Prevention of Future Deaths reports · 2023

Raymond Lee

Regulation 28 report to prevent future deaths, reference 2023-0151, written 15 May 2023. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.

Date of report15 May 2023
Reference2023-0151
DeceasedRaymond Lee
CoronerAlison Mutch
Coroner areaManchester South
CategoryHospital Death (Clinical Procedures and medical management) related deaths
Organisation namedThe Christie NHS Foundation Trust · Stockport NHS Foundation Trust
Sourcejudiciary.uk record · original PDF
Responses published2

The report

Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.

REGULATION 28:  REPORT TO PREVENT FUTURE DEATHS 

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS 

THIS REPORT IS BEING SENT TO:  NHS England and NICE (National Institute 
for Health and Care Excellence) 

1  CORONER 

I am Alison Mutch, Senior Coroner, for the Coroner Area of Greater Manchester 
South 

2  CORONER’S LEGAL POWERS 

I make this report under paragraph 7, Schedule 5, of the Coroners and Justice 
Act 2009 and regulations 28 and 29 of the Coroners (Investigations) Regulations 
2013 

3 

INVESTIGATION and INQUEST 

On 16th  September 2021 I commenced an investigation into the death of 
Raymond Lee. The investigation concluded on the 19th  January 2023 and the 
conclusion was one of Narrative: Died from complications of treatment for 
oesophageal cancer and a subsequent oesophageal stricture. The medical 
cause of death was 1a) Gastrointestinal Haemorrhage; 1b) Aorta-
oesophageal fistula on the background of oesophageal stent; 1c) 
Oesophageal cancer treated by radiotherapy 

4  CIRCUMSTANCES OF THE DEATH 

Raymond Douglas Lee had oesophageal cancer. Due to his underlying health, 
he was treated with radiotherapy- other treatments were not felt to be suitable. 
He developed an oesophageal stricture as a consequence of the radiotherapy 
treatment. Dilatation procedure did not lead to an improvement. A biodegradable 
stent was inserted to try to improve the position. He was in significant pain as a 
consequence of the stent. Pain is a recognised complication of stenting in these 
circumstances. He was admitted to Stepping Hill Hospital on 13th  September 
2021 following episodes of bleeding. A gastroscopy on 14th  September 2021 
confirmed that the bleeding was from the oesophagus - from an 
aorta/oesophageal fistula. On the balance of probabilities, the stent had 
contributed to the development of the fistula. Raymond Douglas Lee continued 
to deteriorate and died at Stepping Hill Hospital on 14th  September 2021. 

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 5  CORONER’S CONCERNS 

During the course of the inquest the evidence revealed matters giving rise to 
concern. In my opinion there is a risk that future deaths will occur unless action 
is taken. In the circumstances it is my statutory duty to report to you. 

The MATTERS OF CONCERN are as follows.  – 
The inquest heard evidence that oesophageal strictures are a recognised 
complication of radiotherapy for oesophageal cancers. The implications of them 
are significant for patients as they can lead to aspiration and as well as 
significantly impact quality of life. At this time there is only very limited national 
guidance on how to best treat patients with strictures and limited evidence on 
which to develop best practice. The evidence given was that careful dilatation by 
an experienced practitioner was the best approach initially. However, dilatation 
particularly repeated dilatation carried risk of perforation and needed to be seen 
as something that could not be continued indefinitely. However, there was 
limited evidence on what the optimum number of dilatations were and/or when 
to stop and move to consider stenting. 

The inquest heard that stenting of patients in these circumstances has a limited 
body of evidence regarding the risk. The inquest highlighted that perforation 
may be a risk in some cases where a stent is used and that needed to be 
factored into any decision to use a stent. 

6  ACTION SHOULD BE TAKEN 

In my opinion action should be taken to prevent future deaths and I believe you 
have the power to take such action. 

7  YOUR RESPONSE 

You are under a duty to respond to this report within 56 days of the date of this 
report, namely by 10th  July 2023. I, the coroner, may extend the period. 

Your response must contain details of action taken or proposed to be taken, 
setting out the timetable for action. Otherwise you must explain why no action is 
proposed. 

8  COPIES and PUBLICATION 

I have sent a copy of my report to the Chief Coroner and to the following 
 on behalf of the Family; 2) 
Interested Persons namely 1) 

 3) The Christie NHS Foundation Trust; and 4) Stockport NHS 

Foundation Trust, who may find it useful or of interest. 

I am also under a duty to send the Chief Coroner a copy of your response. 

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 The Chief Coroner may publish either or both in a complete or redacted or 
summary form. He may send a copy of this report to any person who he 
believes may find it useful or of interest. You may make representations to me, 
the coroner, at the time of your response, about the release or the publication of 
your response by the Chief Coroner. 

9 

Alison Mutch 
HM Senior Coroner 

15.05.2023 

3

Responses

2 responses published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.

Response from NHS England (PDF)
Alison Mutch 
Manchester South Coroner’s Court 
1 Mount Tabor Street 
Stockport  
SK1 3AG 

National Medical Director  
NHS England  
Wellington House 
133-155 Waterloo Road  
London 
SE1 8UG 

09 August 2023  

Dear Coroner, 

Re: Regulation 28 Report to Prevent Future Deaths – Raymond Lee who died on 
14 September 2021.  

Thank you for your report to Prevent Future Deaths (hereafter “Report”) dated 15 May 
2023 concerning the death of Raymond Lee on 14 September 2021. In advance of 
responding to the specific concerns raised in your Report, I would like to express my 
deep  condolences  to  Raymond’s  family  and  loved  ones.  NHS  England  is  keen  to 
assure you that the concerns raised about Raymond’s care have been listened to and 
reflected upon appropriately.  

I am grateful for the further time granted to respond to your Report, and I apologise for 
any anguish this delay may have caused.  We realise our response may form part of 
the important process of family and friends coming to terms with what has happened 
to  their  loved  one  and  appreciate  this  will  have  been  an  incredibly  difficult  time  for 
them. 

As you note in your Report, evidence given at the inquest highlighted the recognised 
risks  and  complications  related  to  radiotherapy  for  oesophageal  cancers,  notably 
strictures and perforations.  

To support a response, I sought the opinion from our clinical advisor within the Cancer 
Programme  of  Care  at  NHS  England  and  they  have  also  spoken  to  the  relevant 
professional association lead from the Association of Upper Gastrointestinal Surgery 
of  Great  Britain  and  Ireland  (AUGIS).  In terms  of  learning  from  this  case, and  from 
other  stenting  cases  previously  reviewed,  it  is  clear  that  these  types  of  cases  are 
clinically difficult to manage; the NICE guidance is not comprehensive and there does 
not appear to be a guidelines in place covering these sorts of circumstances (i.e., post 
radiotherapy). We acknowledge this is something that needs to be addressed and we 
are actively discussing how best to do this in partnership with AUGIS and NICE. We 
agree that national, evidence-based advice / guideline would be of benefit to clinicians 
and patients, and we will work together to develop this in an appropriate way. 

I have also received an update from Greater Manchester Integrated Care Board (ICB) 
regarding this matter. They have advised that the Greater Manchester (GM) Cancer 
Alliance will be tasking the Oesophago-Gastric (OG) Pathway Board with developing 
a clear pathway for the management of oesophageal stenting. The Alliance will also 
be ensuring that outstanding elements of the Multi-Disciplinary Team (MDT) Reform 

                                                                                                                       
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
   
 Programme are actioned within the Cancer Alliance’s programme of work for 2023/24. 
The ICB has provided NHS England with assurances that they will be following up with 
GM Cancer Alliance on these actions.  

I would also like to provide further assurances on national NHS England work taking 
place around the Reports to Prevent Future Deaths. All reports received are discussed 
by  the  Regulation  28  Working  Group,  comprising  Regional  Medical  Directors,  and 
other clinical and quality colleagues from across the regions. This ensures that key 
learnings and insights around preventable deaths are shared across the NHS at both 
a national and regional level and this helps us pay close attention to any emerging 
trends that may require further review and action.  

Thank you for bringing these important patient safety issues to my attention and please 
do not hesitate to contact me should you need any further information. 

Yours sincerely, 

National Medical Director
Response from National Institute for Health and Care Excellence (PDF)
2nd Floor 
2 Redmond Place 
London 
E20 1JQ 
United Kingdom 

28 July 2023 

Alison Mutch 
Coroner’s Court 
1 Mount Tabor Street 
Stockport 
SK1 3AG 

Dear Ms Mutch, 

I write further to your regulation 28 report of 15 May 2023 regarding the death of Raymond 
Douglas Lee. I would like to extend my sincere condolences to his family.  

In your report you explained that oesophageal strictures are a recognised complication of 
radiotherapy for oesophageal cancers and that there is limited national guidance on how to 
best treat patients with strictures and limited evidence on which to develop best practice 
recommendations. 

There are a number of causes of oesophageal stricture, including treatment of the 
oesophagus with radiotherapy. It is not clear from your report when Mr Lee had the 
radiotherapy in relation to the stricture formation, or the intent of the radiotherapy (ie radical 
or palliative). 

The NICE guideline on oesophago-gastric cancer [NG83] makes recommendations on 
assessing and managing oesophago-gastric cancer in adults, including radical and palliative 
treatment and nutritional support. 

In section 1.5 of the guideline, on palliative management, we recommend consideration of 
chemoradiotherapy if surgery is not appropriate and the cancer can be encompassed in a 
radiotherapy field. If this is not possible, options include stenting or palliative radiotherapy.  

Recommendation 1.5.2 says healthcare professionals should discuss the benefits, risks and 
treatment consequences of each option with the person with oesophageal cancer and those 
who are important to them (as appropriate). This would include stricture from radiotherapy 
and the potential for fistula formation or perforation.  

Earlier this month we reviewed the evidence and made new recommendations on palliative 
management of luminal obstruction with no curative intent for adults with oesophageal or 
oesophago-gastric junctional cancer, including that healthcare professionals should not offer 
external beam radiotherapy after stenting for people with oesophageal and oesophago-
gastric junctional cancer (see recommendation 1.5.11).  

You also explained that evidence was given which suggested that dilatation is the best 
approach initially to treat patients with strictures, but that it carries a risk of perforation, 

 
 
 
 
 
 
 
  
 
  
 
 
 
 
 
 
 
 
 
 
 
 especially if repeated, and that there was limited evidence on what the optimum number of 
dilatations were and/or when to stop and move to consider stenting. 

NICE has not made recommendations on oesophageal dilatation. The British Society of 
Gastroenterology has published UK guidelines on oesophageal dilation in clinical practice, 
however NICE’s guideline committee, when considering evidence regarding interventions 
such as dilatation, noted that these were seldom used in routine clinical practice and that 
luminal obstruction was already treated in most centres using expanding metal stents and 
radiotherapy.  

We will log your report and consider further your concerns regarding contraindications for 
stenting and if we need to strengthen our advice. 

Yours sincerely, 

Chief executive 

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