Prevention of Future Deaths reports · 2014

Gloria Foster

Regulation 28 report to prevent future deaths, reference 2014-0399, written 10 Sep 2014. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.

Date of report10 Sep 2014
Reference2014-0399
DeceasedGloria Foster
CoronerRichard Travers
Coroner areaSurrey
CategoryOther related deaths
Sourcejudiciary.uk record · original PDF
Responses published1

The report

Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.

IN THE SURREY CORONER’S COURT
IN THE MATTER OF:
__________________________________________________________
The Inquests Touching the Death of Gloria FOSTER
A Regulation 28 Report – Action to Prevent Future Deaths
__________________________________________________________
THIS REPORT IS BEING SENT TO:
1. The Chief Executive of Surrey County Council in relation to
paragraphs 5(1) to (4).
2. The Chairman of the Care Quality Commission in relation to
paragraph 5(4).
1 CORONER
Richard Travers HM Senior Coroner for Surrey
2 CORONER’S LEGAL POWERS
I make this report under paragraph 7(1) of Schedule 5 to The Coroners
and Justice Act 2009.
3 INVESTIGATION and INQUEST
The inquest into Mrs FOSTER’s death was opened on the 12th February
2013 and was resumed on 1st September 2014. It was concluded on 9th July
2014.
The cause of death was:
1a. Pulmonary thromboembolism
1b. Deep venous thrombosis.
The conclusion was:
Mrs Gloria Foster died from natural causes contributed to by neglect.
4 CIRCUMSTANCES OF THE DEATH
By January 2013 a decision had been taken by the Metropolitan Police
and the UK Border Agency to close a care provider by the name of
Carefirst 24 (‘the Company’). The closure was to be marked by a raid on
the Company’s offices which was due to take place on the morning of the
15th January 2013. The Company provided care for, amongst others, some
thirteen people in Surrey, one of whom was Mrs Foster. Surrey County
Council (‘the Council’) were made aware of the pending closure. By
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Friday 11th January 2013 the Council were aware of all but three of the
service users whose care was provided by the Company and set about
making alternative care arrangements for them. Following the raid the
details of the remaining three service users were made available to the
Council. All three of those remaining service users, who included Mrs
Foster, were funding their care privately. By 13.00 hours on the 15th
January 2013 Mrs Foster’s details, including the nature and the frequency
of the care provided, namely four times per day, were known to the
Banstead and Reigate Locality team, being the team within the Council
with responsibility for organising an alternative care package on her
behalf. In the event, nothing was done to arrange alternative care.
Consequently, Mrs Foster was left on her own, incapable of looking after
herself and with no care, for a period of nine days until she was
discovered by a District Nurse. She was admitted to Epsom General
Hospital very seriously ill and received treatment for a number of
different problems including dehydration. Despite that treatment, she
died on the 4th February 2013, whilst still at the hospital. The immobility
and the dehydration from that nine day period was found to have made a
material contribution to the cause of her death.
No proper explanation was given by the Council for the failure to arrange
suitable alternative care. The Banstead and Reigate Locality Team were
under great pressure of work at the time and the Senior Operation Lead
from that team, to whom the task of arranging suitable alternative care
had been delegated, said that she had been influenced by the fact that
Mrs Foster was a ‘self‐funder’. She went on to say that there is a bit of an
assumption that self funders can manage their own care or have help
from others, and although she acknowledged that it was wrong, she said
that that had played a part in her mind.
5 CORONER’S CONCERNS
During the course of the inquest the evidence revealed matters that gave
rise to concerns that circumstances creating a risk of other deaths will
continue to exist in the future unless action is taken.
The MATTERS OF CONCERN are as follows. –
1. The need to have a protocol relating to the provision of additional
support for operational staff when the need to prioritise work
surrounding the closure of a care provider arises.
2. The need for additional specific training to reinforce to staff the
apparent dangers of taking a different attitude to the needs of
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Rtdoc/00464‐2013/Reg28/23.10.2014
3. The need for additional specific training to ensure that there is a
clear understanding of the role of Team Leader in relation to the
supervision of tasks delegated by them to other members of their
team.
4. The need to ensure that when a care provider is closed, all lines of
communication with that provider, including telephone and email,
are managed so that anyone who uses any one of those lines to
make contact with them is immediately informed of the current
situation and of where to go to seek advice or help.
6 ACTION SHOULD BE TAKEN
In my opinion action should be taken to prevent future deaths and I
believe that the Chief Executive of Surrey Council County and the
Chairman of the Quality Care Commission have the power to take such
action.
7 YOUR RESPONSE
You are under a duty to respond to this report within 56 days of its date; I
may extend that period on request.
Your response must contain details of action taken or proposed to be
taken, setting out the timetable for such action. Otherwise you must
explain why no action is proposed.
8 COPIES
I have sent a copy of this report to the following Interested Persons in the
Inquest and to the Chief Coroner.
1.
2.
3. Surrey County Council
4.
5.
6.
9 Signed:
Richard Travers
DATED this 10th day of September 2014
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Responses

1 response published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.

Response from Care Quality Commission (PDF)
CareQuality

Commission
Care Quality Commission
Citygate
Gallowgate
Newcastle upon Tyne
Mr Richard Travers NE1 4PA
HM Coroner for Surrey Telephone: 03000 616161
HM Coroner's Court Fax: 03000 616171
Station Approach
Woking www.cqc.org.uk
Surrey
GU22 7AP

17 March 2015

BY EMAIL and POST

Regulation 28 Report: Mrs Gloria Foster
Dear Mr Travers

Thank you for your letter dated 10 September 2014 in which you wrote to us under
the provisions of Regulation 28 of the Coroners (Investigations) Regulations 2013
(‘the Regulations’) in relation to the inquest into the death of Gloria Foster.

We were extremely saddened to learn of the death of Ms Foster and of the
circumstances leading to her death. We are also extremely grateful for your report in
requiring us to review what actions should be taken to prevent the occurrence or
continuation of such circumstances in the future.

Please treat this letter as the formal response of the Care Quality Commission
(‘CQC’) to your report dated 10 September 2014.

We apologise for the delay in responding to your report. The delay has resulted from
careful consideration being given from operational and policy perspectives of the
CQC’s response in operational and policy terms.

In your report and pursuant to the requirements of Regulation 29 of the Regulations
you require the CQC to provide details of any actions that it intends to take, or has
taken to address the concerns highlighted in your report. In particular you required
the CQC to consider the concerns outlined at paragraph 5(4) of your report as
follows:

‘The need to ensure that when a care provider is closed, ail lines of
communication with that provider, including telephone and email, are
managed so that anyone who uses any one of those lines to make contact
with them is immediately informed of the current situation and of where to go
to seek advice or help”

In drafting this response significant consideration and consultation has been given to
your report by policy and operational teams. In particular we have considered what
the current statutory framework empowers and obliges both the CQC and other
relevant agencies to do in circumstances such as those that led to Mrs Foster's tragic
death.

The current statutory and regulatory framework does not confer on the CQC the duty
or power to manage the lines of communication specifically in the way that you
envisage. By contrast we understand that Local Authorities and Clinical
Commissioning Groups (‘CCGs’) do have such primary duties and powers.
Accordingly, those bodies are required to have sufficiently robust arrangements and
procedures in place to ensure that they meet those duties without relying on third
party agencies such as the CQC.

The CQC does recognise the fundamental importance of notifying the relevant duty-
holding agencies in circumstances where urgent cancellation is sought in order to
avoid the possibility that circumstances such as those that led to the death of Ms
Foster might arise. The CQC also recognises that such cooperation and notification
is crucial. For that reason, the CQC has clear guidelines on who must be informed
when we urgently cancel a provider's registration. Those guidelines were in place at
the time of Ms Foster’s death and were followed in this case. We attach a copy of the
guidance, which includes sets out as follows in particular at paragraph 11:

“11. Do we need to inform anybody else that we have applied for
an urgent cancellation of registration?

Yes. As soon as possible after an application has been made,
you must tell:

* The Clinical Commissioning Group in which area the regulated
activity (RA) is being carried on, where the regulated activity to
which the Order relates involves, or is connected with, the
provision of health care, and to the NHS England Area Team in
connection with primary medical or dental care.

* The local authority in whose area the regulated activity is being
carried on, where the regulated activity to which the Order
relates involves or is connected with the provision of social care.

* Monitor, where the regulated activity or service is carried on by
an NHS foundation trust. Or NHS Trust Development Authority,
where the service provider is not currently an NHS foundation
trust.

* Any other people that we think are appropriate. For example,
the Department of Health may need to know if we decide to
cancel the registration of an NHS provider.

We do this by giving notice of the application by phone call, then
following this up by sending the ‘notifying others’ letter. There are
email and letter templates for this in CRM.

Note: For Notices of Proposal to cancel registration and Notices
of Decision to cancel we would send a copy of the Notice.”

We note from its response that the Local Authority acknowledges that the
responsibility for managing the lines of communication lay in this case with them. We
also note that the Local Authority has undertaken to take steps to address the
deficiencies that this incident highlighted. We respectfully suggest that it might be
prudent for the Local Authority to seek to ensure that the same issues are addressed
across all local authorities nationally by working with the Association of Directors of
Adult Social Services ((ADASS’).

We greatly value the intelligence provided in your report and intend to address the
concern raised at paragraph 5(4) in particular. The CQC is currently also undertaking
a detailed review designed to ensure that the valuable information provided by
Regulation 28 reports, as well as from other sources of information, systematically
and effectively into our intelligent monitoring, inspection and registration processes.

We hope that this response addresses the concerns raised in your report. Please do
not hesitate to contact us if we can be of any further assistance.

Yours sincerely

Head of Inspection
Adult Social Care Directorate
South East

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