Prevention of Future Deaths reports · 2023

Lynsey Smalley

Regulation 28 report to prevent future deaths, reference 2023-0322, written 8 Sep 2023. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.

Date of report8 Sep 2023
Reference2023-0322
DeceasedLynsey Smalley
CoronerKate Robertson
Coroner areaNorth West Wales
CategoryOther related deaths
Sourcejudiciary.uk record · original PDF
Responses published1

The report

Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.

Kate Robertson 
Senior Coroner for North West Wales  

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS 

THIS REPORT IS BEING SENT TO:   
Betsi Cadwaladr University Health Board (BCUHB) 

1 

CORONER 

I am Kate Robertson, HM Senior Coroner for North West Wales  

2 

CORONER’S LEGAL POWERS 

I make this report under paragraph 7, Schedule 5, of the Coroners and Justice Act 2009 
and regulations 28 and 29 of the Coroners (Investigations) Regulations 2013. 

3 

INVESTIGATION and INQUEST 

On 18 May 2021 I commenced an investigation into the death of Lynsey Sarah Smalley 
(DOB 6/3/79) who died on 16 May 2021. The investigation concluded at the end of the 
inquest on 7 September 2023.  A narrative conclusion was recorded with the cause of 
death as:- 

1a Septic Shock  
1b Airway burns with inhalation injury 

On the 8th April 2021, Lynsey Sarah Smalley deliberately set fire to her bed at her home 
address during an acute psychotic episode. The smoke from the fire caused inhalation 
injury which led to her admission to the Intensive Care Unit at Ysbyty Gwynedd, Bangor. 
Lynsey Sarah Smalley remained in the intensive care unit for several weeks with poor 
respiratory progress. She did not recover from her injuries and died at Ysbyty Gwynedd, 
Bangor  on  16th  May  2021.  Given  her  psychotic  episode  it  cannot  be  said  that  she 
intended to end her life by causing the fire. 

4 

CIRCUMSTANCES OF THE DEATH 

The circumstances of the death are as follows :- 

The deceased was aged 42 at the time of her death on 16 May 2021. She had a past 
medical history of mixed schitzotypal and emotionally unstable personality disorder 
with traits of Asperger’s syndrome. She had mobility difficulties and required a bariatric 
bed due to concerns regarding skin integrity. She lived at home with her brother who 
cared for her. Lynsey Smalley was known to the Community Mental Health Team 
(CMHT) since 2005 and had a Care Coordinator who was a Community Psychiatric 
nurse. She was also open to a Psychiatrist and an Occupational therapist. On 6 April 

Coroner's Office, Shirehall Street, Caernarfon  

 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 2021 the CMHT were contacted by Lynsey’s brother who was concerned that Lynsey 
was acting strangely. A second call was made by her brother with concerns that Lynsey 
had relapsed and was displaying signs of paranoia, auditory and olfactory 
hallucinations, irritability, poor sleep and isolating herself in a particular room. A 
further call was made with reported concerns that Lynsey was lighting candles, had not 
used her prescribed oxygen and had not been eating, drinking, or sleeping for the past 
4 days. It was indicated that there were only certain professionals Lynsey would agree 
to see but that she had agreed to see the care coordinator the following day. The GP 
prescribed medication and Lynsey’s brother was advised to contact Police if the 
situation became difficult. There was a total of 4 calls made by Lynsey’s brother to the 
out of hours crisis team. In addition, Lynsey’s brother contacted the emergency services 
for assistance. Police officers attended and a CID16 was completed and sent to the 
CMHT the following morning. By 9.10am on that same morning the CMHT reviewed the 
out of hours report. The care coordinator arrived at L’s home at 10.30am. Lynsey was 
reluctant to engage, and her brother reported concerns including that Lynsey had not 
slept for several nights, was not eating or drinking. He reported the incident overnight 
where Police had attended. The Care coordinator returned to the office and discussed 
with a psychiatrist, who agreed to visit that same day and the Advanced MH 
practitioner to assess and consider admission. After approximately 10 minutes of the 
care coordinator leaving Lynsey ignited a fire in the property. Emergency services were 
contacted. Lynsey was taken to Ysbyty Gwynedd, Bangor where she remained until she 
passed away on 16th May 2021. 

5 

CORONER’S CONCERNS 

During the course of the inquest, the evidence revealed matters giving rise to concern.   

In my opinion there is a risk that future deaths will occur unless action is taken. In the 
circumstances it is my statutory duty to report to you. 

The MATTERS OF CONCERN are as follows  – 

a.  The Health Board provided 3 investigation reports into the death, two of which 
contained conflicting evidence. One responded to Lynsey’s brother’s complaint. 
It is clear that there was no strategic plan or collaboration in governance 
processes. Furthermore, there were a number of proposed actions which took 
nearly two years to identify and complete. The time it took to identify and 
complete actions, together with governance processes are matters which I have 
raised previously with the Health Board in previous Prevention of future Death 
Reports. If there are such disjointed patient safety and governance processes 
learning will not be effective and deaths will continue to occur or will occur into 
the future. 

b.  A number of individuals and organisations are involved in the care of those 

under mental health teams or at times have contact with patients e.g. CMHT, 
Home Treatment Teams, Psychiatrists, Occupational therapists, Care 

Coroner's Office, Shirehall Street, Caernarfon  

 
 
 
 
 
 
 
 
 Coordinators, out of hours crisis service (local authority based in Gwynedd), 
Police, Ambulance Service etc. As medical records remain paper based not all 
individuals or organisations who need to understand a patient’s 
circumstances/care/treatment are privy to all aspects of care/treatment. In 
addition, where a CMHT patient is receiving in-patient mental heath treatment 
the paper notes are transferred to the hospital setting. There is a risk that notes 
will become lost in full / in part. Having medical records electronically will not 
only allow full access to all notes to those who require which will inform future 
care/treatment but will also ensure effective continuity of care, without the risk 
of missing or lost notes. I have previously issued a Prevention of Future Deaths 
Report on this point, a copy of which was also sent to 
Minister. 

, Health 

6 

ACTION SHOULD BE TAKEN 

In my opinion action should be taken to prevent future deaths and I believe you have 
the power to take such action. 

7 

YOUR RESPONSE 

You are under a duty to respond to this report within 56 days of the date of this report, 
namely 3 November 2023. I, Kate Robertson, the Coroner, may extend the period. 

Your response must contain details of action taken or proposed to be taken, setting out 
the timetable for action. Otherwise, you must explain why no action is proposed. 

8 

COPIES and PUBLICATION 

I have sent a copy of my report to the Family of the Deceased and to the Chief Coroner. 
I have also sent a copy of this Report to 
information.  

, Health Minister, for her 

I am also under a duty to send the Chief Coroner a copy of your response.  

The Chief Coroner may publish either or both in a complete or redacted or summary 
form. He may send a copy of this report to any person who he believes may find it 
useful or of interest. You may make representations to me, the coroner, at the time of 
your response, about the release or the publication of your response by the Chief 
Coroner. 

9 

Dated 8 September 2023 

Signature   
Kate Robertson 
HM Senior Coroner for North West Wales 

Coroner's Office, Shirehall Street, Caernarfon

Responses

1 response published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.

Response from Betsi Cadwaladr University Health Board (PDF)
Bloc 5, Llys Carlton, Parc BusnesLlanelwy, 
Llanelwy, LL17 0JG 

----------------------------------

Block 5, Carlton Court, St Asaph Business 
Park, St Asaph, LL17 0JG 

Kate Robertson 
Senior Coroner for North West Wales 
HM Coroner’s Office 
Shirehall Street 
Caernarfon 
Gwynedd LL55 1SH 

Dyddiad / Date: 30 October 2023 

Dear Ms Robertson, 

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS 
Lynsey Sarah Smalley 

I am writing in response to the Regulation 28 Report to Prevent Future Deaths dated 08 
September  2023,  issued  by  yourself  to  Betsi  Cadwaladr  University  Health  Board, 
following the inquest touching upon the death of Ms Lynsey Smalley. 

I would like to begin with offering my deepest condolences to the family and friends of Ms 
Smalley. 

In the notice, you highlighted your concerns that there were three investigation reports 
into  the  care  and  treatment  provided  to  Ms  Smalley  and  the  length  of  time  it  took  to 
propose actions for improvement and complete said actions. 

In response to the Notice, I asked our Mental Health and Learning Disabilities Division 
(MHLD)  to  consider  your  concerns  and  provide  details  of  their  plans  to  ensure  timely 
progression of investigations and action plans. 

The MHLD Division have reviewed the investigation reports for Ms Smalley and I have 
listed these below in date order for ease of reference: 

On 09 August 2021, an initial investigation report into the care and treatment provided to 
Ms  Smalley  was  shared  with  the  Coroner’s  office.  The  author  of  this  report  was  Iolo 
Jones. The reference for the report is INC258782. The report was finalised on 26 May 
2021. 

On 27 January 2022, the Health Board received a complaint (reference COM52706) from 
Mr  Andrew  Smalley  raising  concerns  about  the  care  and  treatment  of  Ms  Smalley.  A 
decision was made to reinvestigate the care and treatment provided to Ms Smalley and 
an investigating officer from the MHLD Quality Governance Team was allocated. 

In May 2022, the new investigation report (COM52706), was shared electronically with 
Mr  Smalley.  This  report  had  a  date  of  04  April  2022.  The  report  was  shared  with  Mr 

Cyfeiriad Gohebiaeth ar gyfer y Cadeirydd a'r Prif Weithredwr / Correspondence address for Chairman and Chief Executive: 
Swyddfa'r Gweithredwyr / Executives’ Office 
Ysbyty Gwynedd, Penrhosgarnedd 
Bangor, Gwynedd LL57 2PW 

Gwefan: www.pbc.cymru.nhs.uk / Web: www.bcu.wales.nhs.uk 

 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
    
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
  
 
  
 
  
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Smalley so that he could review it before a planned meeting on  23 May 2022 with the 
investigating officer and a member of the MHLD Senior Leadership Team (SLT). 

After  the  meeting  with  the  investigating  officer  and  a  member of  the  SLT,  Mr  Smalley 
returned  the  investigation  report  (COM52706)  to  the  Health  Board  with  additional 
questions and requests for clarifications highlighted in bold red. The investigating officer 
agreed to address the additional questions and clarifications within the report which would 
be updated and re-sent to both Mr Smalley and the Coroner’s Office. 

The final report that answered the additional questions and clarifications submitted by Mr 
Smalley was shared with the Coroner’s Office on 6 April 2023. This has an additional ID 
number of ID346, which reflects the migration to the new “Once for Wales” Datix system 
(which  we  use  to  log  and  manage  incidents  and  complaints).  This  has  a  date  of  13 
January 2023 as the date the author concluded the report. This final report has additional 
actions to the first report (INC258782) completed in 2021 and these additional actions 
were completed between April 2023 and August 2023. 

I  share  your  concerns  about  the  length  of  time  between  Ms  Smalley’s  death  and  the 
completion of all actions identified in the investigation reports that were shared with you 
and Mr Smalley. I would like to take this opportunity to reaffirm our commitment, to you 
and the family and friends of deceased patients, to implement systems that enable us to 
identify improvements in a much timelier manner. 

The Health Board is now fully reviewing the incident process to identify where it can be 
improved and strengthened. A workshop was held on the 23rd  October 2023 to identify 
current  issues  and  to begin  the  work  of  revising  our  process.  The  concerns  you  have 
identified in this notice, and in other notices, are being directly fed into this work. We are 
working in co-designing the process with staff and patient representatives, such as the 
independent Llais organisation, to implement a completely new and improved approach 
where the focus is on learning and improvement. During November 2023 we are meeting 
with  the  IHCs  and  Divisions  for  their  collaboration  and  engagement  in  developing  the 
process. The draft process will be submitted for review at the Health Board Patient Safety 
Group  in January 2024  then  ratified  in Quality and  Safety Executive  Committee for a 
planned  launch  in  April  2024  (which  reflects  the  need  to  co-design  our  process, 
implement  new  systems  and  train  staff 
I  hope  this  gives  you  assurance  that  we  are 
listening to your concerns and plan to  make significant improvements to our processes 
and ways of working. 

Within  the  MHLD  Division  specifically,  there  have  been  a  number  of  changes  to 
strengthen the existing governance processes that underpin the management of action 
plans for improvement. 

The  progress  of  reviews  of  incidents  and  complaints,  and  action  plans  arising  from 
completed  reviews,  are  monitored  locally  at  the  Putting  Things  Right  (PTR)  weekly 
meeting which is chaired by the Head of Nursing. All incidents, concerns and action plans 
are also monitored by the Quality Governance team, reporting weekly to Divisional PTR 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
     
 
 
 
 
 
 
 
 
 
  
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 which  is  chaired  by  the  deputy  director  of  nursing,  and  any  delays  or  breaches  in 
timescales  are  highlighted.  In  June  2023,  the  Quality  Governance  team  also  began 
monitoring the receipt of evidence for  completed actions via this forum. The Divisional 
PTR  meeting  reports  to  the  Divisional  SLT  on  a  weekly  basis  and  into  the  Divisional 
Quality  Delivery  Group  on  a  monthly  basis  escalating  any  delays  in  the  progress  of 
reviews or actions. The expectation is that all complaints and incidents will be reviewed 
in line with the timescales set out by The National Health Service (Concerns, Complaints 
and  Redress  Arrangements)  (Wales)  Regulations  2011  and  any  delays  are  escalated 
each week to the Divisional SLT. 

In  addition,  the  MHLD  Division  has  implemented  a  Learning  and  Action  Group,  the 
function  of  which  is  to  support  the  embedding  of  learning  identified  from  a  variety  of 
sources, including incidents and complaints. 

The MHLD Division has a close working relationship with the Healthcare Law Team who 
coordinate inquest activity for the Health Board. The Divisional Heads of Nursing meet 
each week with the Healthcare Law Team and the Head of Governance. This has further 
strengthened the timely submission of reports and evidence of completed actions. 

Within the notice, you also raised your continued concerns about the implementation of 
digital patient records for MHLD. In previous correspondence with you, the Health Board 
has reported significant delays with  the development and implementation of a suitable 
system at a national level. I understand that you have raised your concerns about the 
delays with the Health Minister directly. We now know that following a decision made by 
WG the national system will not be progressing in the way that was previously expected. 
This has significantly altered MHLD  divisional plans for digital transformation as these 
were dependent upon the use of the WCCIS Care Director Version 5 product, with a pilot 
having been due to start in September 2023, and the expectation that a wider adoption 
across  all  applicable  MHLD  services  would  follow.  Regional  meetings  are  now  taking 
place across Wales to discuss the options that have been presented to them by WG as 
alternative to WCCIS Care Direct Version 5.  BCUHB has met with Local Authorities to 
discuss  implications  across  health  and  social  care  services  in  order  to  come  to  an 
agreement on the preferred option for North Wales. 

In addition I am pleased to report that a Strategic Outline Case for an Electronic Patient 
Record system(s) is being developed on a Health Board wide level to address the issue 
of  fragmented  care  records;  the  deadline  for  the  strategic  outline  case  is  the  end  of 
January 2024. MHLD are taking a key role in shaping the outline case to ensure that the 
Division’s needs are considered as part of the Health Board wide proposal. 

Whilst MHLD are keen to support and progress the processes outlined above, we are 
mindful of the scale of the task for agreeing a national solution and are therefore working 
with  BCUHBs  Chief  Information  Officer  to  consider  options  which  may  bring  MHLD  a 
more timely solution.  This remains a major priority for the Division and is supported by 
the Health Board. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
   
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
 
  
  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
 
 I hope this letter sets out for you the actions we have taken to ensure the concerns you 
raised are being addressed. In particular, I want to assure you we are listening to your 
concerns  around  investigations  and  plan  to  undertake  a  significant  piece  of  work  as 
outlined above to make long term, substantial changes. 

We would  be  happy  to  meet  with  you further  and  discuss  our  plans  in more  detail,  or 
provide further information and assurance should that be helpful. 

Once again, I offer my deepest condolences to the family and friends of Ms Smalley for 
their loss. 

Yours sincerely 

Cyfarwyddwr Meddygol Gweithredol / Dirprwy Prif Weithredwr Dros Dro 
Executive Medical Director / Acting Deputy Chief Executive 

cc 

 Executive Director of Public Health (Executive Lead for Metal Health) 
, Deputy Director of Quality

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