Prevention of Future Deaths reports · 2023

Sandra Finch

Regulation 28 report to prevent future deaths, reference 2023-0183, written 9 May 2023. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.

Date of report9 May 2023
Reference2023-0183
DeceasedSandra Finch
CoronerEmma Serrano
Coroner areaStoke on Trent and North Staffordshire
CategoryEmergency services related deaths (2019 onwards)
Organisation namedWest Midlands Ambulance Service University NHS Foundation Trust
Sourcejudiciary.uk record · original PDF
Responses published1

The report

Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.

REGULATION 28:  REPORT TO PREVENT FUTURE DEATHS 

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS 

THIS REPORT IS BEING SENT TO: 

1. NHS England; and

2. West Midlands Ambulance Service

1 

CORONER 

I am Emma Serrano, Assistant Coroner, for the coroner area of the South Staffordshire. 

2 

CORONER’S LEGAL POWERS 

I make this report under paragraph 7, Schedule 5, of the Coroners and Justice Act 2009 
and regulations 28 and 29 of the Coroners (Investigations) Regulations 2013. 

3 

INVESTIGATION and INQUEST 

On  the  9th  October  2021,  I  commenced  an  investigation  into  the  death  of  Ms  Sandra 
Diane Finch.  The investigation concluded at the end of the inquest on 3 May 2023. The 
conclusion  of  the  inquest  was  a  narrative  conclusion  of  ketoacidosis  due  to  insulin 
depravation contributed to by neglect.    

The cause of death was: 

1a) Ketoacidosis 
1b) Uncontrolled Type 1 Diabetes Mellitus 
1c) Insulin depravation  
CIRCUMSTANCES OF THE DEATH 

4 

i) Sandra  Diane  Finch  was  44  year  old  woman  who  had  a  history  of  Type  1
diabetes mellitus.  She used an insulin pump to administer insulin and had
done so since 2005.

ii) She had recently had a dental procedure and was also recently prescribed
antibiotics for an infection.  It was accepted by clinicians that this can cause
a Type 1 diabetic to need more insulin than they would normally need.

iii) On the 3 December 2021, Sandra Diane Finches glucose levels start to rise.
This  is  picked  up  by  the  pump  that  she  used  and  this  sounded  regular
alarms and gave correctional doses of insulin.

iv) On  the  4  December  2021  Sandra  Diane  Finch  called  the  West  Midlands
Ambulance Service and told them she was feeling more sleepy, her glucose
was  high  and  she  had  been  vomiting.    The  categorisation  of  this  call  was
category  3.    This  meant  she  was  a  medical  emergency  and  required  an
ambulance.  However, before an ambulance could be dispatched a clinical
review Was required by the CV team.

v) The  team  was  under  staffed  and  had  no  time  limit  attached  for  an
assessment.  As such, an attempt for an assessment did not take place until
10  hours  later.    At  7:22  a  call  was  made  to  Miss  Finch.    This  was

1 

[IL1: PROTECT] 

 unanswered.    The  options  available,  at  this  stage,  would  have  been  to 
dispatch  an ambulance, or to place the call  back, back into the  CV Teams 
work load.  This was what happened. 

vi)  At  12:47  on  the  5  December  2023  the  decision  was  made  by  the  team  to 
categorise  the  ambulance  request  as  a  category  2  and  dispatch  an 
ambulance.    This  arrived  at  Sandra  Diane  Finches  address  at  13:08  and 
she was found to have passed away as a result of ketoacidosis. 

vii)  Clinical  opinion  disagreed 

that  category 

the  correct 
categorisation.  It should be have been a category 2.  Evidence was heard 
that the pathway had to be followed rigidly so a computer could decide the 
category,  but  accepted  that  a  clinician  listening  to  the  answers  may  well 
have made a different decision and given the call a category 2 marking.  

three  was 

viii) The view of clinicians was that had the ambulance been despatched within 
the  accepted  time  limit  for  a  category  3  ambulance,  Sandra  Diane  Finch 
would not have died when she did.   

5 

CORONER’S CONCERNS 

During the course of the inquest the evidence revealed matters giving rise to concern. In 
my  opinion  there  is  a  risk  that  future  deaths  will  occur  unless  action  is  taken.  In  the 
circumstances it is my statutory duty to report to you. 

The MATTERS OF CONCERN are as follows.  –  

1.  That the pathways used by the service to categorise the level of ambulance and 
ridged  and  have  no  capacity  for  movement  away  from  the  path.    This  led  to  a 
type  1  diabetic  patient,  who  was  feeling  sleepy  and  with  deranged  glucose 
levels,  not  being  classed  as  a  potentially  serious  situation  requiring  rapid 
intervention.    Clinical  opinion  in  agreement  that  this  was,  but  the  rigidly  of  the 
pathway meant it was categorised incorrectly. 

2.  That the use of an assessment team, to asses a category 3 ambulance call, with 
no  time  limit  for  assessments  to  take  place,  and  no  prioritisation  system,  will 
lead to further deaths resulting from delays.   

6 

ACTION SHOULD BE TAKEN 

In my opinion action should be taken to prevent future deaths and I believe you have the 
power to take such action.  

7 

YOUR RESPONSE 

You are under a duty to respond to this report within 56 days of the date of this report, 
namely by 27 June 2023.  

Your response must contain details of action taken or proposed to be taken, setting out 
the timetable for action. Otherwise you must explain why no action is proposed. 

8 

COPIES and PUBLICATION 

I  have  sent  a  copy  of  my  report  to  the  Chief  Coroner  and  to  the  following  Interested 
Persons: 

1.  West Midlands Ambulance Service; 

2.  NHS England;  

2 

[IL1: PROTECT] 

 
 
 
 
 
 
 
 
 
 
 
 
 
 3.  Medtronic Ltd; and 

4.  Family of Sandra Dianne Finch 

I am also under a duty to send the Chief Coroner a copy of your response.  

The  Chief  Coroner  may  publish  either  or  both  in  a  complete  or  redacted  or  summary 
form. He may send a copy of this report to any person who he believes may find it useful 
or  of  interest.  You  may  make  representations  to  me,  the  coroner,  at  the  time  of  your 
response, about the release or the publication of your response by the Chief Coroner. 

9 

9 May 2023                                                   

Miss Emma Serrano 
Area Coroner 
Stoke on Trent and North Staffordshire  

3 

[IL1: PROTECT]

Responses

1 response published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.

Response from West Midlands Ambulance Service (PDF)
7 June 2023 

Ms Serrano 
Assistant Coroner for South Staffordshire  
Judges Chambers 
County Buildings  
Martin Street, Stafford  
ST16 2LH 

Dear Ms Serrano 

Re: Regulation 28 Report to Prevent Future Deaths – Sandra Diane Finch 
(Deceased) 

Thank you for your email dated 15 May 2023 attaching your Regulation 28 Report.   

Firstly,  I  am  sorry  that  you  have  had  to  raise  concerns  with West Midlands Ambulance 
Service University NHS Foundation Trust (WMAS) following the inquest of Mrs Finch.  Can 
I  please  take  this  opportunirty  to  pass  on  my  sincere  condolences to  the  family  of  Mrs 
Finch. 

Please see our response to your concerns. 

Concern 1 
That the pathways used by the service to categorise the level of ambulance and ridged 
and have no  capacity for movement  away from the  path.   This  led to  a type  1 diabetic 
patient, who was feeling sleepy and with deranged glucose levels, not being classed as a 
potentially serious situation requiring rapid intervention.  Clinical opinion in agreement that 
this was, but the rigidly of the pathway meant it was categorised incorrectly. 

Response 

The Department of Health guidelines require UK ambulance Trusts to use one of two triage 
tools approved for assessing 999 ambulance calls.  West Midlands Ambulance Service 
University NHS Foundation Trust triage all 999 calls using NHS Pathways.  NHS Pathways 
determines the most appropriate level of care for the presenting symptoms during the call.  
Patients  requiring  an  emergency  ambulance  are  triaged  into  four  categories,  with  an 
associated  mean  average  response  timeframe  for  each.    The  symptom  groups  within 
those categories are determined by the Clinical Coding Review Group, consisting of senior 
representation from all UK ambulance trusts.   

The ambulance response categories and timeframes (hh:mm:ss) are: 

Category  1  (00:07:00):  A  time  critical,  life-threatening  event  needing  immediate 
intervention  or  resuscitation.  For  example,  cardiac  or  respiratory  arrest,  airway 
obstruction, ineffective breathing, and unconsciousness with abnormal noisy breathing. 

 
 
 
 
 
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Category 2 (00:18:00): Potentially serious conditions that may require rapid assessment, 
urgent  on  scene  intervention  and  or  urgent  transportation.  For  example,  stroke,  heart 
attack, severe blood loss and trauma. 

Category 3 (01:00:00): An urgent problem that needs treatment to relieve suffering and 
transportation, or assessment and management on scene, or assessment, treatment, and 
referral  to  an  alternative  care  provider  where  necessary  within  a  clinically  appropriate 
timeframe.  For  example,  conscious  patients  presenting  with  a  medical  emergency, 
traumatic injuries, to include falls. 

Category  4  (90th  percentile  03:00:00):  Problems  that  are  not  urgent,  may  be  managed 
within  the  home  (see  &  treat)  or  may  require  transport  within  a  clinically  appropriate 
timeframe.  For example, falls with no declared injury. 

When reviewing the 999 call made by Mrs. Finch, a higher response category would not 
have been generated without further clinical intervention.  Mrs. Finch was conversant and 
advising her blood sugars were probably high due to being a type 1 diabetic.  When asked, 
Mrs. Finch was unable to test her blood glucose level due to being unable to locate her 
testing kit, she was struggling generally with day-to-day activities and felt sleepy.  The call 
assessor advised Mrs. Finch that she may receive a call back from a clinician for further 
assessment. 

Concern 2 
That the use of an assessment team, to asses a category 3 ambulance call, with no time 
limit for assessments to take place, and no prioritisation system, will lead to further deaths 
resulting from delays.   

Response 

In July 2021, during a period of significant demand on the ambulance service as the NHS 
adjusted to the challenges of the Covid pandemic and changing lockdown requirements, 
the Trust implemented a pilot to undertake the clinical triage of category 3 and 4 incidents 
to  better  manage  patients  to  appropriate  outcomes  and  reduce  the  pressure  on 
emergency  departments.    From  this  period  the  Trust  continued  to  experience  a 
considerable  number  of  lost  operational  hours  through  delays  in  hospital  handover, 
combined  with  increased  in  staffing  abstractions  due  to  sickness  and  covid  isolation 
requirements.  This, combined with the positive outcomes for patients, lead to the clinical 
validation team becoming a substantiated process within the Trust. 

All category 3 and 4 incidents, except for a predefined list of exemptions now go directly 
to the clinical validation team.  The team undertake a clinical triage, supported by the NHS 
Pathways  triage  tool  for  clinicians,  to  determine  the  most  appropriate  outcome  for  the 
patient  based  upon  their  clinical  knowledge  and  experience.    Outcomes  range  from  a 
higher ambulance response category, referrals into urgent and community services, and 
self-care advice.  By appropriately reducing the requirements for emergency ambulances, 
this supports greater availability of emergency resources to those patients with the most 
acute needs. 

All patients presenting for clinical assessment are risk assessed by a senior clinician called 
the clinical navigator.  The clinical navigator, based upon the initial triage, determines if 
the patient is safe and appropriate to wait for clinical assessment.  Those patients deemed 
unsuitable  for  clinical  assessment  are  presented  to  dispatch  for  the  next  available 
ambulance  resource,  dependent  on  their  category.    The  clinical  navigator  does  have 
autonomy to upgrade incidents, should this be indicated; no patient is to be left waiting 
unnecessarily. 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 The Trust now aims to contact category 3 and 4 patients for a clinical assessment within 
60  minutes.    Patients  are  prioritised  for  call  back  in  time  order,  within  their  incident 
category.  Patients waiting more than 120 minutes, and each 120 minutes thereafter, are 
highlighted for further a risk assessment by the clinical navigator. 

All  clinicians,  and  the  clinical  navigators,  receive  regular  clinical  audit  to  ensure 
competency, and safe and appropriate outcomes for patients.  Audit is a requirement of 
NHS  Pathways  licensing  agreement  and  provides  learning  opportunities  for  both  the 
individual clinician and the Trust.  All serious incidents and concerns raised regarding the 
appropriateness of a clinical triage receive audit and senior review. 

Throughout  2023-23,  the  clinical  validation  team  reviewed  179,695  category  3  and  4 
patients.  64% of patients were referred to alternative services or provided with self-care 
advice to manage their symptoms at home.   When reviewing the last 6 months to May 
2023,  only  9.9%  of  patients  referred  to  alternative  services  or  given  self-care  advice 
recontacted the Trust through 999.  Often, the reason for recontacting was due to a failed 
referral pathway and not through worsening symptoms.  

May I once again please pass on my sincere condolences to the family of Mrs Finch. 

I hope this response provides you with the appropriate level of assurance that as a Trust 
we have dealt with the concerns highlighted within your report. 

If you require any further assistance, please do not hesitate contact me. 

Yours sincerely 

Chief Executive Officer

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