Prevention of Future Deaths reports · 2015
Regulation 28 report to prevent future deaths, reference 2015-0319, written 12 Aug 2015. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.
| Date of report | 12 Aug 2015 |
|---|---|
| Reference | 2015-0319 |
| Deceased | Dean Joseph |
| Coroner | Mary Hassell |
| Coroner area | Inner North London |
| Category | Police related deaths |
| Source | judiciary.uk record · original PDF |
| Responses published | 1 |
Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.
Regulation 28: Prevention of Future Deaths report
Dean Christian JOSEPH (died 05.09.14)
THIS REPORT IS BEING SENT TO:
1. The Metropolitan Police Service
1
CORONER
I am: Coroner ME Hassell
Senior Coroner
Inner North London
St Pancras Coroner’s Court
Camley Street
London N1C 4PP
2
CORONER’S LEGAL POWERS
I make this report under the Coroners and Justice Act 2009,
paragraph 7, Schedule 5, and
The Coroners (Investigations) Regulations 2013,
regulations 28 and 29.
3
INVESTIGATION and INQUEST
On 8 September 2014, I commenced an investigation into the death of
Dean Christian JOSEPH, aged 40 years. The investigation concluded at
the end of the inquest earlier today.
The jury made a determination that this was a lawful killing, and added a
narrative which I attach. The medical cause of death was:
1a shock and haemorrhage
1b gunshot wound to the back of the left chest.
4
CIRCUMSTANCES OF THE DEATH
Mr Joseph smashed a window and broke into the home of his former
girlfriend. He took her hostage with the aid of a knife. Police were called,
and quickly afterwards firearms officers. There was a siege of
approximately one and a half hours in total. Mr Joseph remained in the
property and refused to release his hostage, while a local police officer
tried to negotiate with him from the other side of the broken window.
1
When Mr Joseph moved the knife to his hostage’s throat, a firearms
officer shot him.
5
CORONER’S CONCERNS
During the course of the inquest, the evidence revealed matters giving
rise to concern. In my opinion, there is a risk that future deaths will occur
unless action is taken. In the circumstances, it is my statutory duty to
report to you.
The MATTERS OF CONCERN are as follows.
1. Different officers had a different understanding of whether the
armed containment was overt or covert.
2. As you will see from the narrative, the jury noted that there was no
guidance from trained hostage negotiators en route, for the local
officer who was first on scene. He was attempting to negotiate,
though he was untrained as a hostage negotiator. Such guidance
might or might not have led to the issuing of an armed challenge.
3. The hostage negotiator co-ordinator felt that it would be useful for
the officer in her role to ask when first contacted, “Where does the
incident commander want me to meet them?” This is a point which
could be included in training. The fact of not asking that question
did not appear to have a material impact in this case, but it might in
another.
4. My recollection from the evidence I heard, is that the Armed
Policing Policy only describes the maximum range of a TASER,
not the effective range. The inclusion of the latter might be helpful.
5. The post incident management:
allowed police officers writing their detailed accounts to confer
about matters other than simply timings, and
arranged for the display of the control log for them, which
included matters outside the personal knowledge of some of
the officers.
It may seem that this is not a matter for a prevention of future
deaths report. However, it will always be the case that we, as a
society, try to learn lessons from deaths such as Mr Joseph’s, and
the learning of any lessons is hampered if the post incident
procedure is sub optimal.
2
In this case, it was clear to me that the version of events given by
police officers was doubted to a degree that would not otherwise
have been the case, because of the post incident procedure.
That means that public confidence in the police is eroded,
when there may be no substantive reason for this.
It also caused me to exclude some officers from court when
other officers were giving evidence which, all other things
being equal, I would much have preferred not to do, because
it is generally less helpful in ensuring the most meaningful
exploration of events.
6
ACTION SHOULD BE TAKEN
In my opinion, action should be taken to prevent future deaths and I
believe that you have the power to take such action.
7
YOUR RESPONSE
You are under a duty to respond to this report within 56 days of the date
of this report, namely by 12 October 2015. I, the coroner, may extend the
period.
Your response must contain details of action taken or proposed to be
taken, setting out the timetable for action. Otherwise you must explain
why no action is proposed.
8
COPIES and PUBLICATION
I have sent a copy of my report to the following.
HHJ Peter Thornton QC, the Chief Coroner of England & Wales
sister of Dean Joseph
niece of Dean Joseph
I am also under a duty to send the Chief Coroner a copy of your
response.
The Chief Coroner may publish either or both in a complete or redacted
or summary form. He may send a copy of this report to any person who
he believes may
interest. You may make
representations to me, the Senior Coroner, at the time of your response,
about the release or the publication of your response by the Chief
Coroner.
it useful or of
find
3
9
DATE SIGNED BY SENIOR CORONER
12.08.15
4
1 response published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.
IN THE ST PANCRAS CORONERS COURT
INQUEST INTO THE DEATH OF:
DEAN JOSEPH
____________________________________________________________
NATIONAL POLICE CHIEFS’ COUNCIL and METROPOLITAN POLICE
SERVICE RESPONSE
TO THE PREVENTION OF FURTHER DEATHS REPORT 12.08.15
____________________________________________________________
Introduction
On 8 September 2014, an inquest was commenced into the death of Dean
Christian Joseph, who was shot by Metropolitan Police Service (MPS) armed
officers and died on 5 September 2014. This response is made pursuant to
r29 Coroners (Investigations) Regulations 2013 following the Prevention of
Future Deaths Report of Coroner Hassell dated 12 August 2015 (PFD).
This is a joint response from the MPS and the National Police Chief’s Council
(NPCC) which aims to set out details of action which has or will be taken in
relation to each of concerns raised in the PFD, or an explanation for why no
action is proposed.
Jury Findings
On 12 August 2014, the jury found the following:
Dean Joseph was shot by an armed police officer in response to Dean Joseph
moving a knife towards a hostage’s throat. It was a lawful killing.
Communication and consideration regarding whether the firearms operation was
covert or overt was inadequate. An armed challenge was not given. These possibly
had an effect on the outcome of the incident.
There was no guidance from trained police negotiators, either on site or via
telecommunications, when there was sufficient time to do so. This possibly affected
the outcome of the incident.
Coroner’s Concerns
Coroner Hassell detailed the following concerns in the PFD:
1.
2.
3.
Different officers had a different understanding of whether the armed containment
was overt or covert.
As you will see from the narrative, the jury noted that there was no guidance from
trained hostage negotiators en route, for the local officer who was on scene. He was
attempting to negotiate, though he was untrained as a hostage negotiator. Such
guidance might or might not have led to the issuing of an armed challenge.
The hostage negotiator co-ordinator felt that it would be useful for the officer in her
role to ask when first contacted, “Where does the incident commander want me to
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1
meet them?” This is a point which could be included in training. The fact of not asking
that question did not appear to have a material impact in this case, but it might in
another.
4.
My recollection from the evidence I heard, is that the Armed Policing Policy only
describes the maximum range of a TASER, not the effective range. The inclusion of
the latter might be helpful.
5.
The post incident management:
allowed police officers writing their detailed accounts to confer about matters
other than simply timings, and
arranged for the display of the control log for them, which included matters
outside the personal knowledge of some of the officers
It may seem that this is not a matter for a prevention of future deaths report.
However, it will always be the case that we, as a society, try to learn lessons from
deaths such as Mr Joseph’s, and the learning of any lessons is hampered if the post
incident procedure is sub optimal.
In this case, it was clear to me that the version of events given by police officers was
doubted to a degree that would not otherwise have been the case, because of the
post incident procedure.
That means that public confidence in the police is eroded, when there be no
substantive reason for this.
It also caused me to exclude some officers from court when other officers
were giving evidence which, all other things being equal, I would much have
preferred not to do, because it is generally less helpful in ensuring the most
meaningful exploration of events.
NPCC & MPS Response
1. The College of Policing Armed Policing Authorised Professional Practice
(APP) recognises a distinction that can be made between types of armed
containment:
Containment is an option when the subject is believed to be in a particular location.
The objective of this is to isolate the subject or place limits on their permitted
movement. The containment can be either static or, in some circumstances, may
move with the subject. It may also allow time for more detailed planning of a police
response.
In certain situations containment may require two groups of officers. These are
usually referred to as:
outer cordon
inner cordon.
Depending on the topography of the scene, it may be possible to use unarmed
officers on the outer cordon.
In containing a subject, armed officers should take into account ‘arcs of fire’ in the
event of them having to discharge a firearm, and have defined areas of responsibility.
This is important for the safety of everyone. Officers should also consider the area
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behind a given subject or object and the implications should any shots be discharged,
including the potential for shots to ricochet.
Containment may be overt or covert and may be used at any stage during the
deployment of AFOs [Authorised Firearms Officers]1.
The MPS considers that its curriculum2 is in line with this APP guidance.
Officers are trained that armed containments can be either “overt” or
“covert” (now termed “discreet”) with respect to the subject(s) of the
containment. Overt containment facilitates deployment that is not
concealed while covert containment is used for unseen deployment. In
considering the option or combination of options to take, commanders,
tactical advisors and armed officers should consider whether an overt or
covert/discreet approach (or combination of both) would be most
appropriate and what resources are available within the time available.
During armed operations, MPS armed officers (in particular Tactical
Firearm Commanders (TFCs)) do continually assess the nature of any
containment. This is particularly so in respect of the positioning of armed
officers, to ensure that officers are placed at strategic locations outside
the premises so they are in the best position to deal with any immediate
threat posed (both to any innocent parties inside, and also to the armed
subject themselves). TFCs will use the National Decision Making (NDM)
model in assessing every part of the armed operation, which includes the
overt or covert/discreet containment of the premises.
The MPS, however, will in future make clear in training to both firearms
officers and commanders what is meant by overt and covert/discreet
containment according to the APP. The MPS will ensure that TFCs are
aware of the need to communicate to containment officers what type of
containment is being carried out.
The NPCC will also work with the College of Policing to consider whether
the APP and/or the National Police Firearms Training Curriculum needs
to be more explicit in this area.
2. The APP recognises the utility in the consideration and use of specifically
trained negotiators in armed operations:
Negotiation- Officers are encouraged to try to reduce the threat level or neutralise it
through early negotiation. While negotiating skills are included in all AFO initial
training, ongoing negotiations should be undertaken by a trained negotiator. This is
an officer trained to negotiate with subjects to resolve an operation peacefully, and to
gather
intelligence-gathering
process. When necessary negotiators should be deployed as soon as
practicable3.
information which may assist as part of
the
1 APP Armed Deployment: 2.1.4.5
2 SC&O19 Armed Response Firearms Course: Basic Principles of Tactics
3 APP Armed Deployment: 2.4.6.1
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The use of less lethal options, including police dogs and negotiators, should be
considered, wherever possible, in order to enable the police officers at the scene to
deal with any emerging situation4.
Communication issues- Where there are known environmental and behavioural
improving
the
involved
influencers
communication with the subject:
following may assist
in a situation,
in
prior intelligence gathering
early use of interpreters for language or communication difficulties
early use of trained negotiators, either directly or to advise others.
Defusing the situation- The following actions can help create opportunities for the
subject and officers to have more time and space to defuse the situation:
use of effective cover by police officers
evacuation of immediate area
being prepared to back off (if safe)
giving available space and time to the subject when considering containment
early negotiation or negotiation advice5.
In addition, the former National Policing Improvement Agency (NPIA)
provided guidance giving general direction to commanders of all types of
incidents6. The guidance reiterates the point that negotiation is one of a
number of tactical options available to “incident commanders”, who are
required to exercise professional judgment and discretion in responding
to incidents that can be imprecise and dynamic in their nature.
The NPIA guidance suggests that once negotiators have been fully
briefed regarding the situation and behavioural factors in an incident, it
will then be possible for them to provide a more considered and mature
assessment of the incident, which should be reviewed as more
information becomes available.
MPS policy directly reflects the APP (and essence of the NPIA guidance)
on this matter and states:
Command support is a useful element of the command structure. Depending on
the complexity of the operation, and the availability of support staff, all firearms
commanders must consider the availability and necessity for;
• Intelligence liaison;
• Tactical Advisor;
• Hostage and Crisis Negotiator;
• Logistics Support;
• Post Incident Manager(s);
• Media Support7
The use of less lethal options, including police dogs and negotiators, should be
considered, wherever possible, in order to enable the police officers at the scene to
deal with any emerging situation8.
4 APP Armed Deployment: 4.1
5 APP Armed Deployment: 4.2.1
6 The Use of Negotiators by Incident Commanders 2011
7 Police Use of Firearms and Less Lethal Weapons v11.0 July 2014: 6.94
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Where there are known environmental and behavioural influencers involved in a
situation, the following may assists in improving communication with the subject:
• Prior intelligence gathering;
• Early use of interpreters for language or communication difficulties;
• Early use of trained negotiators, either directly or to advise others9.
The following actions can help create opportunities for the subject and officers to
have more time and space to defuse the situation:
• Use of effective cover by police officers;
• Evacuation of immediate area;
• Being prepared to back off (if safe);
• Giving available space and time to the subject when considering containment;
• Early negotiation or negotiation advice10.
The MPS will in future, however, highlight in training to TFCs and
incident commanders the need to consider the use and briefing of trained
police negotiators and negotiator co-ordinators at an early stage in
incidents.
The incident commander is responsible for requesting and authorising
the deployment of trained negotiators. They must also decide whether or
not to deploy untrained responders. The negotiator coordinator will give
advice and guidance to the incident commander. This could include
briefing a first responder, or even a third party intermediary, as a holding
position. The Negotiator Coordinator will always brief negotiators prior to
their deployment.
On arrival at a scene a negotiator must ensure that their engagement/
participation has been authorised and this would normally necessitate an
up to date briefing at the scene (be that from the incident commander or
negotiator coordinator), unless delay would involve immediate threat to
life or urgent risk of harm.
3. Armed officers are trained that a designated rendezvous point (RVP)
plays a major role in an incident and is designed to be a safe meeting
location away from the incident scene where multi-agency resources are
coordinated and marshalled prior to their attendance at the incident. The
purpose of an RVP is to ensure that incident scene access is effectively
managed and that all incident responders are able to attend the scene of
the incident in a coordinated and effective manner. Incident commanders
are accordingly trained to give careful consideration to the location of an
RVP.
Due to the dynamic nature of armed incidents, however, an RVP may
cease to remain safe or fit for purpose. Consequently an alternative RVP
may be designated or a forward reception point may be appointed.
8 Police Use of Firearms and Less Lethal Weapons v11.0 July 2014: 7.81
9 Police Use of Firearms and Less Lethal Weapons v11.0 July 2014: 7.90
10 Police Use of Firearms and Less Lethal Weapons v11.0 July 2014: 7.92
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The MPS will highlight to TFCs and incident commanders in training the
need to consider communicating the final desired meeting point to
persons arriving at an incident (including negotiator coordinators) if a
forward reception point has been designated alongside an RVP.
4.
In respect of the conducted energy device (Taser), the APP currently
states that:
The maximum range of the device is determined by the length of the wires that carry
the current and attach the barbs to the weapon (currently this is 21 feet or 6.4
metres). The effective range at which it is likely that the two barbs will attach
themselves to the subject may be a lesser distance11.
The MPS and NPCC consider this guidance is clear and adequate. The
maximum distance is dictated by the length of the Taser cables (21 feet),
so this is the maximum distance at which the weapon has the potential to
be effective.
However, is it not possible to prescriptively specify what is the ‘effective’
range of a Taser in all circumstances. As articulated in the above
guidance, the effective range of the Taser is not precise and is
contingent on a number of factors, such as the physique and clothing
worn by a suspect, the distance at which the weapon is discharged and
the weather conditions. This list of factors is not exhaustive and each
potential use of this weapon must be assessed by an officer dependant
on the prevailing conditions in line with training and the National Decision
Making model.
5. The APP provides detailed guidance in relation to the post incident
procedure to be followed in cases of death following police contact. The
guidance has been developed over several years and draws upon legal
advice and learning from previous incidents.
Conferring
The APP has been subject to legal challenge on this matter in R
(Saunders) v Independent Police Complaints Commission (2008) and
more recently in the Court of Appeal in an application for judicial review
brought by
. The basis of the
application to the Court of Appeal was that the APP was insufficient to
prevent officers from conferring when providing their accounts. The Court
of Appeal concluded that the APP was sufficient in this regard and was
not unlawful; however,
the guidance were
improvements
recommended in order to strengthen it and provide greater clarity. As a
result of the Court of Appeal’s findings, the guidance has been updated.
and
to
In relation to conferring, the APP has been clear for many years that:
11 APP Conducted Energy Devices: 1.2
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As a matter of general practice, officers should not confer with others before making
their accounts (whether initial or subsequent accounts). There may, however, be a
need speak to one another following the discharge of a police firearm in order to
resolve an ongoing operational or safety matter. The important issue is to individually
record what their honestly held belief of the situation was at the time force was used.
There should, therefore, be no need for an officer to confer with others about what
was in their mind at the time force was used. If, however, in a particular case a need
to confer on other issues does arise, then, in order to ensure transparency and
maintain public confidence, where some discussion has taken place, officers must
document the fact that this has taken place, highlighting:
time, date and place where conferring took place
the issues discussed
with whom
the reasons for such discussion12
The underlined words were added on 12 September 2014, however the
basic aim of the guidance has remained the same: officers are explicitly
discouraged from conferring, particularly in relation to their own honestly
held belief which led them to a decision to use force. Other conferring
can be necessary however, for example to impart situational or safety
critical information. The APP makes it clear that to ensure transparency,
a record of any conferring must be kept.
It is accepted by the NPCC that when applying national guidance across
all police forces and agencies, there is some risk that the guidance will
be subject to local interpretation. However, the NPCC has already taken
steps to strengthen the guidance (for example, in relation to when
separation of officers is necessary to prevent conferring) and to improve
clarity on its application. Individual forces are responding positively with
training and amendments to local procedure.
The MPS adopts the APP guidance in its post incident procedure, but
welcomes NPCC measures to improve the clarity of the APP on this
matter.
Developing best practice has already lead the MPS to always invite the
IPCC and DPS (Directorate of Professional Standards) to be present
throughout the time when officers give their initial and detailed (Stage 3
& 4) accounts to promote transparency.
Reference Materials
The APP recognises that officers may use reference material when
writing their post incident accounts. When reference materials are used,
the APP suggests that:
12 APP Post Deployment:8.1
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The appointed officer must fully record their observations and actions. The following
support may be appropriate… ensuring that any reference material used by the
officers is secured and handed to investigators against a receipt/exhibit number…13
The MPS recognises the importance of a distinction between reference
materials that refresh the memory of matters that were within an officer’s
own knowledge at the time of an incident, and materials that relate to
matters outside of this knowledge.
The MPS accepts that ideally, officers should not be exposed to the latter
and in the interests of developing best practice, we are currently in a
dialogue with the NPCC regarding this matter. The NPCC is also
considering the APP guidance on this issue, particularly in relation to
body worn video (BWV) material.
Further development of best practice has already lead the MPS to direct
the post incident manager (PIM) to consult with the DPS and the IPCC to
decide on what reference materials are proposed to be used by officers
when giving their accounts. The PIM is also trained to record his or her
decision and reasoning to further promote transparency.
……
…….Signed
…11th November 2015……Dated
Commander David Musker
Metropolitan Police Service
………
….Signed
…11th November 2015…Dated
Deputy Chief Constable Simon Chesterman QPM
National Police Chiefs’ Council
13 APP Post Deployment: 8.2
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