. It was clear that
there was a delay in the paramedics attending Rowan due to it being unclear on the Prestwich site
where the Gardner unit was, a lack of persons looking out for the paramedics and then them not
being able to swiftly enter the locked unit.

| Following Rowans death a number of investigations were undertaken. There was no sufficient |

consideration of the emergency response following Rowan being located in his room.

Finally the court heard evidence as to the audit of the observation sheets which were (and continue
to be) undertaken by managers. An investigation following Rowan’s death highlighted a further 6
staff who in the three week period prior to the 3 October 2020 failed to conduct observation checks.
Despite this there is no ongoing audit of CCTV and the current audit of the observation logs will not
highlight the falsifying of checks and documentation.

CORONER’S CONCERNS

During the course of the inquest the evidence revealed matters giving rise to concern. In my opinion
there is a risk that future deaths will occur unless action is taken. In the circumstances it is my
statutory duty to report to you.

The MATTERS OF CONCERN are as follows:-
1. System by which observations and documentation are audited lacks rigour and is ineffective.

2. Atthe time of the CCTV review and investigation following Rowan’s death there was a missed
opportunity for management to understand the gravity and nature of the situation. There was
-no higher level investigation, so for example:
a) Whether the staff who failed to complete observations/falsify records did so when working
a particular shift ie night shift
b) Whether the staff who failed to complete observations/falsify records did so when working
weekends rather than during the week
c) Whether there was any correlation between missed observations / falsifying of records
and shifts when there was no deputy or ward manager on duty.

3. Given the specialist nature of the Gardner, the fact that this is a high risk environment and
somewhere where the situation can change in an instant given the nature of the patients the
experience of the staff in charge on the 3° October 2020 was a concern. There was no
rationale other than commissioning why a deputy or ward manager was not working at a
weekend (when there are less activities to occupy the patients). The evidence heard
suggested to the court that a more experienced nurse was always required on this unit.

ACTION SHOULD BE TAKEN

In my opinion action should be taken to prevent future deaths and | believe each of you
respectively have the power to take such action.

YOUR RESPONSE

You are under a duty to respond to this report within 56 days of the date of this report, namely 27"
December 2022. |, the Coroner, may extend the period.

Your response must contain details of action taken or proposed to be taken, setting out the timetable
for action. Otherwise you must explain why no action is proposed.

COPIES and PUBLICATION

| have sent a copy of my report to the Chief Coroner and to the following Interested Persons namely:-
| am also under a duty to send the Chief Coroner a copy of your response. ‘

The Chief Coroner may publish either or both in a complete or redacted or summary from. He may
send a copy of this report to any person who he believes may find it useful or of interest. You may

make representations to me the coroner at the time of your response, about the release or the
publication of your response by the Chief Coroner.

A2

9

laa LT Nene, 2ADKAQ__ Signed:

Responses

2 responses published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.

Response from Greater Manchester Mental Health NHS Foundation Trust (PDF)
21st  December 2022 

PRIVATE AND CONFIDENTIAL 
Ms Joanne Kearsley 
HM Senior Coroner 
Manchester North Coroner’s Office 
Floors 2 and 3 Newgate House 
Rochdale 
OL16 1AT 

Dear Ms Kearsley 

Trust Management Offices 
First Floor, The Curve 
Bury New Road 
Prestwich 
Manchester 
M25 3BL 

Re: Rowan Thompson (deceased) Regulation 28 Preventing Future Deaths Response 

On  behalf  of  Greater  Manchester  Mental  Health  NHS  Trust  (GMMH)  I  would  like  to  offer 
Rowan’s family our sincere condolences at this difficult time. 

Ms  Kearsley,  thank  you  for  highlighting  your  concerns  during  Rowan’s  Inquest  which 
concluded on 31st October 2022. 

On behalf of the Trust can I apologise that you have had to bring these matters of concern to 
the Trust’s attention. 

Please see the Trust’s response in relation to the concerns you have raised and the actions 
taken by the Trust: 

1.  System by which observations and documentation are audited lacks rigour and is 

ineffective. 

And 

2.  At the time of the CCTV review and investigation following Rowan’s death there was 
a missed opportunity for management to understand the gravity and nature of the 
situation. There was no higher level, so example: 

A)  Whether the staff who failed to complete observations/falsify records did so 

when working a particular shift ie night shift 

B)  Whether the staff who failed to complete observations/falsify records did so 

when working weekends rather than during the week 

C)  Whether there was any correlation between missed observations / falsifying 
of records and shifts when there was no deputy or ward manager on duty. 

During  the  inquest  the  Associate  Director  of  Quality  gave  evidence  in  relation  to  the  daily 
audits of observation records in our Child and Adolescent Mental Health Services (CAMHS). 
Concerns were raised that these audits lacked vigour and were ineffective due to the themes 
and times, days not being considered in the longer term, rather they are completed daily. 

The managers of the service, supported by the Patient Safety Team will carry out a thematic 
review of audits to identify any specific themes and resulting actions, this will be completed by 
31st  January 2023. 

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 The Trust acknowledge that the review carried out at this time did not provide a comprehensive 
overview of observations that considered the practice of staff undertaking these outside the 
timeframe  reviewed.  This  was  an  HR  investigation  that  appropriately  met  the  terms  of 
reference set out for this review. The thematic review will address this. 

The Trust is reviewing the use of therapeutic observations and engagement across the whole 
Trust, being led by the Head of Nursing Practice. The purpose of the review is to identify best 
practice standards and guidance on the management and practice of therapeutic observations 
&  engagement,  legal  framework  and  requirements  for  staff  training  and  competency 
assessment. 

The task and finish group has been established, membership agreed, and terms of reference 
developed. 

A workshop was held  with  staff  and patients  on December  16th  2022  where  priorities have 
been agreed for the review of observations including: 

•  Review of Trust policy and practice by January 2023 
•  Review of staff training needs and development programme to support by February 

• 

2023 
Identify a Division to carry out a test of change that will test out the priorities before 
being implemented across the Trust 

3.  Given  the  specialist  nature  of  the  Gardner,  the  fact  that  this  is  a  high  risk 
environment and somewhere where the situation can change in an instant given the 
nature of the patients the experience of the staff in charge on the 3rd  October 2020 
was a concern. There was no rationale other than the commissioning why a deputy 
or ward manager was not working at a weekend (when there are less activities to 
occupy  the  patients).  The  evidence  heard  suggested  to  the  court  that  a  more 
experienced nurse was always required on this unit. 

Staffing requirements for the Gardener Unit are determined both by the number of ward based 
nursing staff required to undertake planned tasks and duties during each shift (clinical care, 
administration  of  medication,  liaison  with  other  professionals  and  security/environmental 
requirements for example) and by the individual clinical and risk needs of the young people 
resident on the ward at that time. Staffing numbers and skill mix are therefore dynamic and 
can fluctuate on a shift-by-shift basis requiring close oversight of staffing to ensure that the 
needs of the young people are met safely, and that staff are supported to provide effective 
care. 

Staffing at the Gardener Unit – as is the case for all other wards within CAMHS – is continually 
monitored by local managers with review and approval processes in place at the time each 
staff rota is produced and proactively, and on a rolling basis, to ensure that each individual 
shift is fully staffed and takes into account any changes that may have occurred at ward level 
since the staff rotas were first prepared e.g. a change in observations. Briefing meetings occur 
in advance of every weekend to review staffing requirements for the full weekend and provide 
the opportunity for local managers to make any required changes. This meeting had taken 
place in advance of the weekend of the 3rd  and 4th  of October 2020 and no concerns about 
the experience and skill mix of the staff had been identified; had there been such concerns, 
corrective action would have been taken by local managers and the issue escalated to more 
senior CAMHS managers. 

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 It is sometimes the case that the clinical needs of a ward can quickly change e.g. following an 
incident or an increase in a young persons risk and out of hours there are clear systems in 
place to enable ward based staff to request additional staffing to meet increased need; the 
Nurse in Charge of a shift is able to utilise the Duty Manager to request additional short term 
support e.g. immediately after an incident or to request an increase in staffing across a number 
of shifts for an identified reason. In turn, the Duty Manager has access to on-call systems to 
escalate  and  discuss  any  staffing  concerns  although  it  is  important  to  note  that  the  Duty 
Manager  is  supported to make local decisions  about  staffing and  additional permissions  to 
increase numbers are not required from the on-call structure. 

The  Gardener  Unit  has  one  Ward  Manager  and  three  Deputy  Ward  Managers  in  its 
establishment; while Ward Managers do not typically work weekends, Deputy Ward Managers 
do work shifts across the full week (including nights) but it is not possible to have a Deputy 
Ward Manager  working every  shift  at  the Gardener  Unit  (and other  wards).  Weekends  are 
often  viewed  by  the  young  people  as  an  opportunity  for  more  relaxed  and  individual  time 
(different to attending planned College lessons or sessions with an MDT member during the 
week for example) but other activities and sessions do still take place supported by the nursing 
team and these also include leave, planned visits and social type activities on the ward. 

Ms Kearsley, on behalf of the Trust can I thank you for bringing these matters of concern to 
the  Trust’s  attention.  I  hope  this  response  demonstrates  to  you  and  Rowan’s  family  that 
GMMH have taken the concerns you have raised seriously. If you have any further questions 
in relation to the Trust’s response, please do let me know. 

Yours sincerely 

Medical Director 

A10
Response from NHS England (PDF)
Ms Joanne Kearsley 
Senior Coroner 
Manchester City Coroner's Office and Court 
Exchange Floor 
The Royal Exchange Building 
Cross Street 
Manchester 
M2 7EF 

National Medical Director 
NHS England 
Wellington House 
133-155 Waterloo Road 
London 
SE1 8UG 

10 March 2023 

Dear Ms Kearsley 

Re: Regulation 28 Report to Prevent Future Deaths – Rowan Louis Thompson 
who died on 03 October 2020 

Thank  you  for  your  Report  to  Prevent  Future  Deaths  (hereafter  “Report”)  dated  18 
November 2022 concerning the death of Rowan Louis Thompson on 03 October 2020. 
In advance of responding to the specific concerns raised in your Report, I would like 
to express my deep condolences to Rowan’s family and loved ones. NHS England are 
keen  to  assure  Rowan’s  family  and  the  coroner  that  the  concerns  raised  about 
Rowan’s care have been listened to and reflected upon. 

I am grateful for the further time granted to respond to your Report, and I apologise to 
the family for the delay, as I appreciate this will have been an incredibly difficult time 
for them. 

Your Report concludes that Rowan’s death at the Gardner Unit at Prestwich Hospital 
was contributed to by neglect; in that there was a failure to communicate the finding 
of  blood  tests  analysed  at  Salford  Hospital  on 
October  which  showed  a  life-
threatening severe hypokalaemia.  In your Report you listed three main concerns: 

2nd

1.  the  system  by  which  observations  and  documentation  were  audited 

within the Gardner Unit; 

2.  missed  opportunities  during  their  initial  investigation  into  failures  to 
complete  observations  as  well  as  allegations  staff  were  falsifying 
records; and 

3.  the lack of a deputy or ward manager working at the weekend. 

We understand you have also addressed this Report to Greater Manchester Mental 
Health NHS Foundation Trust.  They will address specifics as to the changes being 
implemented on the ground. 

1 

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 We would also like to share with you the wider strategic interventions that NHS 
England has commenced. Greater Manchester Mental Health NHS Foundation Trust 
is  already receiving support to make improvements to the quality of their care as 
part of the NHS England Recovery Support Programme. 

We acknowledge the importance of, and rigour required when undertaking, recording, 
documenting, and auditing observations and this forms a significant area of work as 
part of an Improvement Plan that has been put in place by Greater Manchester Mental 
Health NHS Foundation Trust and which will be monitored by the System Improvement 
Board. As part of this  improvement work,  the  Trust has appointed  an  Improvement 
Director to support this work as well as an Interim Chair of the Trust. 

The Improvement Plan includes a workforce establishment review for nursing, based 
on the national Mental Health Optimal Staffing Tool (MHOST). The tool embraces all 
the  principles  that  should  be  considered  when  evaluating/implementing  decision 
support tools described in ‘Safe, sustainable and productive staffing: An improvement 
resource for mental health (Safer_staffing_mental_health.pdf (england.nhs.uk) (NHSI, 
2018). This work is supported by a safer staffing lead, baseline assessments of staffing 
assessment  will  be 
levels  have  been  commenced  and  it  is  anticipated  the 
completed within six months and the results will form part of the enhanced recruitment 
plan. The aim of the assessment is to  ensure  the  right staff with  the  right skills are 
available at the right place and time, specifically in relation mental health this relates 
to reviewing the models of care, the resources and clinical risk mitigation to allow the 
safe and effective patient assessment and treatment. In addition, daily reviewing and 
reporting of the current staffing levels are occurring. 

1st

On  a  national  level,  NHSE  are  prioritising  making  improvements  to  mental  health 
services, which are being implemented under the  NHS Mental Health Implementation 
Plan 2019/20 – 2023/24. The plan looks to increase spending and, crucially, staffing 
levels, to include for secure mental health services, and will help ensure that patients 
receive high quality, safe and therapeutic care. 

In  addition,  NHS  England’s  (NHSE)  have  nationally  commissioned  an  Independent 
Review  which  is  being  managed  and  led  by  the  Northwest  Region.  An  external 
Independent Chair has been appointed who is currently in the process of developing 
the Terms of Reference for the review. As part of the review process the Independent 
Chair will be making contact with Rowan’s family, to understand their experiences of 
the care Rowan received. 

The review will cover patient services at the Edenfield centre along with wider service 
provision across GMMH. The review will particularly consider the patient failings and 
clinical escalation concerns raised/identified by the Panorama programme and other 
intelligence  such  as  Care  Quality  Commission  reports,  and  indeed  Regulation  28 
reports.  It will identify whether these are systemic issues throughout the service or 
isolated  clinical  incidents and  to  make  recommendations as to what the  Trust must 
take to improve patient safety in the service. It is important to note, the review will also 
look at the Trust’s other medium and low secure services and will include reviews of 
ward to board escalation and oversight of patient safety and staff culture. We expect 
the review to have concluded by the end of September 2023. 

1 

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 It  should  be  noted  that  the  Independent  Review  will  not  be  an  investigation  of 
individualised care received by Rowan, but a broader review of services and culture 
across the organisation. 

NHS England has committed itself to transparency and will publish the findings of the 
external Independent Review in the public domain on the website of NHS England, in 
order that any learning identified can be shared as it is generally accepted that there 
is a public benefit in the learning identified in such reviews. 

I would also like to provide further assurances on national NHS England work taking 
place around the Reports to Prevent Future Deaths. All reports received are discussed 
by  the  Regulation  28  Working  Group,  comprising  Regional  Medical  Directors,  and 
other clinical and quality colleagues from across the regions. This ensures that key 
learnings and insights around preventable deaths are shared across the NHS at both 
a national and regional level and helps us pay close attention to any emerging trends 
that may require further review and action. The Working Group will review the findings 
of the Independent Review in due course. 

Thank you for bringing these important patient safety issues to my attention and please 
do  not  hesitate  to  contact  me  should  you  need  any  further information.  We  will  of 
course  publish  the  Independent  Review  once  it  has  been  completed  and  welcome 
your and Rowan’s family’s involvement in its development, to ensure that the Review 
is as effective in improving mental health care services not only in Manchester, but 
nationally too. 

Yours sincerely, 

National Medical Director 
NHS England 

2 

A7

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