Prevention of Future Deaths reports · 2017

Ronald Farrington

Regulation 28 report to prevent future deaths, reference 2017-0494, written 22 Dec 2017. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.

Date of report22 Dec 2017
Reference2017-0494
DeceasedRonald Farrington
CoronerCaroline Topping
Coroner areaSurrey
CategoryCare Home Health related deaths
Sourcejudiciary.uk record · original PDF
Responses published2

The report

Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.

IN THE SURREY CORONER’S COURT 
IN THE MATTER OF: 

__________________________________________________________ 

The Inquest Touching the Death of 
Ronald Arthur Farrington 
A Regulation 28 Report – Action to Prevent Future Deaths 
__________________________________________________________ 

THIS REPORT IS BEING SENT TO: 

 

, Director Saffronland Homes Ltd, Maple 

House, 121b, Winchester Road, Chandlers Ford, Hampshire, SO53 2DR 

  Sir David Behans CBE Chief Executive Care Quality Commission 
  Sarah Billiald, Chief Executive, Surrey First Community Health Care 2nd 
Floor, Forum House, 41-51 Brighton Road, Redhill, Surrey RH1 6YS 

 

, Surrey County Council Acting Chief Executive,  

1 

CORONER 

Caroline Topping HM Assistant Coroner for the County of Surrey 

2 

CORONER’S LEGAL POWERS 

I make this report under paragraph 7, Schedule 5, of the Coroners and Justice Act 2009 
and Regulations 28 and 29 of the Coroners (Investigations) Regulations 2013. 

3 

INVESTIGATION and INQUEST 

An inquest into the death of Mr Ronald Arthur Farrington  was opened on 5th May 2017  
and resumed on 2nd November 2017.It was concluded on 17th November 2017. I 
concluded that Mr Farrington died on the 21st June 2016 at East Surrey Hospital, 1 
Canada Avenue, Redhill, Surrey and that the medical cause of his death was; 
1a Sepsis 
1b  Pressure ulcer of the sacrum and pneumonia 
II Neuro-degenerative disease, dementia and cerebrovascular disease. 

I found as follows: 
Ronald Arthur Farrington became resident at the Nuffield Care Centre in August 2014. 
He was at high risk of developing pressure sores and developed a sacral pressure sore 
by January 2015.Tissue viability nurses gave advice to the Nuffield Care Centre from 
January 2015 until October 2015. Some of their advice was not followed, in particular he 
was not turned on a 2 hourly basis as required from September 2015. He developed 
further pressure sores. No further advice was sought from the tissue viability nurses until 
a referral was made on the 1st June 2016. By then he had a Grade 4 sacral pressure 
sore which had become infected.  No medical treatment was sought in respect of the 
infection from his general practitioner. The tissue viability nurse was unavailable until the 
29th June and was not alerted to any urgency. He was admitted to East Surrey Hospital 
on the 15th June 2016 suffering from sepsis caused by the infection in the sacral 
pressure sore. He developed pneumonia in hospital, this contributed to the sepsis. 
Despite appropriate treatment he died from sepsis in hospital on the 21st June 2016.  

1 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 The  conclusion was: 

Natural causes contributed to be neglect. 

4 

5 

CIRCUMSTANCES OF THE DEATH 
Mr Farrington was admitted to the Nuffield Care Centre, Haigh Crescent, Redhill, Surrey, 
RH1 6RA, a registered nursing home, on the 6th August 2014.He was suffering from 
Dementia and Parkinson’s Disease. He became bedbound. In January 2015 a referral 
was made to First Community Care who provide the tissue viability nurse service in 
Surrey. The advice given by the tissue viability nurses was incorporated into his care 
plan in May 2015 which included repositioning every 4 hours. He was discharged from 
the tissue viability nurse service in July 2015. In September 2015 he was re-referred to 
the service with a grade 4 sacral sore. Concerns were raised by the tissue viability nurse 
that her earlier advice had not been followed. Further advice was given including that Mr 
Farrington be turned every 2 hours. This advice was not recorded in the care plan. In the 
absence of any further requests for advice from Nuffield Care Centre Mr Farrington was 
then discharged from that service.  
Nuffield Care Centre made 2 referrals in 2016 to the Care Quality Commission (the 
CQC) in respect of Mr Farrington’s sacral pressure sores. On each occasion the CQC 
accepted the written assurance of the registered manager that Nuffield Care Home was 
following the advice of the tissue viability nurses. No independent investigation was 
conducted, neither First Community Care nor the family were asked to provide any 
information. The information provided by the registered manager was incorrect. In 
November 2015 the CQC undertook an inspection of Nuffield Care Centre and the 
inspectors were told there was ongoing tissue viability nurse involvement with Mr 
Farrington which there was not. Mr Farrington was not being turned on a 2 hourly or 
even 4 hourly basis.  
On 16th March 2016 First Community Care sent a letter advising Nuffield Community 
Care that they now only retained one tissue viability nurse and in her absence on annual 
leave for 4 weeks they should contact the patient’s general practitioner with any issues 
requiring tissue viability advice. 
not be within his expertise. 
On the 1st June 2016 staff at Nuffield Care Centre recorded that Mr Farrington’s wound 
looked infected and was not improving. A further referral was made to First Community 
Care on the 1st June 2016. This went unanswered until the 15th June 2016 because the 
tissue viability nurse was again on annual leave.  Mr Farrington’s care plan required any 
sign of infection to be referred to his General Practitioner. This was not reported to 

, Mr Farrington’s doctor, said this would 

. Mr Farrington developed sepsis from the infected pressure sore. He was 
admitted to East Surrey Hospital, 1 Canada Avenue, Haigh Crescent, Redhill, Surrey, 
RH1 6RA on the 15th June 2016. Despite appropriate treatment in hospital Mr Farrington 
died on the 21st June 2016.    
CORONER’S CONCERNS 

During the course of the inquest the evidence revealed matters giving rise to concern. In 
my opinion there is a risk that future deaths could occur unless action is taken. In the 
circumstances it is my statutory duty to report to you. 

The MATTERS OF CONCERN are as follows.  –  

1.  Nuffield Care Centre: 

a.)  Failed to incorporate all the advice given by the tissue viability nurses in Mr 

Farrington’s care plans. 

b.)  Failed to keep accurate records. 
c.)  Informed the CQC that the tissue viability nurses were still involved with Mr 

Farrington when they weren’t. 

d.)  Failed to follow the advice of the tissue viability nurses as to turning and 

how to dress Mr Farrington’s sores 

e.)  Failed to refer Mr Farrington to his General Practitioner when he developed 

an infection in the sacral pressure sore on the 1st June 2016. 

2.  Only one tissue viability nurse was employed by First Community Care from 

March 2016 onwards. They were on annual leave for 6 weeks between the 18th 

2 

 
 
 
 
 
 March and the 15th June 2016. This was not an adequate level service.  
3.  The CQC did not obtain independent evidence about Mr Farrington’s care 
having received 2 notifications that he had developed pressure sores.  

4.  Mr Farrington’s family who visited him on a very regular basis and could have 

provided information about his care were not made aware that he had 
developed pressure sores, nor that the CQC were conducting any enquiries.  
5.  A large scale review has been convened as a result of the safeguarding alert 
raised by East Surrey Hospital. It is now being conducted by Surrey Adult 
Safeguarding.  As at the date of the resumed Inquest no adequate s42 report 
has been written. The family have not been invited to take part in the review.  No 
adequate enquiry has been made.  

6 

ACTION SHOULD BE TAKEN 

In my opinion action should be taken to prevent future deaths and I believe your 
organisation has the power to take such action.  

7 

YOUR RESPONSE 

You are under a duty to respond to this report within 56 days of the date of this report, 
namely by 16th February 2018. I, the coroner, may extend the period. 

Your response must contain details of action taken or proposed to be taken, setting out 
the timetable for action. Otherwise you must explain why no action is proposed. 

8 

COPIES and PUBLICATION 

I have sent a copy of my report to the following: 

1.  The Chief Coroner  
2. 
3. 

I am also under a duty to send the Chief Coroner a copy of your response.  

The Chief Coroner may publish either or both in a complete or redacted or summary 
form. He may send a copy of this report to any person who he believes may find it useful 
or of interest. You may make representations to me, the coroner, at the time of your 
response, about the release or the publication of your response by the Chief Coroner. 

9 

Signed: 

Caroline Topping 

Dated this 22nd December 2017.                  

3

Responses

2 responses published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.

Response from Respondent Not Named (PDF)
PRIVATE AND CONFIDENTIAL 
Caroline Topping  
HM Assistant Coroner 
HM Coroner’s Court 
Station Approach 
Woking 
Surrey 
GU22 7AP 

Leadership Office 
County Hall 
Penrhyn Road 
Kingston Upon Thames 
Surrey 
KT1 2DN 

   12 February 2018 

Dear HM Coroner 

Regulation 28 Report regarding Ronald Arthur Farrington 

I write in response to your Regulation 28 report of 22 December 2017.  

The issue you raised in your report for Surrey County Council to address is that “as at the date of the 
resumed inquest no adequate s42 report had been written. The family have not been invited to take part 
in the review. No adequate enquiry had been made”. 

It is clear that the concerns reported to Surrey County Council regarding Mr Farrington met the 
threshold in s42 of the Care Act 2014, so the Council was under a duty to make, or cause to be made, 
whatever enquiries it thought necessary to enable it to decide whether any action should be taken and, 
if so, what and by whom.  

The Care and Support statutory guidance says, in regards to adult safeguarding enquiries under s42 of 
the Care Act 2014 that relate to regulated providers, that 

“It is important that all partners are clear where responsibility lies where abuse or neglect is 
carried out by employees or in a regulated setting, such as a care home, hospital, or college. 
The first responsibility to act must be with the employing organisation as provider of the service 
… However, a local authority would have to satisfy itself that an employer’s response has been 
sufficient to deal with the safeguarding issue and, if not, to undertake any enquiry of its own and 
any appropriate follow up action”  

(Care and Support Statutory Guidance, 14.68 – 14.69) 

At the meeting held on 30 June 2016 to plan the adult safeguarding enquiry into the concerns regarding 
possible abuse or neglect of Mr Farrington an action plan was produced that said that once the Police 
had concluded their investigation, Nuffield Care were to complete the enquiry under s42 of the Care 
Act. This planned action was in line with the expectations set out in the statutory guidance. 

However, we did not adequately follow through to ensure this action was completed. It is evident from 
our records that we did not give the guidance or support to Nuffield Care in how to complete the s42 
Care Act enquiry. As a consequence Nuffield Care produced a chronology of events which did not 
demonstrate or inform the safeguarding process, nor did it detail the care Mr Farrington received during 
the last few weeks of his life. At the meetings which followed we did not address the lack of a proper 
s42 Care Act adult safeguarding enquiry, and we did not address the lack of family involvement.  

Our review of this matter has identified the following issues: 

 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   There was inconsistent management oversight. No one person consistently managed the 
process throughout and as a consequence actions were not followed through in a timely, 
meaningful way 

  Our adult safeguarding policies and procedures do not set out well enough what can be 

expected when we require others to make enquiries for the purposes of s42 of the Care Act 
2014 

  Our systems were not effective in identifying and rectifying where adult safeguarding enquiries 

were taking too long   

Following the Inquest, Surrey County Council Adult Social Care services have worked with Nuffield 
Care and the family to complete a meaningful adult safeguarding enquiry that meets the requirements 
of s42 of the Care Act and the associated statutory guidance. Mr Farrington’s family will be invited to an 
outcomes meeting with Nuffield Care and Adult Social Care in February where the family will be able to 
express their views and concerns. 

We have improved our systems to identify long running adult safeguarding enquiries and take actions to 
bring them to a satisfactory conclusion. In December 2016 15% of our adult safeguarding enquiries had 
been in progress for over 12 months. By December 2017 we had reduced this to 4%, despite the 
number of adult safeguarding enquiries we are undertaking having more than doubled over that period. 
We are confident we can sustain this improved performance. 

We have also put in place a revised quality assurance auditing programme of our adult safeguarding 
work so that we can more readily identify when our adult safeguarding work is falling short of 
expectations and take action to address this.  

We are in the process of revising our adult safeguarding policies and procedures, and working with our 
colleagues on Surrey Safeguarding Adults Board to improve the Board’s policies and procedures, so 
that  

 

 

they set clearer expectations of how adult safeguarding enquiries should be planned so that 
they involved the adult with care and support needs and their family; and 
they support better practice by Adult Social Care staff in setting expectations for contributions 
required from other organisations to s42 Care Act enquiries 

  Clearly identify for each adult safeguarding enquiry who has the responsibility for ensuring that 

enquiry is timely and effective and to monitor the actions required  

We expect these policies and procedures to be in place by April 2018, when they will be followed by a 
learning and development programme to support our staff to understand and be able to meet the 
expectations on them.   We will also review our systems to ensure they are able to support the practice 
we expect and produce better management information to help oversee the work. We expect this work 
to be completed by October 2018. 

Yours sincerely 

Julie Fisher  
Acting Chief Executive
Response from Respondent Not Named (PDF)
Response to coroners concerns Nuffield

Mr Farrington passed away on the 21° June 2016 which is some 18 months ago now.

We have initially provided evidence from external agencies of the changes that have happened in
this time and then specifically answered the questions raised following the inquest.

We believe that the evidence provided shows that following the improvement plan there are now
structures and processes in place to avoid such situations and that these are now embedded in the
culture of the home.

In the period following June 2016 there has been a considerable amount of work completed with
the Surrey Downs Clinical Commissioning group and their report from 2017 states the following;

On the day of the visit we sampled 3 care files, one of which was the deceased and part of
the LSE. The focus was on Wound and Tissue viability within the care plan.

We looked at:
e Wound Care plans
e Wound continuation monitoring charts

Tissue Viability Care plans
Tissue continuation monitoring charts

We were told and shown by the manager that the home operates a computerised
system to record care plans. The wound and tissue care plan are generated from the
computer programme. Both the wound and tissue continuation monitoring charts
were written by hand.

The home manager explained the home would complete a wound and tissue viability care
plan if the skin was broken and if a dressing had to be used. Wound and tissue continuation
monitoring charts would be in place to monitor the area, and to demonstrate that correct
treatment had been given in line with professional recommendation that would appear within
the care plan,

On one file there were 4 wound care plans in place. They had been regularly reviewed,
hence there were several versions for the same wound. The care plan had been updated
either when the wound had changed its grade or if a professional such as the tissue viability
nurse had visited.

A follow up visit was made on 17" October to look at the improvements made around Care
Planning in relationship to Wound Care.

The wound care plans had greatly improved the information was well laid out and there was
clear instructions to staff how any wound needed to be treatment and what materials to use.

We were shown a folder that was well presented of all the wounds including pressure sores
and skin tears on the top unit.

The home had put in place a formal wound assessment plan that gave staff an aid memoir to
all the areas they should be considering when recording progress of a wound.

We were able to see an audit that the manager had completed looking at all the wound care
plans.

We were also inspected by CQC on the 42" July 2017 and their inspection report states:

“there were up to date risk assessments in place for those who may be at risk of falling or developing
pressure sores. These were reviewed regularly, One person who was at risk of developing a pressure
sore had been placed had been placed on an air mattress to reduce the likelihood of this which was
regularly checked. Incidents and accidents were now being reviewed and action taken to address
and regular patterns or trends that may be identified.

a) Since this time we have put in place a new auditing system with close support from the local
quality development team from East Surrey, this has been developed over the past year and
has been met with positive feedback from the local team.

The manager carries out weekly wound audits which are then audited monthly by the
General manager. There is also a monthly managers audit which includes care plans and this
ensures that the care plans are current relevant and evidence based, any issues identified
then lead to an action plan that is audited during the next month.

b) As part of the monthly audit completed by the manager and sent to the senior management
team who then audit this using random samples during very regular visits the daily
recordings such as care notes and turning charts are checked for accuracy and relevance.

c) The information given to cqc was that the tissue viability nurse had been involved and the
measures described above are in place to ensure that the advice given is followed or that
clear rationale is given when there is a departure from the advice, (in this instance we would
be asking the relevant professional to endorse the changes or departures made).

d) The auditing process that has been actioned since these events are part of the process to
ensure that advice given is followed or clear rationale given when other methods are
employed.

e) Part of the audit process is reviewing care plans and would ensure that the action given in
the care plan is followed.

2, There was no tissue viability nurse for an extended period of time which was not acceptable
there had not been any acceptable replacement provision provided. In future the service will
give consideration to raising this as a safeguarding concern.

3, We would not be able to dictate what action cqc will take but the governance improvements
we have put in place are designed to ensure that the care provided is based upon evidence and has
been audited by both the staff within the home and the SMT.

4, When CQC are carrying out an inspection they always ensure that there is a sign displayed for
families and visitors to make them aware of the inspection.

Staff are aware that when discussions are held with family members this should be documented in
the appropriate notes to provide evidence that this has occurred and further it should also be
documented if the service user has indicated that they do not wish for any information to be shared.

5, We were asked for and provided a chronology of events, at no point were we asked for
anything further by Surrey Adult Safeguarding. We did not initially carry out an internal investigation
as we would usually be advised not to while any further investigations such as police investigations
or open safeguarding reviews are completed. It is standard practice that this would be the case,
however the increased governance processes we have put in place has been designed implemented
and reviewed successfully to avoid similar situations in the future.

It is to be hoped that the change in processes within the local authority will mean that in future
where appropriate families will have an increased involvement but this is not something we would
be able to action.

MK

19.01.18

So Ho

Dagalty rough

Q. Saffrontand

Head Office: Maple House, 1218 Winchester Road, Chandlers Ford, Hampshire SOS3 2DR, ‘a ~Y, INVESTORS
Tel: (023) 8027 0310 ~ Fax; (023 3) 8027 0320 ~ www.saffronlandhomes.con ts a IN PEOPLE

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