Prevention of Future Deaths reports · 2024
Regulation 28 report to prevent future deaths, reference 2024-0409, written 26 Jul 2024. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.
| Date of report | 26 Jul 2024 |
|---|---|
| Reference | 2024-0409 |
| Deceased | Zara Aleena |
| Coroner | Nadia Persaud |
| Coroner area | East London |
| Category | Other related deaths |
| Source | judiciary.uk record · original PDF |
| Responses published | 4 |
Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.
MISS N PERSAUD
HIS MAJESTY’S AREA CORONER
EAST LONDON
Coroner's Court, 124 Queens Road Walthamstow, E17 8QP
Telephone 020 8496 5000 Email coroners@walthamforest.gov.uk
REGULATION 28: REPORT TO PREVENT FUTURE DEATHS (1)
Ref: 22507847
REGULATION 28 REPORT TO PREVENT FUTURE DEATHS
THIS REPORT IS BEING SENT TO:
1.
2.
3.
4.
5.
Service
Sent via email:
Sent via email:
Chief Probation Officer, HM Prison & Probation
, Lord Chancellor and Secretary of State for Justice
, The Commissioner of Police of the Metropolis
Sent via email:
&
, Interim CEO Redbridge Council
Sent via email:
&
, Secretary of State for the Home Office
Sent via email:
1
CORONER
I am Nadia Persaud, Area Coroner for the coroner area of East London
2
CORONER’S LEGAL POWERS
I make this report under paragraph 7, Schedule 5, of the Coroners and Justice Act 2009
1
and Regulations 28 and 29 of the Coroners (Investigations) Regulations 2013.
http://www.legislation.gov.uk/ukpga/2009/25/schedule/5/paragraph/7
http://www.legislation.gov.uk/uksi/2013/1629/part/7/made
3
INVESTIGATION and INQUEST
On 6 July 2022 I commenced an investigation into the death of Zara Natasha Aleena,
(aged 35). The investigation concluded at the end of the inquest on the 26 June 2024.
The conclusion of the jury was a narrative conclusion:
(1) Zara was unlawfully killed. The sole, direct cause of death was the action
of the attacker.
(2) Zara’s death was contributed to by the failure of multiple state agencies
to act in accordance to policies and procedures; to share intelligence;
accurately assess risk of serious harm; act and plan in response to the
risk in a sufficient, timely and coordinated way.
(3) Specifically, failures which contributed to Zara’s death included:
3.1) Serious failures to appropriately assess risk by HMPPS. The risk
remained at medium and should have been high from February 2021
based on factors including: a) Failure to identify significant events which
should have led to re-evaluation to high risk. b) Inadequate information
sharing. c) Inadequate decision making. d) Inadequate supervision and
inadequate formalised training across multiple agencies. e) Inadequate
understanding of roles and responsibilities across multiple agencies in
the risk assessment process.
3.2) The decision to recall was significantly delayed: a) If risk was
correctly assessed as high it would have justified an emergency recall to
prison, initiating a more urgent response. Even as medium risk,
reasonable recall opportunities were overlooked and based on the
evidence recall could have commenced on 20th June 2022. b)
Insufficient, proactive supervision and lack of formal review, leading to
late decision to recall. c) Failure to countersign the recall within 24 hours
as per the policy requirements.
3.3) Attempts to arrest the offender, post recall were impeded by a
number of factors including: a) Inaccurate data on the recall. b) Lack of
professional curiosity and follow-ups on Saturday 25th June 2022. c) The
PNC ‘Missing’ Marker not updated in a timely fashion. d) Closure of the
CAD.
3.4) A failure to define, understand and execute roles and
responsibilities across multiple agencies, to manage the offender
effectively.
4
CIRCUMSTANCES OF THE DEATH
Zara Aleena died at 0958 on 26th June 2022 at the Royal London Hospital. She
died as a result of a severe traumatic brain injury that she sustained during an
unprovoked attack by a lone male unknown to her. The attack occurred at
2
about 0219 on 26th June 2022 whilst she was walking home along Cranbrook
Road in Ilford. The attacker was in the community under the supervision of the
Probation Service and at the time of the commission of the attack was subject
to a recall to prison.
5
CORONER’S CONCERNS
During the course of the inquest the evidence revealed matters giving rise to concern.
In my opinion there is a risk that future deaths could occur unless action is taken. In the
circumstances it is my statutory duty to report to you.
The MATTERS OF CONCERN are as follows:
Probation Service
(1) The probation delivery unit responsible for the offender was understaffed at
the time of relevant oversight. The staffing levels were 61% in 2022. The
staffing levels at the time of the inquest in June 2024 was 58%. The inquest
heard that this is a national problem and that there are other probation
delivery units that have even lower levels of staffing. The low staffing level had
an impact upon quality and depth of assessments; quality of supervision of
junior staff (supervision was wholly reactive); excessively high workloads for
probation officers and senior probation officers; lack of cover during annual
leave for probation officers and poor record keeping.
(2) There were no systems in place devised to assist the staff working in these
stretched circumstances, such as easy reference checklists for supervising key
decisions.
(3) The understanding around risk assessment was poor, at all levels of staffing.
The practical application of risk assessment was poor at all levels of staffing.
Risk was not assessed at appropriate times, and the assessment of risk was not
accompanied by a complementary risk management plan. Risk management
plans were on occasion prepared before risk was fully assessed (as occurred
with the setting of licence conditions). One practitioner was advised to set a
risk level to match other completed documents (without analysis of risk itself).
Practitioners did not holistically assess risk and take account of potential
indicators of serious harm, to include use of weapons; attitudes supportive of
violence; callousness and high increased frequency of lower-level violence.
(4) Risk assessment training is not part of the mandatory training framework
within the probation service. Risk assessment training is not refreshed.
(5) There were no checks to ensure the provision of up to date and accurate risk
assessments to partner agencies (such as the housing team).
(6) There was a lack of professional curiosity and a lack of sufficient probing into
information relevant to risk.
(7) The OASYS risk assessment tool is unwieldy and difficult to navigate. It was
challenging to extract the most relevant material. The content of the OASYS
assessment was so dense that the probation officers seemed to get lost in the
detail and failed to pull together and formulate/analyse key risk areas. One
senior probation officer stated that she would not look at the OASYS when
allocating cases, because OASYS assessments were “not always accurate and
up to date”. It is noted that a new risk assessment tool within the probation
3
service is a work in progress. It is hoped that the new tool will take into
account the above concerns.
(8) The globe system and alert systems did not work effectively in this case. A
restraining order had been put in place against the offender, but this was not
highlighted, as it should have been. Key staff involved in assessing and
managing the offender were unaware of the restraining order.
(9) There may be obstacles to increasing risk levels. The inquest heard that senior
probation staff would have to approve increases in risk. As staffing levels are
so stretched, there may be reticence of junior probation officers to trouble the
senior team. The risk assessment policy also includes a statement that staff
“should not use risk levels to inflate risk because of anxiety or to access
resources”. It is a concern that this provision may inhibit decisions to increase
risk.
(10) The evidence revealed a difference of opinion and understanding around when
an emergency recall should be requested. A senior probation officer and
probation services officer erroneously believed that an emergency recall could
only be requested out of hours.
(11) The role of the prison offender manager is to gather evidence to assist with the
formulation of risk. Prison offender managers do not however receive
focussed risk assessment training. Neither of the prison offender managers in
this case gathered evidence to assist with the formulation of risk. There were
multiple intelligence logs and records that should have been obtained by them.
The logs included findings of possession of weapons, drug taking, threats to
harm others and a sustained assault on a servery worker using an improvised
weapon. This information was not gathered and shared appropriately.
(12) There was no evidence that the prison offender manager from February 2021
to October 2021 paid any attention to the sentence plan in place for the
offender. They did not attempt to facilitate any rehabilitative interventions.
There was no evidence of supervision for the prison offender manager.
(13) There was no system in place to alert the prison offender manager to handover
an offender to the community offender manager when a period of sentence
ended and where the offender remained in prison, on remand.
(14) The system in place for sharing risk information between the probation service
and the MPS was unclear. Only very limited intelligence was shared with the
MPS. There was no explanation as to why that information was shared, when
more concerning risk related information was not shared.
(15) The Integrated Offender Management meetings did not receive the necessary
intelligence from the prison setting. There was no system in place to ensure
that either the prison offender manager was invited to attend, or that the
prison offender manager was asked to provide written information around risk
incidents.
MPS
(16) I am concerned about the lack of rigour, detail and independence of the MPS
investigation into this case. The unit involved in this case was the East Area
BCU. An independent, rapid investigation (Fast Time Review) was carried out
by the Directorate of Professional Standards. Despite the very limited time to
complete the review, the DPS officer reached clear and valuable findings. The
findings of the DPS investigator were however rejected by more senior officers
within the MPS. The officers who rejected the findings were not independent
4
and all worked within the East Area BCU. This lack of independence is of
concern.
(17) The Fast Time Review did not probe into sufficient detail into the systems of
the local intelligence team and the Computer Aided Dispatch process. A more
detailed, independent review should have been carried out.
(18) There were clearly learning points for the police constables, police sergeants
and the local intelligence team. The MPS rejected the DPS recommendation
for reflective learning, “as there was no failing in performance or conduct”. It
is of concern that the threshold for reflective practice is set too high.
London Borough of Redbridge
(19) The details of training for CCTV operators includes “training on sexual
harassment”, but it is not clear whether this includes identifying sexual
predators and stalking type behaviour.
(20) I am unclear from the evidence provided, whether LBR have a system for
checking that training provided to CCTV operators is fully understood, or
whether refresher training is provided to them.
Home Office
(21) At least two other members of the public were followed by the offender
before he attacked Zara Aleena. The members of the public appear to have
seen the offender and appear to be aware that he was following them. This
was not brought to the attention of the emergency services. I am concerned
that there is a societal acceptance that such conduct does not need to be
reported.
(22) Business owners were aware of the offender’s concerning conduct on the night
of Zara Aleena’s murder. For example, a public house had refused to provide
more drinks to him. It is not clear whether business owners are encouraged to
report such concerning behaviour to the authorities or whether they are
offered any training to assist them and their staff to recognise sexualised or
predatory behaviour.
6
ACTION SHOULD BE TAKEN
In my opinion action should be taken to prevent future deaths and I believe you
[AND/OR your organisation] have the power to take such action.
7
YOUR RESPONSE
You are under a duty to respond to this report within 56 days of the date of this report,
namely by 20 September 2024. I, the coroner, may extend the period.
Your response must contain details of action taken or proposed to be taken, setting out
the timetable for action. Otherwise, you must explain why no action is proposed.
8
COPIES and PUBLICATION
I have sent a copy of my report to the Chief Coroner, to the family of Zara Aleena, to
the other interested persons to the inquest, and to the local Director of Public Health
5
who may find it useful or of interest.
I am also under a duty to send a copy of your response to the Chief Coroner and all
interested persons who in my opinion should receive it.
I may also send a copy of your response to any other person who I believe may find it
useful or of interest.
The Chief Coroner may publish either or both in a complete or redacted or summary
form. He may send a copy of this report to any person who he believes may find it
useful or of interest.
You may make representations to me, the coroner, at the time of your response, about
the release or the publication of your response.
9
26 July 2024
6
4 responses published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.
Miss N Persaud,
His Majesty’s Area Coroner,
East London Coroner's Court,
124 Queens Road,
Walthamstow,
E17 8QP.
By email only to:
9th October 2024
Dear Madam,
Inquest Touching the Death of Zara Aleena
Thank you for your Regulation 28 Report of 26th July 2024, following the Inquest into the death
of Zara Aleena. As Chief Probation Officer, I am responding to the Report also on behalf of the
Lord Chancellor and Secretary of State for Justice. I know that you will share a copy of this
response with Ms Aleena’s family, and I would like to take this opportunity to express afresh
my deepest condolences to them for their loss.
In your Report, you raised the following concerns specifically in relation to the Probation
Service:
1. The probation delivery unit responsible for the offender was understaffed at the time
of relevant oversight. The staffing levels were 61% in 2022. The staffing levels at the
time of the inquest in June 2024 were 58%. The inquest heard that this is a national
problem and that there are other probation delivery units that have even lower levels
of staffing. The low staffing level had an impact upon quality and depth of
assessments; quality of supervision of junior staff (supervision was wholly
reactive); excessively high workloads for probation officers and senior probation
officers; lack of cover during annual leave for probation officers and poor record
keeping.
1.1. We accept that the Probation Delivery Unit (PDU) responsible for Jordan
McSweeney was understaffed at the time. Whilst at a national level, the staffing
position of the Probation Service is improving, I acknowledge that raising staffing in
this PDU to its full complement remains a significant challenge. Therefore, until such
time as the situation improves, in this PDU and others with acute pressure remaining,
staff will follow a Prioritisation Framework which we first implemented in January
2022. Those PDUs will also benefit from wider national workload relief through
Probation Reset (see below at 1.4) as reflected in a refreshed Prioritisation
Framework published in May 2024.
1.2. We continue to prioritise recruitment to put the Service on a sustainable footing and
ensure sufficient Probation Practitioner staffing (Probation Officers and Probation
Service Officers). As of 30 June 2024, the staffing level of Probation Officers working
across the Probation Service was 70%, with 5,136 Full Time Equivalent (FTE)
Probation Officers in post. This number shows a considerable increase relative to
June 2021 (when Community Rehabilitation Companies were dissolved, and the
Probation Service was unified) when we had 4,517 FTE Probation Officers in post.
London had the highest vacancy rate of all regions as of 30 June 2024 with a
vacancy rate of 41%.
1.3. Across HMPPS, 4,582 new Trainee Probation Officers have started their training
since April 2020 (1,007 in 2020/21, 1,518 in 2021/2022, 1,514 in 2022/23 and 543
in 2023/24). Many of these trainees have already qualified and taken up Probation
Officer posts, and we expect the remainder to qualify by the end of 2025, taking on
Probation Officer caseloads. We are beginning to see large numbers of newly
qualified officers coming through and continue to run national recruitment for Trainee
Probation Officers to meet the Lord Chancellor’s commitment to bringing in at least
1,000 new Trainee Probation Officers by the end of March 2025 so that we continue
to have a pipeline of qualified Probation Officers.
1.4. As well as the focus on recruitment, in response to the additional demands placed
on the Probation Service as a result of measures to address prison capacity, since
July 2024 we have implemented a set of measures known as Probation Reset.
These measures involve prioritising early engagement at the point where offenders
are most likely to breach the requirements of their licence or community sentence
and, in eligible cases, end active supervision of offenders after two-thirds of the
licence or community order period. In turn, this ensures that staff can maximise the
amount of available supervision time on the most serious offenders. Early
indications show that Probation Reset has brought capacity into the system and
workloads to more manageable levels.
1.5.
Internal assurance alongside the findings of His Majesty’s Inspectorate of Probation
shows that there is still some way to go before assessments consistently reach an
acceptable standard of quality. Whilst Probation Reset has provided us with a
workload reduction, the need to prioritise and make effective decisions remains a
critical ask of staff. The Prioritisation Framework, introduced in 2022, remains in
place. When a PDU has reduced staffing capacity, they can re-prioritise tasks for
frontline staff to ensure staff workloads are controlled and high priority work is
delivered.
1.6. HMPPS recognises the pressure upon Senior Probation Officers (SPOs) and how
this can affect their supervision of junior staff. The number of SPOs has increased
by 249 nationally since June 2022, whilst initiatives continue to strengthen the SPO
role, including a review of the Management Oversight Policy Framework and roll out
of the revised Management Oversight model by December 2024, to ensure the
approach to staff supervision is consistent and effective. HMPPS has invested in a
suite of capability options for SPOs to further develop their skills, continual learning,
and additional support from dedicated case administration officers to reduce the
demand on SPOs in relation to administrative tasks.
2. There were no systems in place devised to assist the staff working in these stretched
circumstances, such as easy reference checklists for supervising key decisions.
2.1. HMPPS accepts that we have to do more to help probation staff understand how to
prioritise and make informed decisions in their roles, which can be complex and
challenging.
2.2. As outlined in response to concern (1), whilst Probation Reset has provided us with
a workload reduction, the need to prioritise work and make effective decisions
remain central to what we require of probation staff. In accordance with the
Prioritisation Framework, Probation Regions are assigned a red, amber, or green
categorisation depending upon the degree of prioritisation required. This Framework
was reviewed in June 2024 to reflect Probation Reset, given the implications for
operational delivery. London Probation moved to the Prioritisation Framework at its
outset in 2022. London is operating within red/amber site status, which is regularly
reviewed. Alongside this, there is a specific project being run by the London Area
Executive Director to review processes and practices alongside operating models.
The aim of this is to identify a more refined approach to manage the acute challenges
in London and ensure caseloads are manageable. An example of this would be
expansion of remote support provided by an administration hub outside of London
where we can recruit and retain staff while retaining the local focus on the good
management of cases.
2.3. To assist with everyday operational process and procedure, Probation Practitioners
have access to a comprehensive system known as EQUiP (Excellence & Quality in
Process), which contains guidance and process maps for most of the operational
decision-making and is continuously updated to reflect changes to policy, tasks and
timings. Alongside this, HMPPS continues to develop a range of tools to support
risk management practice.
2.4. Our work on Human Factors recognises the broader components of decision making
and the importance of creating an environment that enables individuals and the wider
organisation to learn from error. Human Factors aims to reduce the frequency and
severity of mistakes by using mechanical or digital overrides or prompts and/or by
introducing tools and techniques such as checklists as preventative measures. Work
in Wales Probation (2022-2024), based on Human Factors, tested a model designed
to assist practitioners (which can include Probation Service Officers, Trainee
Probation Officers and qualified Probation Officers), Senior Probation Officers and
operational leaders with managing priorities and decision making, with a key
emphasis on risk. This model is now being implemented in two further regions; the
work will be evaluated on completion and, as we progress, both the model and
products will continue to be reviewed. We are committed to considering national
implementation, with a view to providing staff with systems and processes to practise
effectively and efficiently under stretched circumstances.
3. The understanding around risk assessment was poor, at all levels of staffing. The
practical application of risk assessment was poor at all levels of staffing. Risk was
not assessed at appropriate times, and the assessment of risk was not accompanied
by a complementary risk management plan. Risk management plans were on
occasion prepared before risk was fully assessed (as occurred with the setting of
licence conditions). One practitioner was advised to set a risk level to match other
completed documents (without analysis of risk itself). Practitioners did not
holistically assess risk and take account of potential indicators of serious harm, to
include use of weapons; attitudes supportive of violence; callousness and high
increased frequency of lower-level violence.
3.1. We accept that the understanding and application of risk assessment did not meet
expected standards in this case. Any advice given to the practitioner to set a risk
level without analysing the risk was in contravention of the content of the HMPPS
Risk of Serious Harm (RoSH) Guidance, which sets out the process which Probation
Practitioners must follow for assessing an offender’s risk of harm to others.
3.2. HMPPS plays a vital role in protecting the public from people who have offended,
and we cannot do this effectively without understanding the risks presented by those
being managed. Indeed, ensuring that an offender’s risks are fully understood as
part of a comprehensive risk assessment is vital for the formulation of a robust and
comprehensive risk management plan. We know there is more to do to ensure that
every risk assessment is undertaken at the right time, considers all the relevant risk
factors and takes account of information from all relevant sources.
3.3. As set out in our response to His Majesty’s Inspectorate of Probation Serious Further
Offence Review, the RoSH Guidance is based on the right evidence, including
learning from Serious Further Offence Reviews and Domestic Homicide Reviews,
but there are ongoing organisational challenges in its implementation. We are taking
steps to address the barriers to its effectiveness, but we know there is more to do,
and we will publish a new HMPPS Public Protection Strategy by the end of March
2025. We have already made changes to the suite of risk training which all new
learners on the Probation qualification route and new Probation Service Officers
complete. This ensures they understand the importance of actuarial tools, the need
to actively monitor changing risk and how this should inform plans and action to
manage risk, and we will introduce new training for experienced staff (see response
to concern 4).
3.4. The structured process of risk assessment as set out in the RoSH Guidance, if
followed, supports staff to think about an individual’s behaviour holistically, not just
the index offence; and make reflective, logical, and informed decisions about risk.
The section on risk management provides a structure to produce risk management
plans that address the identified risks and set actions to protect people at risk.
3.5. This approach has informed the newly developed risk training for new practitioners.
For experienced Probation Practitioners, HMPPS delivered webinars in Spring 2024,
promoting the four steps of risk assessment as set out in the RoSH Guidance, and
the importance of actuarial tools to 91% of Practitioners in Court undertaking pre-
sentence report writing. Further events for all Probation Practitioners responsible
for managing individuals in the community will be held by November 2024, to ensure
they are also aware of the importance of the use of actuarial risk predictor tools and
the RoSH guidance and its value, to support them in assessing and managing risk.
3.6.
In 2023, London rolled out the Skills Improvement Programme with specific modules
on risk of harm for both Probation Practitioners and Senior Probation Officers.
Probation Officer training within this Programme included “Risk including the 4-step
risk assessment process and the 4 pillars of risk management” and Senior Probation
Officer training included “Risk and Counter-signing framework”.
4. Risk assessment training is not part of the mandatory training framework within the
Probation Service. Risk assessment training is not refreshed.
4.1. Whilst we recognise that in this case risk assessment practice was not at the
expected standard, risk assessment training has always formed part of the required
learning and ongoing development for Probation Practitioners, and I am sorry that
this was not clear from the evidence we have already provided to you.
4.2. For clarity, ‘mandatory learning’ refers to the learning that all probation staff must
complete for pay progression under the competency-based pay progression
framework (CBF), whilst ‘required learning’ has been assessed as necessary for a
particular role. Each role will, therefore, have specific ‘required for role’ learning
products which are not optional.
4.3. Risk assessment is required learning for all Probation Practitioners, either as part of
the Probation Officer Qualification pathway or the Probation Service Officer
Pathway. Risk training is reviewed to ensure it remains up to date. In March 2023, a
suite of new learning products designed for new entrant practitioners was launched,
drawing upon research and best practice to provide strong foundational knowledge
of risk assessment, risk management and sentence planning, and incorporating an
improved understanding of actuarial predictor tools. This blended learning comprises
digital resources, which can be revisited at point of need, in addition to facilitated live
sessions.
4.4. Experienced Probation Practitioners are required to revisit and complete their
training in relation to Child Safeguarding and Domestic Abuse on a three-year cycle.
Knowledge and understanding of risk assessment and management are further
developed through experience of the work and its supervision. However, historically
there has not been a requirement to attend further formal training on risk assessment
and management. Having recognised that risk practice is not consistently at a
sufficient standard,
in December 2023 a new Continuing Professional
Development risk learning product was commissioned to address this gap. This is
intended to enable experienced practitioners to explore in-depth concepts related to
risk assessment and to ensure their practice knowledge is up to date. This product
is now being developed and is currently anticipated to be available to all practitioners
from February 2025.
5. There were no checks to ensure the provision of up to date and accurate risk
assessments to partner agencies (such as the housing team).
5.1. We accept that in this case up to date and accurate assessments of
’s risk were not shared with partner agencies. We are committed to
improving professional standards of practice and have introduced mandatory
professional registration for Probation Officers, which aims to sharpen focus on
Continuous Professional Development and drive improved performance and
personal accountability to deliver public protection. Whilst managers do oversee
Probation Officer work, we would not expect them to check every referral before it is
made. The professional standards will, alongside increased staffing levels and
improved digital checks/safeguards, ensure that Probation Officers do all that is
required of them, including the sharing of risk information with partner agencies,
whose contribution is vital to the efficacy of risk management plans.
5.2. Effective risk assessment and management is a clear HMPPS priority and is assured
at both local and national levels. Locally, risk assessment and management practice
is assured within teams and PDUs using the approved case audit tool. Nationally,
the HMPPS internal Performance Assurance and Risk Group (PARG) undertakes
an annual sentence management audit, a key component of which is the quality of
risk management practice. The results of this audit are shared with regions and
recommendations given, which are incorporated into their local improvement plans.
5.3. Local contract teams assure quality of referrals to partner agencies using an
approved audit tool. Nationally PARG delivers annual assurance on the quality of
referrals to partner agencies across some of the suppliers, who provide services
which HMPPS commission. This includes an assessment of whether the risk
information included in the referral is clear, accurate, up to date, consistent with that
contained in other internal records, and relevant to the Provider. We have issued
recommendations to Probation Regions on how to improve their performance.
6. There was a lack of professional curiosity and a lack of sufficient probing into
information relevant to risk.
6.1. We accept that there was a lack of professional curiosity and probing of risk-related
information in this case. Professional curiosity is an essential part of the assessment
and management of risk and is a golden thread throughout the new Risk training
material. It will also feature in the new Continuing Professional Development risk
learning product, which is currently being developed by HMPPS in conjunction with
subject matter experts. This product will be piloted with Probation Practitioners
towards the end of this year before being launched from February 2025. The need
to demonstrate professional curiosity is also woven into several other learning
products, most notably Skills
for Effective Engagement Development and
Supervision (SEEDS2) for practitioners (launched June 2022) and middle managers
(originally launched 2019, paused delivery during COVID and then reviewed,
updated and relaunched in 2022). In recognition of the importance of these products
SEEDS2 has been identified as a now strategic learning priority for 2024-2025 with
Probation Officers required to complete the learning by September 2025 as part of
their Continuing Professional Development requirement
6.2. Reflective Practice supervision (a key aspect of the SEEDS2 approach) plays a
crucial role in fostering professional curiosity by creating a supportive environment
where practitioners reflect on casework and practice issues by critically analysing
and evaluating their experiences. It encourages practitioners to question their own
practice, assumptions and decisions in concert with their line manager, who provides
feedback based on observations and other sources.
6.3. Probation Practitioners also have access to the HM Inspectorate of Probation
Effective Practice Guide on Professional Curiosity, published in October 2022, and
are encouraged to use this as a reference document to support continuous
professional development and apply professional curiosity in their practice.
7. The OASYS risk assessment tool is unwieldy and difficult to navigate. It was
challenging to extract the most relevant material. The content of the OASYS
assessment was so dense that the probation officers seemed to get lost in the detail
and failed to pull together and formulate/analyse key risk areas. One senior
probation officer stated that she would not look at the OASYS when allocating cases,
because OASYS assessments were “not always accurate and up to date”. It is noted
that a new risk assessment tool within the probation service is a work in progress.
It is envisioned that the new tool will take into account the above concerns.
7.1. We recognise that OASys (Offender Assessment System) is a complex tool for staff
to use effectively, which is why we are replacing it with a modern digital tool for
identifying, managing and communicating risk.
7.2. The ‘Allocate a Person on Probation’ digital tool has been implemented in London
and is subject to ongoing reviews. This presents OASys information in terms of risk
of harm level / risk predictor tool scores, RSR (Risk of Serious Recidivism) and
OGRS (Offender Group Reconviction Scale), and active risk registrations to the
allocating Senior Probation Officer. There is also a prompt for the allocating Senior
Probation Officer to check OASys.
7.3. The ’Allocate a Person on Probation’ tool, from September 2024, also supports
recording of management oversight for allocation of a case. This includes any notes
relating to the case, as well as the allocation suitability. This management oversight
is required for all cases. On completion of the allocation of the case, this oversight is
automatically recorded as a contact in the nDelius case management system.
7.4. More broadly, we are investing in the Assessing Risks, Needs and Strengths (ARNS)
project, the replacement for OASys to be used in prisons and by the Probation
Service. The project aims to deliver a transformational change in how we assess
offenders, using the latest international evidence, including that on criminal
desistance. In addition to a new enabling digital service for assessment and
sentence planning, there is a comprehensive new learning and development offer to
support staff to adapt and enhance their practice. The roll-out of ARNS is scheduled
to begin in the third quarter of 2025 and be in place fully by the third quarter of 2026.
7.5. HMPPS will be working to ensure risk assessment is undertaken throughout the time
HMPPS is responsible for the management of the sentence, and regularly updated,
to support the practitioner in understanding changing levels of risk accurately.
7.6. The ARNS project is focused on making the assessment and planning process more
efficient by reducing duplication and making it easy to update. Development work
on the risk section within ARNS will ensure that relevant information is presented
together to support staff to analyse key areas of risk holistically. The interaction
between the new risk and sentence plan sections will support staff to translate their
assessment of risk into comprehensive plans that both effectively manage risk and
focus rehabilitation efforts to reduce risk.
7.7. ARNS is one of a number of tools being developed across HMPPS and the Criminal
Justice System (CJS) to the current shared government digital standards which will,
in time, allow better flow of information from one to another and therefore will support
better information sharing. We are prioritising digital resource for the development
of ARNS. However, ahead of its full roll out, HMPPS will work in partnership with
Ministry of Justice digital colleagues to streamline the current OASys tool where it is
possible to do so efficiently and in a way that supports, rather than detracts, from the
development of ARNS.
8. The globe system and alert systems did not work effectively in this case. A
restraining order had been put in place against the offender, but this was not
highlighted, as it should have been. Key staff involved in assessing and managing
the offender were unaware of the restraining order.
8.1. We recognise the importance of probation staff being aware of restraining orders
and they are expected to record them in a globe in the case record system (i.e., an
alert) with the start and end date, with explanatory notes. We also recognise that the
globe system requires staff to look for and record relevant information. To ensure
that staff are prompted to consider whether there is a restraining order and to use
the information to inform the management of the case, in April 2023 HMPPS made
a change to the OASys tool to prompt assessors to state if people under their
supervision are subject to Civil Orders. This means that practitioners are supported
to include behaviours which have resulted in the courts imposing a Civil Order in
their risk assessment even if they were not convicted of an offence. It will also
support them to ensure risk management concords with the aim of the Civil Order.
8.2. To further strengthen practice and ensure that practitioners do not miss the
significance of a restraining order or any other Civil Order, in May 2024 we released
a new Civil Order e-learning package to provide HMPPS staff with an overview and
awareness of Civil and ancillary Orders and why they are important in probation
work. Our target is that all staff in relevant roles will have completed this by the end
of March 2025.
8.3. We will review practice guidance by December 2024, including when to add and
remove a globe to ensure that HMPPS staff are clear on the need to record Civil
Orders. We are also committed to a review of the globe system by March 2025 with
the purpose streamlining and to make information more accessible to staff. We are
committed to identifying whether digital solutions are available to improve the review,
updating and termination of information on the globe system. However, this will have
multi-system impacts and will need to be embedded alongside other changes as
systems are developed, rather than be progressed in isolation. This will impact on
timescales for this aspect of the solution.
9. There may be obstacles to increasing risk levels. The inquest heard that senior
probation staff would have to approve increases in risk. As staffing levels are so
stretched, there may be reticence of junior probation officers to trouble the senior
team. The risk assessment policy also includes a statement that staff “should not
use risk levels to inflate risk because of anxiety or to access resources”. It is a
concern that this provision may inhibit decisions to increase risk.
9.1. We do not have any evidence of a widespread problem of Probation Officers being
reluctant to ask SPOs to approve formal increases in assessed risk, or that this
particular statement in policy is inhibiting staff from raising their assessment of an
offender’s risk level, where that would be justified based on the available evidence.
The percentage of those assessed as ‘high risk of serious harm’ has increased in
recent years from 19.9% in 2018 to 25% in 2022. PARG's annual sentence
management audit confirms agreement with the risk level in most assessments. To
avoid any misinterpretation, this statement will be removed in the next review, due
by November.
9.2. The RoSH Guidance sets out helpful information to support practitioners undertaking
assessments determine an overall risk level, ensuring they have taken all relevant
information into account. It also provides prompts for “thresholding” where
practitioners may be undecided between two levels such as medium and high.
Additionally, it encourages staff to consider escalating risk factors and provides
learning from Serious Further Offences in relation to the types of circumstances that
most often indicate escalating risk.
9.3.
In response to an HMIP Thematic Report on The Role of the Senior Probation Officer
and Management Oversight published in January 2024, a number of initiatives
across the Probation Service are underway exploring the role of the Senior Probation
Officer and aiming to improve capacity and capability to undertake that role. As part
of this, by December 2024, HMPPS will put in place a clear Policy Framework for
Management Oversight and first-tier assurance. This will meet the demands of the
probation caseload and ensure that effective management oversight arrangements
are in place at the regional and Probation Delivery Unit level to assure the quality of
work to protect the public by February 2025.
9.4. The new national framework for newly qualified officers (NQOs) was rolled out at the
end of July 2024. The framework builds upon already established processes to
support NQOs in their first-year post-qualification, setting out the expectations and
enablers which regions should follow to provide consistency in their approach to
transitioning and supporting NQOs in their development post qualification.
10. The evidence revealed a difference of opinion and understanding around when an
emergency recall should be requested. A senior probation officer and probation
services officer erroneously believed that an emergency recall could only be
requested out of hours.
10.1. We accept that there was an inconsistency in understanding of emergency recall
processes in this case. All London Probation staff have been reminded of the
availability of the emergency recall process during normal working hours. Another
reminder was given to all staff in preparation for SDS40 (the recent changes to
standard determinate sentences, announced in July and implemented in September
2024).
10.2. The Recall Policy Framework clearly deals with Emergency Recalls at sections
4.3.13 - 4.3.15 and out of hours recalls at sections 4.6 and 6.5. Guidance is available
to all probation staff on EQUiP for emergency recalls during normal working hours,
as well as standard recalls during normal working hours and out of hours recalls. Our
internal figures for recent months (from May to July 2024) evidence that there has
been regular use of emergency recalls during normal working hours for individuals
serving a determinate sentence. Recalls for those serving a life sentence are always
dealt with as emergency recalls. These figures evidence the regular use of
emergency recalls during normal working hours. These figures do not include recalls
for those serving a life sentence which are always dealt with as emergency recalls.
11. The role of the prison offender manager is to gather evidence to assist with the
formulation of risk. Prison offender managers do not however receive focussed risk
assessment training. Neither of the prison offender managers in this case gathered
evidence to assist with the formulation of risk. There were multiple intelligence logs
and records that should have been obtained by them. The logs included findings of
possession of weapons, drug taking, threats to harm others and a sustained assault
on a servery worker using an improvised weapon. This information was not gathered
and shared appropriately.
11.1. We agree that the role of the Prison Offender Manager (POM) is to gather evidence
to assist with the formulation of risk. With this in mind, there is a designated modular
training package specifically for POMs. We are sorry if our evidence did not make it
clear that, as well as risk assessment being examined in all modules, there is a
designated module focusing on risk assessment, planning and management. In
addition to this, all POMs receive OASys training. This is a four-day training event
that focuses on all aspects of the OASys assessment, including risk assessment,
risk management and the sentence plan. POMs cannot receive an OASys account
to complete an assessment until OASys training has been completed.
11.2. POMs are expected to complete OASys assessments on those prisoners who are
serving more than ten months from point of sentence, as they are responsible for the
supervision of these individuals.
11.3. For longer term sentenced prisoners there is an agreed process to share information
via the POM-COM (Community Offender Manager) handover. There was no set
agreed process for those prisoners serving 10 months and less. To rectify this, a
mandated Information Sharing Form was introduced in November 2023. This form
examines custodial contact and behaviour and must include information that is
available within the custodial setting that would not be easily accessible to
community colleagues. This was introduced to standardised information sharing
practices between prison and community.
12. There was no evidence that the prison offender manager from February 2021 to
October 2021 paid any attention to the sentence plan in place for the offender. They
did not attempt to facilitate any rehabilitative interventions. There was no evidence
of supervision for the prison offender manager.
12.1. Whilst recognising there was an ongoing staff shortage at the time due to recovering
from the COVID pandemic, we accept that mistakes were made and as such we
have taken steps to rectify these.
12.2. HMPPS sets national standards and operating models centrally, but it is down to
areas/regions/prisons to oversee practice and ensure that POMs are carrying out
their duties and tasks accordingly.
12.3. In April 2022, the SPO Line Management Framework was introduced. SPOs, also
known as Heads of Offender Management Delivery (HOMDs) based in the Offender
Management Unit (OMU) in prisons, are line managed by the Governors, who are
responsible and accountable for the delivery of case management in their prison.
The SPOs are responsible for line managing both Probation and Prison POMs and
are required to undertake regular supervision (although the frequency is not currently
stipulated) to improve the quality of Offender Management in Custody (OMiC) work
and outcomes for prisoners, offering greater consistency in approach to sentence
management within a prison setting. HOMDs are also required to countersign work
undertaken by POMs within the OMU.
12.4. The training referred to in (11) is designed to give POMs the necessary skills to
undertake risk management and risk planning, and to deliver the sentence plan in
custody. A new learning programme ‘Leading and Managing as an SPO (Sentence
Management, Court and OMiC)’ was launched in May 2024 and covers leadership
and management development specifically within the context of probation work. This
programme includes sessions on management of risk of harm as a manager and on
supporting staff to perform effectively.
12.5. More broadly, HMPPS launched the SPO Hub on the internal intranet in June 2024
as a single, accessible resource to support Senior Probation Officers (including
HOMDs). The Hub includes updates on relevant inspections, audits and action
plans, learning and development pathways, continuous professional development
and resources such as current guidance on the staff supervision process. The Hub
is being continually developed and specific consideration to the needs of HOMDs
will be made in later iterations. The Hub also provides regular progress on key
projects such as the review of the Management Oversight policy framework
mentioned in response to concerns (1) and (9). Whilst the framework has to-date
focused on community responsible cases, the planned changes in the forthcoming
review will enable the framework to be applicable to both the community and custody
setting.
13. There was no system in place to alert the prison offender manager to handover an
offender to the community offender manager when a period of sentence ended and
where the offender remained in prison, on remand.
13.1. If a prisoner’s status is remand only, there is no statutory responsibility for
supervision as the prisoner is unsentenced. If a prisoner is subject to both remand
and recall, they are subject to statutory supervision only to the point of the Sentence
Expiry Date. All recalled prisoners remain the responsibility of the Community
Offender Manager (COM). The Prison Offender Manager is not expected to
handover the supervision of the case, as the COM is responsible throughout. It is
the responsibility of the COM to monitor sentence expiry dates, as they will need to
complete a termination OASys and close the record.
14. The system in place for sharing risk information between the Probation Service and
the MPS was unclear. Only very limited intelligence was shared with the MPS. There
was no explanation as to why that information was shared, when more concerning
risk related information was not shared.
14.1. There is a published Joint National Protocol (JNP) - Recall Process for Offenders
Subject to Licence, which sets out the high-level roles and responsibilities for all
stakeholders/agencies involved in the recall process.
14.2. The JNP places a responsibility on the Probation Service to provide the local police
force with any available information and intelligence about the offender’s
whereabouts in order to assist the police force in apprehending the offender as
quickly as possible. This includes up-to-date information regarding the offender’s
behaviour whilst on licence, to assist the police force in identifying any threat to the
public or specified individuals and any risk to police officers when seeking to
apprehend the offender.
14.3. There is also the Recall, Review and Re-Release of Recalled Prisoners Policy
Framework which stipulates in paragraphs 4.2.13 and 4.3.19 that Probation
Practitioners must ensure that all available information, which might assist the police
in locating and safely apprehending the individual, is detailed in the Part A recall
report sent to Public Protection Casework Section (PPCS) in HMPPS HQ. PPCS is
responsible for revoking an offender’s licence on behalf of the Secretary of State and
then forwarding the revocation order to the Police National Computer Bureau and
the local police force.
14.4. We have provided further detail on information from Prisons being fed into the
offender management process below (in response to concern 15) and in response
to concern (11) above.
15. The Integrated Offender Management meetings did not receive the necessary
intelligence from the prison setting. There was no system in place to ensure that
either the prison offender manager was invited to attend, or that the prison offender
incidents.
manager was asked to provide written
information around risk
15.1. We acknowledge that prison staff did not share intelligence about
with their colleagues in the Probation Service. We have agreed
processes in place to ensure that prisons communicate information to the COM for
sentenced prisoners, but these processes did not function properly in this case, as
explained in the SFO review. For long-term prisoners, information sharing from the
POM to the COM occurs at point of handover. In November 2023, we standardised
expectations for those prisoners serving a short-term custodial sentence.
15.2. To ensure that all appropriate agencies involved in an Integrated Offender
Management (IOM) case are included in any pre-release work, the National IOM
guidance has been updated to state explicitly that the POM must be invited to all
multiagency case conferences in preparation for release. The guidance goes on to
say that if the POM is unable to attend, a written update should be provided. The
latest version of the guidance (V4.1) went live on 30 August 2024. All IOM regional
leads across England and Wales have received this updated guidance and will brief
their local IOM teams within region. It has also been uploaded onto EQUiP, which is
a library of resources for operational staff. This case has been explicitly referenced
on page 25 of that guidance to stress the importance of such communication
between POM and COM when managing IOM cases, and to strengthen the learning
from this tragic case.
Thank you again for bringing your concerns to my attention. I would like to reassert my
condolences to the family and all those who have been affected by this tragic and terrible
event.. The probation service is committed to acting on the learning from this case.
Yours faithfully,
Chief Probation Officer
His Majesty’s Coroner Ms Nadia Persaud East London Coroners Court 124 Queens Road Walthamstow E17 8QP Home Secretary 2 Marsham Street London SW1P 4DF www.gov.uk/home-office 19 September 2024 Dear Ms Persaud, RESPONSE TO REGULATION 28 REPORT TO PREVENT FUTURE DEATHS Thank you for your Report to Prevent Future Deaths on 26 July 2024 regarding the unlawful killing of Zara Natasha Aleena. I would like to start by recognising that at the heart of this tragic inquest is Zara Aleena and I extend my deepest condolences to her family and loved ones for their devastating loss and extend my gratitude to them for their persistence on change for the future. I would also like to thank you for your diligence and the detailed consideration of the failings you identified in your report. These failings are shocking, and I am clear that the lessons must be learned across Government and beyond. Tackling violence against women and girls is a top priority for this Government and we will treat it as the national emergency that it is. This Government’s mission is to halve levels of violence against women and girls within a decade, using every lever available to us. The Home Office is working closely with other departments and stakeholders in developing plans to achieve this mission. The findings you outline make it crystal clear that lessons must be learned. I will ensure that these are acted upon, not only as we build upon the existing work I outline below, but also within our future work. However, I want to be clear that this will take time – we must deliver it effectively, and we must get it right. Too often piecemeal changes have failed to change systems which are fit for the future, and we are determined not to make those mistakes. The Home Office’s response to your report focuses on two matters of concern raised, specifically concerns 20 and 21. Matter of concern 21 At least two other members of the public were followed by the offender before he attacked Zara Aleena. The members of the public appear to have seen the offender and appear to be aware that he was following them. This was not brought to the attention of the emergency services. I am concerned that there is a societal acceptance that such conduct does not need to be reported. In your report, you highlight that other members of the public were followed by the offender before he attacked Zara Aleena and that this was not brought to the attention of the emergency services. I recognise these failings and share your concern that there is a societal acceptance of such conduct which can mean that those subject to it may not feel it should be reported. I also recognise that women may not report as they do not have confidence that they will receive a robust response. Everyone has the right to live in freedom from fear, yet women and girls are still facing threats of violence, abuse and death. The Home Office has funded a range of interventions to help tackle violence against women and girls in public spaces, including within the night-time economy. These interventions have included capable guardianship initiatives such as Street Angels or Street Pastors and educational programmes with a focus on changing attitudes and perceptions and raising awareness on these issues, as well as active bystander training, which was targeted at night-time economy staff and other members of the community. The independent evaluations of educational programmes have shown that they can have a positive influence on training beneficiaries’, including improvements in their awareness and understanding of these crimes, likelihood to report VAWG and improvements in confidence in their ability to support victims and ability to intervene in incidents. While we welcome this activity, it is clear that this does not go far enough and we must do more. For far too long women and girls like Zara have been failed. This is why this Government will treat VAWG as the national emergency it is. We will go further, using every available tool to target perpetrators and address the causes of abuse and violence. The Home Office will use the learnings from these initiatives to help inform future policy interventions. Universal education and prevention models aimed at the general public which centre around the acceptability of these crimes will be at the heart of this governments’ mission. Matter of concern 22 Business owners were aware of the offender’s concerning conduct on the night of Zara Aleena’s murder. For example, a public house had refused to provide more drinks to him. It is not clear whether business owners are encouraged to report such concerning behaviour to the authorities or whether they are offered any training to assist them and their staff to recognise sexualised or predatory behaviour. I would also like to respond to concerns relating to business owners not doing enough to report sexualised and predatory behaviour, and concerns relating to staff training. All business owners are encouraged to report such concerning behaviour to the authorities. Additionally, the licensed sector often provides training to assist staff to recognise sexualised or predatory behaviour and to take the necessary action. However, your report illustrates clearly that there were failings and that much more work needs to be done to ensure this is happening in practice. I have asked my officials to consider how we can go further to encourage business owners and staff to report such predatory behaviour. As a part of this mission, we will work across government to ensure these responsibilities are understood, and pathways are created. Thank you for raising these important issues in your report. I hope that this response has been helpful in setting out that, as a new Government, we are fully prepared to use every available lever and resource to better safeguard victims and prevent devastating cases like this from occurring. Home Secretary
28/08/2024, 11:40:40 Subject: [SUSPICIOUS MESSAGE] RE: In the matter of Zara Natasha Aleena (ref: 18941988) Sent: From: Chief Executive< To: Cc: > This Message contains suspicious characteristics and has originated outside of Waltham Forest Council. If you are unsure please contact the ICT Service Desk on Extension 4444. Dear Please see the response below for the Coroner. Dear Ms Persaud, Further to your email of Friday July 26th attaching a Regulation 28 Report following the inquest touching upon the death of Ms Zara Natasha Aleena, I can confirm that the London Borough of Redbridge has considered your findings and includes a response to each of the relevant questions below, setting out action already being taken by the Council to address these matters: (19) The details of training for CCTV operators includes “training on sexual harassment”, but it is not clear whether this includes identifying sexual predators and stalking type behaviour. The training for CCTV operators encompasses modules that cover behavioural body language training and are specifically designed to detect behaviours that would fall under the remit of ‘suspicious’. The training is based on established principles and techniques outlined in Tavcom training programs – suspicious behaviours can include gestures, mannerisms, alone or in a group, time, location, how someone is acting (i.e. drunk/disorientated), approaching people, being aggressive etc. The training given to all LBR CCTV officers to assist them in making inferences regarding suspicious behaviours that lend themselves to multiple situations (including drug dealing, knife attacks, theft, robbery, stalking, sexual harassment and intimidation). These modules are essential in equipping operators with the skills to identify various forms of inappropriate and potentially criminal behaviours, which includes but is not limited to, behaviours that could be interpreted by an operator as being predatory. The goal of this training is to ensure that CCTV operators are not only capable of identifying sexual harassment but are also proficient in recognising and responding to broader patterns of suspicious behaviours. (20) I am unclear from the evidence provided, whether LBR have a system for checking that training provided to CCTV operators is fully understood, or whether refresher training is provided to them. LBR ensures that the training provided to CCTV operators is fully comprehensive and regularly reinforced through evaluation and ongoing professional development. After completing the Tavcom training, all operators must pass an exam to obtain their SIA (Security Industry Authority) licence, confirming their understanding of the training content. Additionally, LBR implements a performance management system, including mentoring from experienced operators and regular audits of work to identify any gaps in knowledge or performance. These audits inform whether additional training or guidance is needed, ensuring operators maintain high proficiency standards. Once operatives have had official training, they are regularly audited on their CCTV viewing footage and any further training needs are picked up and implemented on a case by case basis. LBR will however, further to your findings, introduce a new annual mandatory refresher training programme for all operatives, to include suspicious behaviour (so that in the event that suspicious behaviour is observed by an operative during their patrols, we can formally demonstrate that they know the correct action to take). Operatives’ line managers are regularly based within the CCTV control room so are able to directly observe behaviour and working practices during shifts, with regular communication and feedback. This is in addition to regular, documented 1:1s with each staff member and regular appraisals following LBR’s One Brilliant You appraisal process which set and review operational and personal training and development objectives. All CCTV team One Brilliant You conversations are up to date and logged in the Council’s itrent HR system. Any incidents whereby an operative closely monitors a member of the public who is behaving suspiciously must be carefully recorded in line with LBR CCTV protocols as previously supplied in LBR’s evidence. Where this monitoring leads to action such as an arrest, this is included within performance metrics for the service which feed into regular briefings provided to management and the Cabinet Member. I trust that this response sufficiently addresses the questions within your report, but please do ask for any clarification, if required. Yours sincerely, Corporate Director of People and Interim Chief Executive People Directorate London Borough of Redbridge Lynton House, 255-259 High Road, Ilford, IG1 1NN Web: www.redbridge.gov.uk Twitter: @redbridgelive Facebook: www.facebook.com/redbridgelive Save time, go online: www.redbridge.gov.uk < From: Sent: Friday, July 26, 2024 3:05 PM To: Cc: > Subject: In the matter of Zara Natasha Aleena (ref: 18941988) Dear Mr Loades, Please see attached a Regulation 28 (Preventing Future Deaths) Report served by His Majesty’s Coroner Ms Nadia Persaud following the Inquest touching upon the death of Ms Zara Natasha Aleena. Would you kindly acknowledge receipt and note the response time. Kind regards Senior Business Support Officer East London Coroners Court 124 Queens Road Walthamstow E17 8qp Direct number: Email: Alternative contact: Culture and Workforce Development and Business Support /Chief Executive Directorate CONFIDENTIALITY NOTICE: The information contained in this e-mail is intended only for the addressee(s). It may contain privileged and confidential information and, if you are not the intended recipient, you must not read, copy or distribute it, nor take any action in reliance upon it. If you have received this e-mail in error, please inform the sender as soon as possible and delete the e-mail from your computer. Any information contained in this email or in attachments to this email that relates to an identified or identifiable living individual is subject to the provisions of the Data Protection Act 2018 (DPA 2018). 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LONDON BOROUGH OF REDBRIDGE DISCLAIMER This email contains proprietary confidential information some or all of which may be legally privileged and/or subject to the provisions of privacy legislation. It is intended solely for the addressee. If you are not the intended recipient, an addressing or transmission error has misdirected this e-mail; you must not use, disclose, copy, print or disseminate the information contained within this e-mail. Please notify the author immediately by replying to this email. Any views expressed in this email are those of the individual sender, except where the sender specifically states these to be the views of the London Borough of Redbridge. This email has been scanned for all viruses and all reasonable precautions have been taken to ensure that no viruses are present. The London Borough of Redbridge cannot accept responsibility for any loss or damage arising from the use of this email or attachments.
Our ref: Miss N Persaud His Majesty’s Area Coroner East London Coroner’s Court 124 Queens Road Walthamstow London E17 8QP By email: Dear Miss Persaud Deputy Assistant Commisioner Metropolitan Police Service New Scotland Yard Victoria Embankment London SW1A 2JL Email: 16 September 2024 On behalf of the Commissioner of Police of the Metropolis, I write to provide the response to the matters of concern addressed to the Metropolitan Police Service (“MPS”) in your Report to Prevent Future Deaths, dated 26 July 2024, following the inquest into the tragic death of Zara Natasha Aleena. On behalf of the MPS, may I first express my sincere condolences to the family and friends of Zara Natasha Aleena, our thoughts and sympathies are very much with them. The MPS has acknowledged and reviewed all the matters of concern raised in your Regulation 28 Report and responds as follows. The Coroner’s “Matters of Concern 16 and 17” “I am concerned about the lack of rigour, detail and independence of the MPS investigation into this case. The unit involved in this case was the East Area BCU. An independent, rapid investigation (Fast Time Review) was carried out by the Directorate of Professional Standards. Despite the very limited time to complete the review, the DPS officer reached clear and valuable findings. The findings of the DPS investigator were however rejected by more senior officers within the MPS. The officers who rejected the findings were not independent and all worked within the East Area BCU. This lack of independence is of concern”. “The Fast Time Review did not probe into sufficient detail into the systems of the local intelligence team and the Computer Aided Dispatch process. A more detailed, independent review should have been carried out”. MPS Response The MPS accepts that the reviews of this case lacked sufficient rigour and detail and that the review process was not sufficiently comprehensive to identify all the potential learning arising from the police response. The findings of the Directorate of Professional Standards (“DPS”) fast time review identified learning, some of which was accepted and was covered in the witness statement of Chief Superintendent , submitted to inquest. In addition to this review, the local East Area Basic Command Unit (“BCU”) also carried out a review and identified a number of additional learning points which were actioned. Importantly, learning and improvements required in relation to “recalls to prison” processes have been shared and informed a revised Offender Management policy, which is due to be implemented later in 2024. The DPS fast time review following the murder of Zara Aleena was carried out in 2022. Since then the MPS has made a number of changes to our professional standards operating model and a new Gateway Team, within DPS, are now responsible for undertaking most reviews of this nature. This includes cases where DPS are asked for a conduct review (where there isn’t a public complaint). Importantly, the outcomes of such reviews are no longer considered by the Appropriate Authority (as defined in the Police Conduct Regulations) within the BCU. I discuss the role of the Appropriate Authority and independence in decision making later in this response. If there are allegations of recordable police conduct or a public complaint, there is an existing avenue for independent investigation through a referral to the Independent Office for Police Conduct (“IOPC”). There are a number of mandatory criteria, which require the MPS to refer matters to the IOPC, the most applicable being a death or serious injury following police contact, consideration can also be given to a voluntary referral. In 2022, the MPS considered the circumstances and decided this case did not meet the criteria for referral to the IOPC. The MPS has the capability to undertake reviews and investigations, which are independent of the BCU who responded to, or investigated, a particular case or incident. The MPS Specialist Crime Review Group (“SCRG”) is a specialist function that has the capability to undertake internal reviews of incidents, independently of operational units or teams responsible for crimes and other incidents. Review officers and staff are experienced and subject to national specialist training and professional development. The SCRG conduct reviews on behalf of the MPS such as Domestic Homicide Reviews, Serious Case Reviews, Vulnerable Adult Reviews and reviews of undetected homicides. They also undertake fast time reviews of critical incidents and other bespoke reviews as directed by the MPS. Critical incident reviews can be conducted at any time, where the effectiveness of the police response could have a significant impact on the confidence of victims, their families or the public. The SCRG have been commissioned to undertake a thematic assessment of the MPS approach to statutory and non-statutory post death reviews. This will consider: • The options currently available for reviews of incidents within the MPS, including SCRG critical incident reviews, DPS death or serious injury reviews and independent reviews by other police forces. • Whether MPS internal review processes (including SCRG and DPS reviews) are sufficiently robust. • Whether the policy and guidance for gold (strategic oversight) groups is sufficiently defined to assist gold commanders to consider all internal review options. The outcome of this thematic review is due in October 2024 and is expected to identify how operational reviews, such as the one following the murder of Zara Aleena, could be improved with appropriate levels of independence. The outcome and learning from the MPS fast time review into the circumstances surrounding the murder of Zara Aleena in 2022, were considered by the Appropriate Authority within East Area BCU. Under the Police Conduct Regulations, the Appropriate Authority is an officer, of sufficient seniority, delegated by the Commissioner to make decisions relating to matters of police conduct. Whilst the decision maker in 2022 had no direct involvement in the case, the MPS accepts that there was an opportunity for greater independence in decision making if the review outcomes had been considered by a senior leader who was not part of East Area BCU. Since 2022, the MPS has transformed its professional standards operating model within BCU, such Appropriate Authority decision are no longer made by a member of the BCU’s senior leadership team. This responsibility has been transferred to the MPS Directorate of Professional Standards, who now undertake the role of Appropriate Authority in considering the outcomes of such reviews, independently of the BCU involved. Following critical incidents the MPS will often introduce a clear command structure, with associated independence of decision making and oversight. A strategic commander, also known as the gold commander, can be appointed with oversight and responsibility for the MPS response. This leader may be the Chief Superintendent responsible for the geographic area where the critical incident occurred. Dependent on the nature of the critical incident and / or its implications for London, a chief officer of Commander rank or above, may be appointed as the gold commander. This introduces further levels of independence from those directly involved in the operational response. The gold commander will decide if a review of the police response is required. Having sought expert advice they would make the decision if a review is required and how it would be undertaken. They would also inform a decision on whether there should be a mandatory or voluntary referral to the IOPC. The Coroner’s “Matter of Concern 18” “There were clearly learning points for the police constables, police sergeants and the local intelligence team. The MPS rejected the DPS recommendation for reflective learning, “as there was no failing in performance or conduct”. It is of concern that the threshold for reflective practice is set too high”. MPS Response The MPS is committed to identifying and responding to individual and organisational learning arising from awful cases such as this. The inquest concluded there was learning for individual officers that may have been suitable for feedback and reflection that were not actioned. The MPS accepts that not all possible learning identified from the reviews surrounding the death of Zara Aleena were fully acted upon. The Reflective Practice Review Process (“RPRP”) is the process for handling Practice Requiring Improvement (“PRI”), which is defined as “underperformance or conduct not amounting to misconduct or gross misconduct, which falls short of the expectations of the public and the police service as set out in the policing Code of Ethics (Reg.3(1), Police Conduct Regulations 2020)”. The definition of misconduct is ‘a breach of the Standards of Professional Behaviour that is so serious as to justify disciplinary action (written warning or above)’. RPRP is used to address lower-level breaches of the Standards of Professional Behaviour, or underperformance that does not warrant formal misconduct proceedings. When the threshold of RPRP is not met, the MPS supports Learning Through Reflection (“LTR”). LTR is aligned with guidance laid down by the Home Office and College of Policing on the wider use of reflective practice within the police service. It is not part of legislated police conduct or performance processes, but is a scheme to improve police conduct and deal with low-level concerns by supportive line managers though a culture of reflection and learning. The MPS recognises the Coroner’s concern about the threshold that is applied to RPRP. Since RPRP is subject to statutory guidance, the MPS is unable to make unilateral changes. In this case, it was assessed by the Appropriate Authority that learning for officers and staff did not meet the threshold for RPRP. As discussed above, the MPS has made changes since 2022 and the Appropriate Authority for such decisions is now independent of BCUs. They are aware that if they consider the threshold for RPRP is not met, Learning Through Reflection could be used and all MPS officers and staff have responsibilities towards continual learning and professional development. The Coroner’s “Matter of Concern 14” “The system in place for sharing risk information between the probation service and the MPS was unclear. Only very limited intelligence was shared with the MPS. There was no explanation as to why that information was shared, when more concerning risk related information was not shared.” MPS Response Whilst this matter of concern is directed towards the Probation Service, the MPS considers the following information about changes to our processes and systems, may assist. Since the tragic murder of Zara Aleena there have been a number of changes to the Integrated Offender Management (“IOM”) process. The Mayor’s Office for Policing and Crime (“MOPAC”) have funded the Empowering Communities with Integrated Network Systems (“ECINS”). ECINS is a web-based information sharing and case management software, which provide a multi-agency information sharing platform. This improves the sharing of IOM information and allows the allocation of actions and responses from the Multi-Agency Case Conferences. This tool is available to all IOM partners that are signatories of the IOM Data Sharing Agreement. Since 2022, the MPS has introduced CONNECT, a large-scale technology system for crime and intelligence reporting and record keeping. This has provided police offender managers with access to a feature called Proactive Managements Plans (“PMP”). PMPs are now the primary police record for IOM offender management. PMPs allow IOM records to be searchable, linked with other police records and readily available to all MPS staff. HM Prison & Probation Service do not have direct access to these records, but PMPs create a permanent record of what has been shared between the MPS and its partners. Following inquest, the MPS has reflected on the sufficiency of information sharing from the HM Prison & Probation Service and the need for clarity around recalls to prison. The MPS has developed a new process map, which provides clarity and guidance for Police Offender Managers to ask HM Prison & Probation Service a broad range of questions, with the intention to increase the likelihood of all relevant information being shared with IOM partners. The new process highlights and clarifies the actions to be undertaken by Police Offender Managers and their supervisors, both before and after prison releases, including the recording of informed risk management decisions. The MPS is determined to continually improve and build confidence in our policing response to tackle violence against women and girls. The murder of Zara Aleena and the subsequent inquest show the importance of different organisations and agencies effectively working together to prevent future deaths and to keep people safe. Please do not hesitate to contact me should you require further information from the MPS. Yours sincerely,
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