Prevention of Future Deaths reports · 2021
Regulation 28 report to prevent future deaths, reference 2021-0093, written 31 Mar 2021. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.
| Date of report | 31 Mar 2021 |
|---|---|
| Reference | 2021-0093 |
| Deceased | Joan Coley |
| Coroner | Louise Hunt |
| Coroner area | Birmingham and Solihull |
| Category | Hospital Death (Clinical Procedures and medical management) related deaths |
| Organisation named | Sandwell and West Birmingham Hospitals NHS Trust |
| Source | judiciary.uk record · original PDF |
| Responses published | 1 |
Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.
REGULATION 28 REPORT TO PREVENT FUTURE DEATHS THIS REPORT IS BEING SENT TO: • Sandwell and West Birmingham Hospitals NHS Trust • Birmingham Medical School • Aston Medical School • Secretary of state for Health • General Medical Council • UK Foundation programme CORONER I am Louise Hunt Senior Coroner for Birmingham and Solihull CORONER’S LEGAL POWERS I make this report under paragraph 7, Schedule 5, of the Coroners and Justice Act 2009 and regulations 28 and 29 of the Coroners (Investigations) Regulations 2013. INVESTIGATION and INQUEST On 8 December 2020 I commenced an investigation into the death of Joan Mavis COLEY. The investigation concluded at the end of the inquest on 29/03/21. The conclusion of the inquest was; The deceased died from sepsis contributed to by an air embolus caused by inadvertently leaving her central line unclamped and uncapped. Her death was contributed to by neglect. CIRCUMSTANCES OF THE DEATH The deceased suffered from end stage renal failure requiring dialysis, diabetes mellitus and had recently had her right 4th toe amputated in 2019 following an infection. She was admitted to the emergency department on 21/11/20 feeling unwell after her dialysis with hypotension. She was noted to have an infected right foot which was treated with a dressing and antibiotics. A blood culture taken during recent dialysis had shown signs of a blood infection (staph Hominis) and a decision was made to undertake a further blood test to understand the significance of the previous result. The blood sample was to be taken from an existing central line used for dialysis. On 25/11/20 a junior doctor shadowing the ward offered to take the sample and was accompanied by a 3rd year medical student who asked to take the sample of blood. In the process of taking the blood the dialysis line cap was removed to clean the line and at the same time the line was left unclamped which allowed air to enter the deceased's line and she suffered a cardiac arrest. She was resuscitated and admitted to ITU where they noted evolving sepsis the following day. Despite treatment she passed away on 27/11/20. The likely cause of her cardiac arrest was air getting into the central venous blood system through the unclamped, uncapped central line. The reason the line was left unclamped and uncapped was due to a combination of factors including lack of understanding, lack of training and supervision of junior Doctors and no clear process to assess and monitor competency. The cardiac arrest due to air embolus contributed to her death Based on information from the Deceased’s treating clinicians the medical cause of death was determined to be: 1a Multiorgan failure 1b Sepsis 1 2 3 4 1c Line infection and infected foot ulcer II Diabetes mellitus (poorly controlled), End stage renal disease on Dialysis, Ischaemic heart disease, diabetic retinopathy, Toe amputation to treat diabetic toe gangrene. PEA Cardiac arrest - probably secondary to air embolus CORONER’S CONCERNS During the course of the inquest the evidence revealed matters giving rise to concern. In my opinion there is a risk that future deaths will occur unless action is taken. In the circumstances it is my statutory duty to report to you. The MATTERS OF CONCERN are as follows. – 1. Medical school training: The inquest heard evidence that there is very limited training on how to take bloods from a central line, the physiology involved and potential risks. The junior doctor in question did not feel she had adequate knowledge of the potential risk associated with the task she was undertaking. Urgent action is required to review what training is provided to medical students regarding taking bloods from central lines. 2. Induction programme for FY1 Doctors and assessment of base line competencies: The inquest heard how taking bloods from a central line is not part of the "check list" of tasks that junior doctors have to undertake. As a result there was no process in place to check whether an individual doctor was competent take take bloods from a central line. This is inherently unsafe. Consideration should be given to adding "taking bloods from a central line" to the checklist of tasks. 3. How to effectively assess and monitor competencies to undertake procedures: The inquest heard how there was no formal system for assessing a doctor's competence to undertake a particular task for example, taking bloods from a central line The doctor would learn on the job with no formal training or assessment. When moving wards if a doctor agreed to undertake a procedure it was assumed they were capable and competent. This is inherently unsafe. The inquest heard how nurses have stringent criteria and training before they can handle any procedures. Consideration should be given to a similar process for junior doctors. 4. Handover of competencies from ward to ward: The inquest heard how there was no system of hand over when junior doctors change from ward to ward. The junior doctor in this case was shadowing on a new ward and the Consultant in change had no understanding of the doctors level of ability or competency. Consideration should be given to having a system to hand over ability and competencies. 5. General understanding of the process to follow when taking blood from a central line and the associated risks: The inquest heard how there was a general lack of understanding of how to take bloods from a central line and the associated risks. The basic physiology was not understood and the consultant also did not know how to take blood from this central line. Consideration should be given to ensuring all doctors are fully aware of the basic principles when taking bloods from a central line and the associated risks. 6. Standard operating procedures for taking bloods from central lines: The inquest heard how there was no standard written procedure for taking bloods from a central line. Consideration should be given to having a national standard procedure, which should be linked with training and assessment of competency for doctors to take bloods from a central line. ACTION SHOULD BE TAKEN In my opinion action should be taken to prevent future deaths and I believe you have the power to take such action. YOUR RESPONSE You are under a duty to respond to this report within 56 days of the date of this report, namely by 5 6 7 26 May 2021. I, the coroner, may extend the period. Your response must contain details of action taken or proposed to be taken, setting out the timetable for action. Otherwise you must explain why no action is proposed. COPIES and PUBLICATION I have sent a copy of my report to the Chief Coroner and to the following Interested Persons: • The Family • Sandwell and West Birmingham Hospitals NHS Trust I have also sent it to the regional Medical Examiner, Birmingham and Solihull CCG, NHS England and the CQC. I am also under a duty to send the Chief Coroner a copy of your response. The Chief Coroner may publish either or both in a complete or redacted or summary form. He may send a copy of this report to any person who he believes may find it useful or of interest. You may make representations to me, the coroner, at the time of your response, about the release or the publication of your response by the Chief Coroner. 31 March 2021 Louise Hunt Senior Coroner for Birmingham and Solihull 8 9
1 response published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.
From Nadine Dorries MP
Minister of State for Patient Safety,
Suicide Prevention and Mental Health
39 Victoria Street
London
SW1H 0EU
Ms Louise Hunt
HM Senior Coroner, Birmingham and Solihull
HM Coroner's Court
50 Newton Street
Birmingham B4 6NE
14 July 2021
Dear Ms Hunt,
Thank you for your letter of 31 March 2021 about the death of Joan Coley. I am replying
as Minister with responsibility for hospital care quality and patient safety and I am grateful
for the additional time in which to do so.
I would like to begin by saying how deeply sorry I was to read the circumstances of Ms
Coley’s death. That Ms Coley’s death was contributed to by failings in care is extremely
distressing and I offer my most heartfelt sympathies to her family and loved ones. We
must do all we can to learn from such tragic incidents to ensure the safety of health
services and prevent future deaths.
In preparing this response, Departmental officials have made enquiries with Health
Education England (HEE) and the UK Foundation Programme Office (UKFPO); The
General Medical Council (GMC); as well as NHS England and NHS Improvement (NHSEI)
and the Care Quality Commission (CQC).
I am advised that
Medical Director at HEE, and
Education and Standards at the GMC, have provided detailed responses addressing the
matters of concern in your report.
, National Director of Education Quality and
, Medical Director and Director of
You will therefore be aware that UK medical schools determine the content of their own
curricula and that the delivery of these undergraduate curricula are required to meet the
standards set by the GMC, which monitors and checks to make sure that these standards
are maintained. The standards require the curriculum to be formed in a way that allows all
medical students to meet the GMC’s Outcomes for Graduates by the time they complete
their medical degree, which describe the knowledge, skills and behaviour they have to
show as newly registered doctors.
Page1
The curricula for postgraduate specialty training are set by the Academy of Medical Royal
Colleges for Foundation training, and by individual Royal Colleges and faculties for
specialty training. The GMC approves curricula and assessment systems for each training
programme. Curricula emphasise the skills and approaches that a doctor must develop in
order to ensure accurate and timely diagnoses and treatment plans for their patients.
The GMC has explained in its response that procedures using central lines are not
included in the GMC’s Outcomes for Graduates as the GMC considers this to be beyond
the level of competence required for newly qualified doctors. However, medical students
should be taught about the general risks associated with central lines.
Similarly, the procedure of taking blood samples from central lines is not included in the
Outcomes for provisionally registered doctors with a licence to practice that all Foundation
Year 1 doctors should achieve. It is the view of the GMC that the taking of blood samples
from central lines is a procedure undertaken by specialists, or in specialist units and that:
‘A doctor in training, and especially a recently graduated Foundation Year 1 doctor,
should only undertake this procedure on the specific advice of, and under the direct
supervision of, a suitably qualified senior colleague. They also must receive specific
authorisation and training’.
You may wish to note that the 2021 Foundation Curriculum, planned for introduction in
August 2021, does not contain any specific procedural skills that must be acquired and
assessed during the Foundation Programme. Specialty focussed procedural skills must
be learnt and performed while supervised before they are undertaken independently. The
importance of good supervision is emphasised throughout the Foundation Curriculum.
Doctors in training are expected to acknowledge the limits of their capabilities and
understand the risk of performing procedures beyond their level of competence.
In addition, an employer should ensure that there is an appropriate process in place to
approve a doctor’s competency to undertake specialist and high-risk procedures.
In relation to determining the competency of a trainee doctor, the GMC response explains
that its standards state that organisations:
• Must have a reliable way of identifying leaners at different stages of education
and training and that learners are not expected to work beyond their
competence; and,
• Make sure there are enough suitably qualified staff members to provide learners
with appropriate clinical supervision at all times. In particular, Foundation
doctors must have on-site access to a senior colleague who is suitably qualified
to deal with problems that may arise.
The GMC will continue to work to support local organisations in the West Midlands in their
response to Ms Coley’s death to improve the quality and safety of the training
environment. The GMC has also indicated that it will share learning nationally.
Page2
In addition, I welcome the actions that the UKFPO has confirmed it will take in response to
the issues highlighted in your report, namely:
• Write to all UK Postgraduate Deans to request that they ensure their induction
programmes for Foundation doctors are in protected time; include best practice;
and, reinforce the requirements of Foundation Professional Capability 18:
recognises and works within limits of personal competence;
• Cascade learning from your Prevention of Future Deaths report through the
Postgraduate Deans/Foundation Schools, emphasising that:
o The taking of blood samples from central lines (and any other procedural
skill not included in the GMC’s ‘Outcomes for Graduates’) must only be
carried out independently by those who have been trained appropriately
and confirmed to be competent to perform the procedure unsupervised;
and,
o That all named clinical supervisors must have appropriate training and
fully understand their responsibilities and accountability in undertaking
this role. They must ensure an understanding of the competency levels of
the trainees for which they are responsible and ensure appropriate
supervision is provided at all times.
I hope together these actions provide assurance that action is being taken to learn from
the death of Ms Coley.
Finally, you may wish to note that my officials have shared your report with the Healthcare
Safety Investigation Branch (HSIB) to support its intelligence monitoring of patient safety
risks. The HSIB conducts national patient safety investigations where certain criteria are
met. In addition, your report has been brought to the attention of the Kidney Patient Safety
Committee, a core structure of the UK Kidney Association which works closely with NHSEI
and the Medicine and Healthcare products Regulatory Agency (MHRA), and I am advised
that the Committee will consider the circumstances and concerns in your report that fall
within its scope.
I hope this response is helpful. Thank you for bringing these concerns to my attention.
NADINE DORRIES
MINISTER OF STATE FOR PATIENT SAFETY, SUICIDE PREVENTION
AND MENTAL HEALTH
Page3
26 May 2021
Mrs Louise Hunt
Senior Coroner for Birmingham and Solihull
50 Newton Street
Birmingham
B4 6NE
By email
Dear Mrs Hunt
Aston Medical School Response to the Regulation 28 Report to Prevent Future Deaths
I am responding to your Regulation 28 Report dated 31.03.21 following the inquest and your
ruling in respect of the death of the late Mrs Joan Coley.
We have noted the six MATTERS OF CONCERN you raised namely:
1. Medical school training
2.
Induction programme for FY1 Doctors and assessment of base line competencies
3. How to effectively assess and monitor competencies to undertake procedures
4. Handover of competencies from ward to ward
5. General understanding of the process to follow when taking blood from a central line and the
associated risks
6. Standard operating procedures for taking bloods from central lines
As a medical school we have focused our attention on the first and fifth matter of concern and will
liaise with Health Education West Midlands, the General Medical Council and Local Education
Providers to keep informed of developments in the trainee curriculum.
Following this serious incident senior members of teaching and administrative staff across the
MBChB programme at Aston Medical School (AMS) have met to review the School’s relevant
curriculum and documents, to discuss the practical procedures programme with Sandwell and West
Birmingham Hospitals and to discuss your Regulation 28 Report and recommendations. We also
met with the medical student involved and read the student’s statement to identify gaps in
knowledge and understanding and potential weaknesses in our processes.
Page4
Re
1. Medical School Training and
5. General understanding of the process to follow when taking blood from a central line and the
associated risks
The GMC regulates undergraduate medical education and defines the Outcomes for Graduates
(GMC, 2018) and the required Practical Skills and Procedures (GMC, 2019). The latter is available at
https://www.gmc-uk.org/-/media/documents/practical-skills-and-procedures-a4_pdf-
78058950.pdf
Managing and caring for central venous lines is not included in this list for graduating medical
schools; Aston Medical School will therefore focus its efforts, from Year 1, on ensuring students
have a good understanding of the clinical significance of the physiology of the large central veins
and how these differ from peripheral veins. In Year 3, students will be introduced to the risks
associated with central lines, supported by case-based learning and throughout Years 3-5 students
will be reminded of the causes of air embolism and its emergency treatment.
We will develop or source a standard infogram or picture to succinctly, dramatically and repeatedly
inform students that a central line must never have both the clamp and cap open at the same time.
As Year 3 students begin the long clinical placements we shall emphasise the Practical Procedures 3
Question Rule (described in the Action Plan) that students must use to decide if they can undertake
procedures on patients, and students will be required to seek agreement from a Specialty Trainee
or Consultant if they wish to undertake a procedure not explicitly listed in the curriculum.
The lessons learned from this serious incident must be transferred to other procedures; there is
potential for error and harm with respect to other procedures not currently on the GMC list. We
will therefore include teaching on generic and specific risks of practical procedures throughout
Years 3-5, through videos, lectures, handbooks and discussions of scenarios including serious
incidents. We will ensure students understand the risks of procedures within the curriculum and
are introduced to the risks of the most common procedures which they may observe but which are
outwith the undergraduate curriculum.
As a result of our internal review of materials we have also refined titles and descriptions to
highlight the difference between peripheral and central vein procedures.
To maximise the learning and impact of our action plan we will meet with Sandwell and West
Birmingham Hospitals (SWBH) within the month to discuss our reports and implications for
teaching and practice across the medical school and the Trust. Going forward, we will inform all
our Local Education Providers of our developments within Practical Procedures through our
meetings, handbooks and training sessions.
Page5
We will share our response to your Regulation 28 Report with the Regional Postgraduate Dean
West Midlands and meet with his team. Finally the GMC is planning to meet with the University of
Birmingham and Aston Medical School together, in the near future, to review the implications of
your report and our responses for other medical schools.
Please find attached a more detailed Action Plan in response to your recommendations. It also
draws on the AMS internal review of curriculum and documents, review and discussion of the AMS
student’s statement, and correspondence and discussion with SWBH regarding practical
procedures.
Yours sincerely
Interim Head of School
Dean of Medical Education
Cc: GMC; Regional Postgraduate Dean HE West Midlands
Page6
Ms L Hunt
Senior Coroner for Birmingham and Solihull
Dear Madam,
Re: University of Birmingham Coroner Response
Institute of Clinical Sciences
College of Medical and Dental Sciences
Edgbaston Birmingham B15 2TT
United Kingdom
4th June 2021
We were saddened to hear of the death of Joan Mavis Coley from sepsis contributed to by an air
embolus caused by inadvertently leaving a central line unclamped.
At the University of Birmingham Medical School we take the requirement to ensure that upon
graduation, all our medical students are able to practice in a safe and competent manner and are
able to meet all the requirements determined by the General Medical Council in its document
‘Outcomes for Graduates’ and supplementary document ‘Practical Skills and Procedures.’ This
document in particular, outlines the core set of practical skills and procedures, and minimum level of
performance that newly qualified doctors must have when they start work for the first time, so they
can practice safely. For each core skill or procedure, the GMC has determined three levels of
competence:
1. Safe to practice in simulation
2. Safe to practice under direct supervision
3. Safe to practice under indirect supervision
It is noticeable that this document does not make mention of the need to know or show how to take
blood from a central line, the physiology involved or the potential risks.
Nevertheless, it has been a local requirement for several years for medical students at the University
of Birmingham Medical School to demonstrate competence in undertaking blood sampling from a
central line under direct supervision.
Only students in their final year of study are permitted to undertake this procedure and they are not
able to do so unless they have first undertaken a simulated training session and participated in the
pre-course learning. Medical students who are not in their final year are not permitted or required
to undertake practice in this skill.
Pre-course learning
Consists of a ‘storyboard’ of how to take blood from a central line, and a twenty-slide power point
presentation with the following learning outcomes:
Page13 Recognition and indication of CVAD use
Understand potential complications and their management (including, notably, air embolism
from an uncapped central line port or on line insertion)
Monitor and manage ongoing care
Identify relevant documentation
Understand principles of removal
Taking and management of bloods
Simulated training session
The content of the simulated training session is reviewed yearly and delivered by a specialist clinical
skills team who are part of the Queen Elizabeth Hospital Birmingham. Attendance is mandatory and
attendance records are kept. The procedure is demonstrated by the clinical skills team, with an
opportunity to undertake the procedure in the clinical skills simulation laboratory. Only when this
has been achieved are students permitted to undertake the procedure of accessing a central venous
access device in clinical practice, and then only under direct supervision.
Up until July 2021 it has been a requirement of the University of Birmingham Medical School that
final year medical students undertake three successful attempts of accessing a central venous access
device under direct supervision. Successful attempts are deemed to occur when the clinician
supervising the medical student feels that they have adequately followed the correct procedure in a
safe manner.
Audit of student procedure practice of accessing a central venous access device
Each student is required to keep an electronic record of their attendance at the clinical skills
simulation day and confirm that they have safely and competently demonstrated accessing the
device in simulation, signed by a clinical skills trainer. Each time a student undertakes the procedure
in clinical practice under direct supervision they will record this in their student clinical skills
electronic record, which will be countersigned and dated by the supervising clinician. The University
of Birmingham Medical School has determined that only clinicians or healthcare professionals who
are familiar and deemed competent with this procedure in normal clinical practice should supervise
a final year student in undertaking this skill. It has been our expectation that this would usually be
restricted to those clinicians/health care professionals working in intensive care or anaesthesia. All
final year students are required to record that they have successfully accessed a central venous
device on a minimum of three occasions in clinical practice, under direct supervision. This forms part
of the requirement for all final year students to graduate and progress into the foundation training
programme and is reviewed by the exam board.
Alterations to training further to the Regulation 28 report to prevent future deaths
It is the intention of the University of Birmingham Medical School to continue to mandate
participation of the pre-course learning content and simulated training session all final year students
undertake in accessing central venous devices. Emphasis will continue to be placed on recognition
and preventing and managing complications. However, it has become increasingly more difficult for
students to achieve the previously required number of attempts of procedural practice in this skill as
a result of COVID-19. Furthermore, it has been recognised that outside of the critical care
environment there are few clinicians who are able to demonstrate the required familiarity with the
procedure in order for them to clinically supervise students undertaking this skill. For this reason,
whilst we will encourage students to undertake the clinical skills of accessing a central venous device
under appropriate direct clinical supervision, where the opportunity arises, it will no longer be a
Page14 requirement for students to demonstrate a minimum number of successful attempts in order to
graduate.
We trust that this information will help with your enquiry and please do not hesitate to contact us
further if we can be of any further assistance.
Yours sincerely
Senior Clinical Lecturer University of Birmingham
Clinical Skills Lead MB ChB Programme
MB ChB Programme Lead
Vice Dean Birmingham Medical School
Dean Birmingham Medical School
Page15
Trust Headquarters
Sandwell Hospital
Lyndon
West Bromwich
B71 4HJ
Mrs Louise Hunt
Senior Coroner for Birmingham and Solihull
50 Newton Street
Birmingham
B4 6NE
11 May 2021
Dear Mrs Hunt
Response to the Regulation 28 Report to Prevent Future Deaths – the late Joan Coley
I am in receipt of your Regulation 28 Report following the inquest and your ruling on 30 March 2021,
in respect of the late Mrs Joan Coley. This letter will be copied to Mrs Coley’s family and I would
extend, through you, my condolences once again for their loss.
Recognising that a number of the recommendations focus on training of doctors and the networks
which support this, there are steps we can take to further support medical staff joining and rotating
within the Trust and protect our patients. These steps are a collective view following discussion with
the Medical Education Director, Undergraduate and Postgraduate tutors. Conversations have also
been had with leaders from HEWM to whom a copy of this report will be sent for consideration of
the factors that we will be putting in place and how this might link with any wider learning or advice
for trainee supervision at other organisation.
1. Medical school training
Whilst not a Medical School, Sandwell & West Birmingham Hospitals NHS Trust (“the Trust”) is
affiliated with two Medical Schools at Birmingham University and Aston University and, as such,
provide opportunity for Medical Students and Doctors to develop their skills on patients safely.
The GMC have produced guidelines regarding the level of competence expected of newly
qualified doctors (Appendix 1, pages 3-5). Central venous catheter lines are not included in this
list as it is an aspect of training considered appropriate and delivered at Core Medical Training
(CMT) level (more than 2 years after qualifying)(Appendix 2, page 22). At CMT level, theoretical
training, skills lab and supervised training is provided over a 3 year period. Competence is
documented in the trainee’s e-portfolio by their designated clinical supervisor. Prior to this stage
of training, junior doctors and medical students are not expected to interact with central venous
catheter lines due to their inherent complexity and risks. These are national guidelines produced
by the Joint Royal College of Physicians Training Board.
Page19
At the Trust, this guidance will be re-enforced to trainees, with the only exception to this being
for those doctors in training undertaking specialist training on the intensive care unit. In this
specialised setting, theoretical and practical training will be given during Foundation Years posts
and competence confirmed by the trainees clinical supervisor in the trainee’s e-portfolio.
In light of the Coroner’s Inquest findings, as part of their induction to the Trust, procedural risks
related to central venous catheter lines will be introduced to the 3rd year medical student
themed week case based discussions, to 3rd, 4th and 5th years and Foundation Year Doctors.
Foundation Year doctors will be trained in the theoretical use of central lines but will not be
allowed to undertake blood sampling, flushing, insertion nor removal of central venous catheter
lines. During meetings between doctors in training and their educational supervisor, working
safely within their competence level will be emphasised. Progress with the acquisition of
competence in procedural skills appropriate to that level of training, will be assessed at each
meeting. All doctors and medical students will be advised to avoid any clinical practical
procedures that are not specifically documented in their clinical skills portfolio appropriate for
their level of training.
2.
Induction programme for FY1 Doctors and assessment of baseline competencies
Foundation year doctors will not be allowed to take blood from central venous catheters at this
Trust.
This will be the remit of fully trained and competent nursing staff, outreach ITU nurse/medical
team or a medical registrar (a doctor more than 4 years since qualifying).
Theoretical training will be provided to the foundation year doctors in preparation for later stages
of their training, including a simulation based session on a cardiac arrest resulting from an air
embolism during central vein catheter blood sampling. CMT level will receive theoretical training,
skills lab and supervised training over a 3 year period. Competence is documented in the trainee’s
e-portfolio by their designated clinical supervisor. This is in line with national guidelines produced
by the Joint Royal College of Physicians Training Board.
3. How to effectively assess and monitor competencies to undertake procedures
We will liaise with HEE to determine the optimal strategy for assigning competence to a range of
clinical skills and a requirement that trainees do not undertake clinical procedures without
supervision until they have been signed off as being competent, as long as these skills are
included within their e-portfolio requirements for their level of training.
Any clinical skills not considered appropriate for their stage of training must be avoided. The use
of central lines is part of the CMT curriculum and is formally assessed during their training after
theoretical, simulated and supervised practice.
The Trust will look at identifying a list of discussion points around the previous week, focusing on
procedure risks, event information, learning from others and safety advice during the weekly
meetings held between Clinical Supervisors and Foundation Year Doctors.
2
Page20
4. Handover of competencies from ward to ward
A summary of clinical skills competence will be forwarded to clinical supervisors on each rotation
of junior doctors (by the junior doctor following an exit review by their current clinical supervisor)
to ensure there is an awareness of skills competence and areas of lack of training.
There will be a requirement for all supervising consultants to check documented competency
when assigning tasks in the clinical environment. No doctor will be allowed to undertake any
procedure unsupervised, at any level of training, unless they have been signed off as being
competent in that clinical skill/procedure.
5. General understanding of the process to follow when taking blood from a central line and the
associated risks
Additional training and education will be introduced into our undergraduate and postgraduate
teaching portfolio, including Trust induction, to highlight safety issues related to central venous
catheters. An email has been sent to all doctors at the Trust clearly stating the precautions
required when dealing with a central venous catheter including the risk of air embolism.
Documents exist on the Trust’s intranet describing the correct use of central venous catheters,
the risks of air embolism and how to avoid this. Additional theoretical training will be introduced
to medical students and Foundation year doctors as to the risks related to using central venous
catheters.
6. Standard operating procedures for taking bloods from central lines
Documents exist on the Trust’s intranet clearly describing the correct use of central venous
catheters with particular note to the risk of air embolism and how to avoid this complication.
All staff have been sign posted to the pre-existing guidance which has been re-enforced. A new
guideline will be written with the benefit of the inquest findings to include additional pictorial
emphasis to avoiding uncapping and unclamping at the same time.
Health Education England will liaise with the GMC to qualify the following GMC statement, ‘It is
important to remember that newly qualified doctors who enter the Foundation Programme will
work under educational and clinical supervision and in a multidisciplinary team. In accordance
with the Foundation Programme Curriculum, they will need to demonstrate that they are refining
their skills and that they are able to take responsibility appropriately whilst recognising and
working within the limits of their competence.’(Appendix 1, page 3)
This should ideally state, ‘All practical procedures not documented as appropriate for that stage
of training, in the trainees portfolio should be avoided unless fully supervised by a fully
competent trainer who has made the assessment that the trainees involvement in the procedure
is appropriate and safe. Trainees should not be involved in any practical procedure unsupervised
until they have been designated as being fully competent in that procedure by their clinical
supervisor.’
3
Page21
The Patient Safety page on the intranet will evidence a ‘Learning Alert’, a pictorial reminder of
the safe way of sampling from central lines, with intermittent communications on the correct
processes being ‘pushed’ to doctors and nursing staff (where appropriate)
As well as addressing the specific points raised, following the Inquest hearing, we consider that there
is wider learning with regard to other procedures. The risks of undertaking similar procedures or
around certain incidents will be highlighted through a series of short films, recorded power points,
pushed out to the doctors and loaded onto our Intranet page for quick referral.
In reviewing this procedure, and the way the system let down both our junior doctor and Mrs Coley,
the appropriateness of delegation was considered and reiterated to Consultants. This will be further
emphasised across the Trust to all disciplines.
I attach the implementation plan for those actions which resulted from the serious incident
investigation and your ruling.
Yours sincerely
Interim Chief Executive
Cc
Family of Mrs Joan Coley
NHS England
CQC
Regional Medical Examiner,
Birmingham and Solihull CCG
Black Country and West Birmingham CCGs
Health Education West Midlands
4
Page22
25 May 2021
Louise Hunt
HM Senior Coroner for Birmingham and Solihull
Dear Mrs Hunt
Regulation 28: Report to Prevent Future Deaths
I was really sorry to hear of the tragic circumstances that led to the death of Joan
Mavis Coley. I extend my sincere condolences to Joan’s family and all others
affected.
You raise six concerns in your report. Before I turn to those, let me summarise the
role of the GMC as a regulator and how it relates to the education and training of
medical students and doctors. Then I will explain our involvement in the case prior
to your letter, and finally I will respond to the important questions and
recommendations you raise.
Our role as a medical regulator
Our powers in medical education, as set out in the Medical Act 1983, are two-fold:
to set the outcomes for graduates of UK medical schools leading to entry on to the
medical register and to approve the curricula for postgraduate training of doctors.
We quality assure both aspects of medical training against our standards for the
management and delivery of medical education and training. The principle of
patient safety drives our work.
Undergraduate education
Our powers don’t extend to mandating specific content in undergraduate curricula,
but we determine and publish the high-level outcomes all medical students are
required to demonstrate in order to graduate and be awarded a Primary Medical
Qualification (PMQ). We updated our Outcomes for graduates in 2018 after
extensive consultation. This is supplemented by a set of core Practical skills and
procedures graduates must have achieved when they start work for the first time
so they can practise safely.
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Foundation Programme
All doctors enter the two-year Foundation Programme after graduating from a UK
medical school. It provides new graduates with a range of essential interpersonal
and clinical skills for managing acute and long-term conditions. The Academy of
Medical Royal Colleges develops the Foundation Programme curriculum, which
describes specific outcomes all Foundation doctors should demonstrate on
completion of the programme. Our regulatory role is to approve the curriculum.
The Foundation Programme curriculum requires first year trainees (FY1) to meet
the outcomes we have set out in Outcomes for provisionally registered doctors with
a license to practise, which includes fifteen core clinical and procedural skills. This
enables the trainee to apply to the GMC for full registration and a license to
practise, which is a requirement of entry to the second year of the Foundation
Programme.
Quality assurance of education and training
We also have a duty to make sure medical education and training in the UK is
meeting our standards. We expect organisations responsible for educating and
training medical students and doctors in the UK to meet the standards set out in
Promoting excellence: standards for medical education and training.
We quality assure medical schools, postgraduate deaneries and local offices, and
local education providers (such as NHS trusts and health boards) to check they are
meeting our standards. Our quality activities are risk based, which means we look
at our evidence and decide which areas are likely to be of concern. We provide
feedback to organisations on how well we think they are meeting our standards.
If we are concerned about something, we ask for more information to seek
assurance that any issues are being dealt with appropriately, and if we're not
satisfied with the response we can intervene.
We can place organisations providing postgraduate training under ‘enhanced
monitoring’, which we do to promote and encourage local management of concerns
about quality and safety. This involves more frequent progress updates and we can
provide representation on a locally led visit to investigate a concern or check on
progress. Where possible we work with all organisations to address the concern
and develop a sustainable solution. Sometimes we need to work with other
regulators to make improvements.
We also approve new medical schools, which we subject to an extensive period of
quality assurance to ensure their programmes will deliver the Outcomes for
graduates and meet the Promoting Excellence standards.
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Our response to this incident
Since being notified of the incident by Aston Medical School in December 2020, we
have been engaging with local organisations regarding the immediate and long-
term measures that will be taken to protect patients and to support those involved.
Our West Midlands Employer Liaison Adviser has met with Sandwell and West
Birmingham NHS Trust to discuss the incident and their response. He has also held
discussions with Health Education England West Midlands (HEE WM). We will work
with both organisations to monitor the situation and ensure appropriate measures
are being implemented.
Aston Medical School is subject to the enhanced quality assurance measures we
apply to all new medical schools, we will continue to liaise with Aston about this
incident and their response to your report will feed into this quality assurance
activity.
We will organise a meeting with local organisations to ensure that the issues
identified in your report are being satisfactorily addressed. We will also share our
response to your report with local and national organisations to reinforce the
learnings from this incident to prevent a similar incident happening again locally or
nationally.
Addressing your specific concerns and recommendations
Against the general background of our regulatory powers and the specific actions
taken already, I will now address each of the recommendations in your report.
In doing so I will refer to our standards, which state that learners’ responsibilities
for patient care must be appropriate for their stage of education and training.
Supervisors must determine a learner’s level of competence, confidence and
experience and provide an appropriately graded level of clinical supervision.
Medical school and Foundation Year 1 training
You recommend urgent action is taken to review the training provided to medical
students. The inquest heard there is limited training on taking bloods from a
central line, the physiology of the procedure and its potential risks, and that the
FY1 doctor felt she did not have adequate understanding of the risks of performing
this procedure.
Procedures using central lines are not included in our Outcomes for graduates as
we consider it to be beyond the level of competence required for newly qualified
doctors. However, medical students should be taught about the general risks
associated with central lines. It would be unsafe for them to access these lines
given their complexity and the high level of risk involved.
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You have advised that we should also consider including the procedure on the
checklist of tasks for junior doctors. The inquest heard that the procedure is not on
the checklist, which meant there was no process in place to determine individual
competency.
Taking bloods from central lines is not included in our Outcomes for provisionally
registered doctors that all FY1 doctors must achieve. It is a procedure undertaken
by specialists or in specialist units, and it would be inappropriate for this to be a
requirement for all Foundation Programme doctors. A doctor in training, and
especially a recently graduated FY1 doctor, should only undertake this procedure
on the specific advice of, and under the direct supervision of, a suitably qualified
senior colleague. They also must receive specific authorisation and training.
Doctors in training are expected to acknowledge the limits of their capabilities and
understand the risk of performing procedures beyond their level of competence.
However, there must be effective systems, policies, and processes for determining
their competency to undertake procedures, whether they have received
appropriate training, and the level of supervision needed to ensure patient safety.
Systems for determining trainee competency
In the absence of a formal system for assessing a doctor’s competence to
undertake a particular procedure, a doctor’s agreement to perform a task was
taken as an indication of their competency. This put the onus on to the doctor to
decline tasks beyond their competency or ensure an appropriate level of clinical
supervision was provided.
The more senior doctor in training and FY1 doctor both lacked an appropriate level
of understanding of the procedure and the competency to perform it unsupervised,
although neither realised this when the task was delegated. The doctor in training
determined that the FY1 doctor was competent and could, with the assistance of
the medical student, undertake it safely. An appropriate employer process should
be in place to approve a doctor’s competency to undertake specialist and high-risk
procedures.
Your report notes the absence of a system to share information about trainee
competency between wards. The FY1 doctor was shadowing the ward and the
consultant had no understanding of the FY1 doctor’s competencies, as no such
system was in place.
Our standards state that organisations must have a reliable way of identifying
learners at different stages of education and training. They must also make sure all
staff members take account of this, so that learners are not expected to work
beyond their competence.
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Our standards also require organisations to make sure that there are enough
suitably qualified staff members to provide learners with appropriate clinical
supervision, at all times. Supervisors must determine a learner’s level of
competence, confidence and experience and provide an appropriately graded level
of clinical supervision. Foundation doctors must have on-site access to a senior
colleague who is suitably qualified to deal with problems that may arise during the
shift.
We will continue to work with employers, HEE WM and the medical schools to
monitor the actions being taken, and to ensure sustainable changes are made that
will improve the quality and safety of the training environment.
Awareness of all doctors and proposal for a standard operating procedure
Your report recommends that consideration is given to ensuring all doctors are fully
aware of the basic principles and risks when taking bloods from a central line. This
includes the development of a national standard operating procedure that could be
linked to training and assessment of competency. As any such measures would be
aimed at all doctors employed across the UK’s health services, rather than those
currently within GMC-regulated training programmes, national service and
education providers such as HEE and NHS England would be best-placed to
comment on such proposals.
Specialist associations or representative bodies may also be able to assist with
these recommendations. As an example of where these bodies have responded to
earlier incidents, the removal of dialysis lines was reported to the National Patient
Safety Agency in 2018 and the Renal Association, British Renal Society, and
Intensive Care Society set out advice and an action plan in response. This
recommended a number of precautions and monitoring measures and indicated
national guidelines would be developed.
Final reflections
We welcome the publication of this Report to Prevent Future Deaths as an
important measure to raise awareness of the incident with those who can take
action to prevent future deaths. We have carefully considered your concerns. I
hope this information provides reassurance of the actions we have been taking and
will take with local and national organisations to ensure a similar incident does not
happen again.
Yours sincerely
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Medical Director and Director of Education and Standards
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11 June 2021
Louise Hunt
HM Senior Coroner for Birmingham and Solihull
Dear Mrs Hunt
Regulation 28: Report to Prevent Future Deaths – Joan Mavis Coley
Further to my letter of the 25th May 2021 regarding the tragic circumstances that
led to the death of Joan Mavis Coley, we have spoken to Birmingham Medical
School regarding their response to you of the 4th June. They had stated:
“it has been a local requirement for several years for medical students at the
University of Birmingham Medical School to demonstrate competence in
undertaking blood sampling from a central line under direct supervision.”
I wanted to make you aware that they have agreed that this will now cease, but I
will write to you again shortly with a more detailed response indicating further
actions we will take.
Yours sincerely
Medical Director and Director of Education and Standards
Copied to:
medicine degree programme
, Vice Dean for Medicine and programme director for the
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