Prevention of Future Deaths reports · 2013

William Andrews

Regulation 28 report to prevent future deaths, reference 2013-0368, written 17 Dec 2013. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.

Date of report17 Dec 2013
Reference2013-0368
DeceasedWilliam Andrews
CoronerChristopher Dorries
Coroner areaSouth Yorkshire (West)
CategoryHospital Death (Clinical Procedures and medical management) related deaths
Sourcejudiciary.uk record · original PDF
Responses published1

The report

Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.

REGULATION 28:  REPORT TO PREVENT FUTURE DEATHS  

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS 

THIS REPORT IS BEING SENT TO: 

1.  Secretary of State for Health 
2.  Care Quality Commission 

1 

CORONER 

Christopher Dorries, senior coroner for the West district of South Yorkshire 

2 

CORONER’S LEGAL POWERS 

I make this report under paragraph 7, Schedule 5, of the Coroners and Justice Act 2009 
and regulations 28 and 29 of the Coroners (Investigations) Regulations 2013.  

3 

INVESTIGATION 

On 28th August 2013 I commenced an investigation into the death of William Alfred 
Andrews (aged 77).  The investigation has not yet concluded and the inquest has not yet 
been heard.  

4 

CIRCUMSTANCES OF THE DEATH 

Mr Andrews was a 77 year old man who was admitted to a hospital in Sheffield on the 
11th July 2013 in heart failure.  On the 21st August 2013 he underwent cardiac surgery.   

I set out below an extract from the Trust’s Sudden Untoward Incident Report, it has been 
agreed that I might use this in making a Regulation 28 report.  Whilst the inquest is yet 
to be held it is clear that the facts set out in the report are broadly unchallenged. 

The procedure was technically challenging because of dense pericardial 
adhesions resulting from previous surgery.  Repair of the tricuspid valve 
was abandoned as it was considered too risky.  The aorta was opened in 
an unusually high position because of the difficulty experienced in gaining 
access.  During the surgery, removal of an aortic valve may result in some 
particles of calcified tissue falling into the left ventricle.  It is normal practice 
to wash out the ventricle in order to remove the debris.  The surgeon 
routinely used a bulb syringe to perform the manoeuvre.  The scrub 
practitioner filled two bulb syringes with saline, because she was aware that 
it was the surgeon’s routine practice to perform two washouts in quick 
succession. 

On being asked for a syringe to wash out the ventricle, the scrub 
practitioner handed one to the surgeon.  She placed the second on the 
surgical drapes on the operating table near the patient’s feet.  This was in 
anticipation of the surgeon asking for it, but in a place where she assumed 
it could not be reached easily.  Because the syringe had a tendency to leak 
she replaced the cap which was supplied with the syringe, as she did not 
want to compromise the integrity of the drapes.  At the time when a second 
washout was required, the scrub practitioner was not able to respond 
immediately as she was undertaking another task.  On turning back to the 
operating field, she realised that the second syringe had already been 

1

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 used.  The surgeon is of the opinion that he asked for and was passed the 
bulb syringe, as it is not his normal practice to take instruments without 
requesting them.  However, none of the other staff standing at the table can 
remember this.  The bulb syringe was out of place, which may have led the 
surgeon to assume it was ready to use.  Nobody scrubbed at the table or 
observing the procedure noticed that the syringe was capped.  The cap is 
made of clear plastic, which is identical in appearance to the syringe.  

On using the second syringe, the cap was dislodged into the left ventricle 
where it could not be seen beyond the aortic valve.  The scrub practitioner 
did not enquire as to what had happened to the bulb syringe cap.  The cap 
then remained unnoticed in the left ventricle and the operation continued as 
normal.  Because her shift had ended, the scrub practitioner was relieved at 
approximately 1700 by SB.  As per protocol swabs and instruments checks 
were completed at that time and deemed correct.  SB was unaware of any 
issue regarding the syringe cap and it is her routine practice to discard all 
unnecessary extraneous items. 

Following surgery the patient made poor progress overnight in the 
Cardiothoracic Intensive Care Unit (CICU).  A Transthoracic 
Echocardiograph (TTE) was performed at 0605 (22/8/13) which showed 
poor cardiac function.  He suffered a circulatory arrest around 0715 and 
again at around 0800.  The patient then had Trans Oesophageal 
Echocardiograph (TOE), which suggested a foreign body, followed by 
another loss of cardiac output at around 1300.  A further TOE demonstrated 
a foreign body within the ventricle, which was tentatively identified as a bulb 
syringe cap.  The patient then had another circulatory arrest at around 
1.30pm and was returned to theatre where a second operation, to remove 
the syringe cap, was performed.  The patient was put on femoro-femoral 
bypass and the object removed via left anterior thoracotomy and 
ventriculotomy.  The patient returned to CICU in an extremely poor 
conditions and receiving maximum organ support.  His condition 
deteriorated over the next few days and he died on the 24th August 2013.  

5 

CORONER’S CONCERNS 

During the course of the investigation my inquiries revealed matters giving rise to 
concern. In my opinion there is a risk that future deaths will occur unless action is taken. 
In the circumstances it is my statutory duty to report to you. 

The MATTERS OF CONCERN are as follows.  –  

(1) 

If a simple precaution was taken in ensuring that the tip of a bulb syringe or similar 
was a different colour to the rest of the equipment then it is difficult to see how a 
surgeon could use a syringe with the tip still in place by error.  As the attached 
photograph shows there is no significant difference between the syringe with the 
tip on or off.   

(2)  There is a further concern in respect of other information which is contained with 

the Trust’s SUI report as follows; 

It is perhaps of some relevance that in 2001-2 a number of instances of 
items of anaesthetic airway equipment being blocked with extraneous 
pieces of plastic and causing harm to patients were the subject of a 
national police investigation (Operation Orcadian).  The police findings were 
examined by an Expert Group, which published a series of 
recommendations in 2004.  Their conclusion was that there was no criminal 
intent but that the incidents had happened as a matter of chance.  
Strategies to reduce the chances of these events recurring were 

2

 
 
 
 
 
 
 
 
 
 
 recommended.  Recommendation 1 states “The MHRA should recommend 
to manufacturers and the relevant Standards Committees that …. 
detachable caps (eg. On intravenous cannulae and giving sets) be 
manufactured in brightly coloured material, preferably red, to aid visibility”. 

No action appears to have been taken in consequence of this. 

(3)  The SUI report goes on to indicate that none of the team undertaking the operation 

were aware that the bulb syringe came supplied with a cap.  The previous brand 
used by the Trust was not supplied with a syringe cap.  The current bulb syringes 
in use obviously do have a cap but this is normally removed by the scrub 
practitioner before the syringe is supplied to the operating surgeon.  Thus there 
has been little opportunity for surgeons to appreciate that syringes now have caps.  
This underlines the importance of ensuring that such devices are manufactured 
with a brightly coloured cap, if one is to be used at all. 

(4)  There appears to be no standard procedure for checking for syringe caps (where 
used) at the end of the operation, such as there is with swabs.  The evidence 
available to me suggests that items such as syringe caps are just discarded by the 
scrub practitioner without being retained for counting.  Of course, the fact that 
some syringes are apparently manufactured with a cap and others without 
complicates the situation but is not actually a bar to counting the number of caps 
present at the outset of the operation. 

6 

ACTION SHOULD BE TAKEN 

In my opinion urgent action should be taken to prevent future deaths and I believe you 
have the power to take such action.    

7 

YOUR RESPONSE 

You are under a duty to respond to this report within 56 days of the date of this report, 
namely by 3rd March 2014. I may extend the period. 

Your response must contain details of action taken or proposed to be taken, setting out 
the timetable for action. Otherwise you must explain why no action is proposed. 

8 

COPIES and PUBLICATION 

I have sent a copy of my report to the Chief Coroner and to the following Interested 
Persons: 
  The family (through their solicitors) 
  The Trust (through their solicitors) 
I have also sent a copy to: 
 
  National Patients Safety Director NHS England 
  Medicines and Healthcare Regulatory Agency 
  NHS England (South Yorks and North Notts) and 
  The manufacturers 
who may find it useful or of interest. 

I am also under a duty to send the Chief Coroner a copy of your response.  

The Chief Coroner may publish either or both in a complete or redacted or summary 
form. He may send a copy of this report to any person who he believes may find it useful 
or of interest. You may make representations to me at the time of your response, about 
the release or the publication of your response by the Chief Coroner. 

9 

17th December 2013                                           Christopher Dorries – Senior Coroner 

3

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 4

Responses

1 response published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.

Response from Department of Health (PDF)
| RSS From the Rt Hon Jeremy Hunt MP
ASH : Secretary of State for Health
| Department
of Health
Richmond House
79 Whitehall
London
POCI_ 831593 SIVLA 2NS
Tel: 020 7210 3000
Mr Christopher Dorries Mb-sofs@dh. gsi.gov.uk
HM Coroner
South Yorkshire (West)
The Medico- Legal Centre
Watery Street
Sheffield
S3 7ET 13 FEB 2044

Mw a On ries,

Thank you for your letter about the death of William Alfred Andrews.

Your report advised that, during heart surgery, a syringe cap was inadvertently
introduced into the patient’s heart, causing a blockage which contributed to his
subsequent death.

In summarising Mr Andrew’s case, you suggested;

o Ensuring that the cap of a bulb syringe or similar should be a different
colour to the rest of the equipment to avoid surgeons using a syringe with
the cap still in place.

o A standard procedure for checking for syringe caps (where used) at the end
of the operation, such as there is with swabs, noting that only some syringes
are manufactured with a cap, which may complicate the situation.

Iam aware that you have contacted the Medicines and Healthcare Regulatory
Authority (MHRA), which is the body with responsibility for medicines and devices
(including syringes), and that officials there are gathering information on this case,
with a view to providing evidence to the inquest when it reconvenes.

I am pleased to note that the MHRA has made significant progress in discussions
with Rocialle - the manufacturers of the syringes and have written to let you know
that the manufacturers;

e will now supply the syringe without the cap;
e have issued a safety notice to all UK customers; and

e have agreed to make syringes without caps available if customers wish to
exchange stock.

In addition EBD irector of Patient Safety at NHS England, has informed
me that he has written to you about the work of the taskforce to look at surgical
‘never events’ to make sure that these events are eradicated from NHS surgery.

He also highlighted the Royal College of Surgeons (RCS) revision of their good
practice guidance and provided information on other relevant guidance.

In light of these developments, I hope that your concerns have been addressed. I am
grateful to you for bringing the circumstances of Mr Andrew’s death to my attention

so swiftly and highlighting this important issue. I believe that the actions already
taken will indeed prevent future deaths.

“~ J) nvardy

Jey a

JEREMY HUNT

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