Prevention of Future Deaths reports · 2021
Regulation 28 report to prevent future deaths, reference 2021-0056, written 2 Mar 2021. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.
| Date of report | 2 Mar 2021 |
|---|---|
| Reference | 2021-0056 |
| Deceased | Martin Sullivan |
| Coroner | Andrew Bridgman |
| Coroner area | Manchester South |
| Category | Emergency services related deaths (2019 onwards) |
| Source | judiciary.uk record · original PDF |
| Responses published | 2 |
Text extracted from the PDF text layer. Reproduced verbatim, including the scan's own layout.
REGULATION 28: REPORT TO PREVENT FUTURE DEATHS REGULATION 28 REPORT TO PREVENT FUTURE DEATHS THIS REPORT IS BEING SENT TO: 1. , Chief Executive, NHS England NHS England, PO Box 16738, Redditch, B97 9PT. 2. The CEO, NHS Stockport Clinical Commissioning Group, 4th Floor, Stopford House, Stockport SK1 3XE. 1 CORONER I am Andrew Bridgman, Assistant Coroner, for the coroner area of Manchester South. 2 CORONER’S LEGAL POWERS I make this report under paragraph 7, Schedule 5, of the Coroners and Justice Act 2009 and regulations 28 and 29 of the Coroners (Investigations) Regulations 2013 3 INVESTIGATION and INQUEST On 25.11.19 an investigation commenced into the death of Martin Keith Sullivan who died on 24.11.19, aged 15 years. The investigation concluded on 27.01.21. The medical cause of death was 1a Multiple organ failure The conclusion was Natural causes. Martin’s death could possibly have been averted had he received medical attention. The opportunity for Martin to receive such attention was denied by reason of, a) the failure of the MPDS algorithm and/or call handler script to identify the severity of Martin’s condition as life-threatening and needing a Category 1 response, i. probably on the first 999 call ii. certainly, on the second 999 call b) the inability that morning for NWAS to meet Category 2 response times c) a (policy) failure for the NWAS EMD call handler to enquire as to the possibility of taking Martin direct to hospital on both 999 calls. 4 CIRCUMSTANCES OF THE DEATH Martin was born on 29 July 2004. Martin was diagnosed with asthma in 2009 – so aged 5 years. His condition was well controlled by his GP practice. It did not interfere with his life. In 2013 he was admitted overnight following an acute exacerbation. In 2016 Martin suffered another acute episode, he attended A&E – was stabilised and 1 discharged home the same day. The events leading to Martin’s death began at about 5.50am on 24.11.19 when Martin was woken by difficulty in breathing – an indication on the evidence of a Paediatric Consultant that this was a severe attack. Martin was unable to control this with his Ventolin inhaler and woke up his father at about at 6.00am. They continued to try to manage the asthma attack with the Ventolin inhaler. At 06.16am Martin’s father called 999. The EMD followed the MPDS script and Martin was prioritised as Category 2; as Martin was breathing (described by his father as breathing heavy) and alert. Martin entered Category 2 on the answer that he had difficulty breathing between sentences. Again, the Paediatric evidence was that this was indicative of a severe attack. The EMD was told that Martin’s inhalers were not helping. Martin was also clammy – which in addition to the description of breathing description was indicative of a greater degree of severity. At that time there were 39 unallocated Category 2 calls. Martin’s father was not told that the service was very busy; he was not asked about the possibility of taking Martin to hospital. Martin’s condition worsened. Martin’s father re-called 999 at 06.33am. The script was followed again. Martin was again prioritised as Category 2. On this occasion Martin’s father was told that the service was extremely busy; he was not asked about the possibility of taking Martin to hospital. After about 15-20 minutes (some 30-35 minutes from the first 999 call) Martin’s father decided that he could no longer wait for the ambulance. At about 6.50am he drove Martin the short 10 minutes journey to Tameside General Hospital. As they arrived at the hospital Martin became unresponsive. Martin was admitted immediately from the car to the A&E resuscitation room at about 7.00am. CPR was commenced and all attempts at resuscitation continued until 8.23am. Martin was certified dead at 8.23am on 24.11.19. 5 CORONER’S CONCERNS During the course of the inquest the evidence revealed matters giving rise to concern. In my opinion there is a risk that future deaths will occur unless action is taken. In the circumstances it is my statutory duty to report to you. The MATTERS OF CONCERN are as follows. – 1. The MPDS script and algorithm, it seems, were inadequate in this instance to recognise the life-threatening situation that Martin was in. On the Paediatric evidence this acute attack was only going to end in one way without medical intervention. The evidence before me was that delay in treatment is the main cause of asthma deaths in children. The algorithm does not account for the cumulative effect of more than one symptom. In this instance; difficulty breathing between sentences, clammy/sweaty and changes in colour. The Paediatric evidence was that these symptoms in a well-controlled asthmatic whose home remedies are not working are indicative of a severe and life threatening condition. 2. Rule 6 of the MPDS Protocol recognises that asthma patients are generally very experienced in managing their disease. Noting that statements such as can’t breathe and unable to breathe or a similar description should be considered as 2 ineffective breathing. Ineffective breathing eliciting a Category 1 response. It is not clear whether this requires a direct question from the EMD or whether it falls into the volunteered category of factors. There was no direct question from the EMD in this case. Given the significance of breathing problems in an asthma attack, and the inevitable progression without intervention, it is imperative in my view that the script seeks more detail and should not rely on information being ‘volunteered’. 3. This was clearly a busy shift for NWAS, notwithstanding that the service was at 97% of commissioned capacity. 111 ambulances instead of 112 – having increased from 67 circa one hour previously, and it is likely that crisis was probably building from the reduced numbers of ambulance over the earlier period. The EA that eventually arrived was outside the 90th percentile target of 40mins. There is a clear history of NWAS being unable to meet NHS Cat 2 target times, in particular during Qs 3 & 4. NWAS Annual reports 2018/19 Yearly Category 2 targets: mean - 24.14mins and 90% - 52.31, with increased times for Qs 3&4. The Category 1,3 &4 targets are generally well met. 2019/20 Yearly Category 2 targets: mean – 26 mins and 90% - 56.27 mins, with increased times for Qs 3&4. The Category 1,3 &4 targets are generally well met. I understand that resource funding was applied for in November 19 and has been utilised from February 2020. 4. The identified policy failure as at 3c) above is being dealt with separately with NWAS. 6 ACTION SHOULD BE TAKEN In my opinion action should be taken to prevent future deaths and I believe you have the power to take such action. 7 YOUR RESPONSE You are under a duty to respond to this report within 56 days of the date of this report, namely by 27.04.2021. I, the coroner, may extend the period. Your response must contain details of action taken or proposed to be taken, setting out the timetable for action. Otherwise you must explain why no action is proposed. 8 COPIES and PUBLICATION I have sent a copy of my report to the Chief Coroner and to the following Interested Persons namely, , parents of Martin Sullivan North West Ambulance Service Who may find it useful or of interest. I am also under a duty to send the Chief Coroner a copy of your response. 3 The Chief Coroner may publish either or both in a complete or redacted or summary form. He may send a copy of this report to any person who he believes may find it useful or of interest. You may make representations to me, the coroner, at the time of your response, about the release or the publication of your response by the Chief Coroner. 9 02/03/2021 Andrew Bridgman Assistant Coroner 4
2 responses published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.
FAO: Andrew Bridgman
HM Coroner
Manchester South
1
Stockport
SK1 3AG
Mount Tabor Street
Dear Mr Bridgman
22 nd April 2021
Re: Regulation 28 Report into the death of Martin Sullivan
We are writing in response to your Regulation 28 letter dated 2 March 2021 in relation to the death of
Martin Keith Sullivan. We note the areas of concern that you have raised and address each of them below.
In preparing this response we have liaised with NWAS to provide additional information and context to the
matters of concern. At this time, as Commissioners, we also wish to formally take the opportunity to
express our deepest sympathies to Martin’s family in addressing the concerns you have raised.
1 . and 2. The MPDS Algorithm and Rule 6
The choice of which clinical decision support tool to operate in the 999 environment lies with NWAS as the
ambulance service provider. MPDS is an internationally developed and accredited tool provided by the
International Academies of Emergency Dispatch (IAED) and is used by several UK ambulance services. The
outcomes reached after MPDS assessment are aligned to the ambulance response categories. These are
nationally determined and not set by NWAS or commissioners.
The identification of ineffective breathing, which would receive a Category 1 response, is an ongoing
challenge to all ambulance services. Historically call takers were required to remember phrases or words
given by the caller that indicated the patient was suffering from ineffective breathing.
NWAS established an internal task and finish group in 2019 to understand the issues in more detail and to
feed into the national review process. On reviewing the outcomes of this task and finish group NWAS
decided that further work was still required to further improve the identification of ineffective breathing
and there was wider recognition of the issue. This has been taken forward nationally as this is a theme
raised by all Ambulance Trusts utilising MPDS. NWAS, alongside other ambulance trusts, are part of a
national working group to agree revisions to MPDS standards, including the identification and recognition
of the importance of ineffective breathing.
A series of actions were taken in January 2020 to further improve the responsiveness to calls involving
ineffective breathing and are summarised as follows: -
•
training of all their call takers, along with issuing operational educational bulletins and
1:1
introducing an electronic ‘pop up’ to aid call takers in identifying ineffective breathing
• Staff bulletins issued to reinforce where and how ineffective breathing should be identified
Further and ongoing thematic analysis and reporting
• A review and reissuing of training packages
•
• NWAS developed a simulation-based online training platform, which is waiting to go live, coupled
within a focused communications campaign within each of the NWAS Emergency Operations
Centres (EOCs)
Progress against these actions is regularly reviewed at each monthly meeting of the commissioner-led
Regional Clinical Quality Assurance Committee (RCQAC) to ensure that actions continue to be taken, and to
support NWAS in national discussions on the ineffective breathing MPDS algorithm and working closely
with the IAED to establish best practice for the identification of ineffective breathing and developing
processes that will further reduce future risk.
The current position is that as of January 2021 NWAS perform similarly to other ambulance services in this
regard and are not a national outlier in recognition of ineffective breathing.
3. Service Performance and Contracting
In terms of addressing your concerns regarding the performance of the service we felt it would be helpful
to compare NWAS performance against the other ambulance trusts for the time in question. In the week in
which the incident occurred no ambulance service nationally achieved the Category 1 mean response
standard, and only 2 of the 11 trusts achieved the Category 2 mean response standard. Included in the
appendix is a visual representation based on national data that shows this position.
All ambulance trusts principally achieve the Category 1 90th percentile standard, but again only 2
ambulance trusts achieved the Category 2 90th percentile standard in the week in question. This highlights
the significant operational pressures all ambulance services were facing at the time and the challenges
adapting to the new service models needed for the Ambulance Response Programme (ARP) approach
nationally adopted in August 2017 (Appendix 1).
In terms of addressing your concerns regarding the funding that is placed to allow NWAS to deliver the
service, we have summarised the contacting process as follows. On an annual basis, in line with the
requirements of the annually published NHSE/I Planning Guidance, discussion meetings are held between
commissioners and NWAS. Their purpose is to negotiate and agree the contract both in terms of cost,
volumes of activity based on previous funding levels, achievement of performance standards and agreed
internal transformation plans in line with the national Planning Guidance requirements.
The starting point for this is the historical cost of the service, any anticipated increases in overall demand
for the service, how the demand is balanced across the acuity of patients and how NWAS respond to the
demand managing incidents appropriately. This covers increasing the number of options for patients who
would elicit a Hear and Treat and/or See and Treat response to reduce avoidable conveyance. These and
other initiatives are designed to ensure that the patient is directed first time to the most clinically
appropriate service (only in the cases where a category 1 or 2 response is not clinically indicated). These
initiatives are designed to support improvement in ambulance response times and release increased
capacity for those patients who do require a category 1 or 2 response and conveyance to hospital. Having
agreed the contract, it is then a matter for the trust to determine, operationally, how it will respond to
demand and deliver the national standards expected of it. Over the course of each contract year
commissioners meet regularly with the trust to monitor levels of demand, performance being achieved and
patient safety, and there is a well-defined governance structure in place to enable this to happen.
The investment over recent years has been in response to changes in demand and the national Ambulance
Response Programme (ARP) standards that were introduced in August 2017. This replaced the previous
targets with a fairer system whereby ambulance trusts would be measured on both their mean and their
90th percentile performance for each category of patient. Commissioners have invested significantly in the
ambulance service since the introduction of the ARP standards.
The contract is based on achievement of the national ARP Targets at a North West level. This is in line with
national policy and remains the current position. We have set out below a summary of the investment
made by commissioners between 2016/17 to March 2019/20. This is summarised in table 1 below.
Table 1 – Commissioner investment agreed with NWAS
Total NWAS Funding Available
£
Year on Year Growth Growth since 2016/17
2016/17
2017/18
2018/19
2019/20
222,910,434
248,735,780
11.6%
261,393,154
283,349,758
5.1%
8.4%
27.1%
Note: The majority of the funding available to NWAS is for use by them in delivering front line services. A small
proportion of the overall funding is for specific use including funding such as Hazardous Area Response Teams (HART)
and targeted support over the winter periods.
At the point of contract agreement, it is then for NWAS to implement an approach that will deliver the
outcomes agreed, i.e. ARP standards. Commissioners do not specifically determine how many ambulances
they have, where these are distributed, what shift times they operate and so on. This level of operational
detail is down to internal NWAS planning and service delivery.
The specific point raised in your letter of NWAS seeking additional investment in November 2019 and being
utilised from February 2020 is not recognised by commissioners as an external funding issue. As stated
above it remains for NWAS to determine in year any shift in allocations of funding flexibly within and across
the Trust to maintain patient safety and achieve the national performance standards, performance, and
patient safety. Therefore, we are unable to comment further on the point made as this was not a request
made by NWAS to commissioners and our understanding is that this would be an internal operational
matter for NWAS.
We monitor performance by sector, sub-regional and on an overall regional trust performance daily. In
terms of the actual deployment of resources this remains as described a matter for NWAS to operationally
manage. We have asked NWAS to provide additional information on the activity on the day in relation to
resources deployed at trust sub-regional and sector level at the time of this tragic incident. On the day of
the incident at 06:22 between the first and second call NWAS had 162 incidents awaiting allocation – a high
number of which were C2. Of the 162 waiting incidents, 82 were in GM.
Planned resources are determined by NWAS and based on predicted activity for the particular day. Of the 6
ambulances on duty in the Oldham sector at 06:16, when the call for this patient was received, 1 was
unavailable in line with the Meal & Rest Break policy and finished shift at 06:30, and the remaining
resources were already committed to incidents. The 1 unavailable resource finished shift at 06:30 and after
the day shift commenced, was allocated to a longer waiting category 2 incident. A further 2 resources
cleared during the call cycle but were unavailable in line with Meal & Rest Break policy. Both of these
resources finished shift at 07:00.
The availability of resources to respond to the incident in question and any impact of the changing daily
profile is a matter for NWAS. However, the level of planned responding resources will vary due to the time
of day in relation to predicated levels of activity and the level of demand at different times of the day
(Appendix 2).
As commissioners we are responsible for holding NWAS to account for the achievement of the ARP
standards. In the monthly contracting meetings, we highlight any issues of performance and strive to work
with the trust to improve their performance, recognising any challenges and seek to agree remedial action
plans within the contract terms and conditions.
Following extreme pressure on the service in early November 2020 NWAS reviewed the effectiveness and
appropriateness of their Demand Management Plan (DMP) in place at the time and the triggers and actions
aligned to them.
The DMP was subsequently replaced with a new Patient Safety Plan (PSP) on 26th November 2020. The aim
of the PSP is to enable NWAS to respond earlier in terms of escalation in a timely and appropriate manner
to increased service pressure, enabling an NWAS wide response as soon as identified triggers are met.
The trigger thresholds from the DMP in many areas have been reduced to assist earlier implementation of
actions to reduce the number of calls waiting and improve service responsiveness. The PSP is more
interactive with the local health care economy as well as internally across NWAS, including NHS 111 and
Patient Transport Service.
In conclusion we acknowledge the findings made at the Inquest that there were issues with the
prioritisation of the call and that on the day NWAS were unable to allocate resources to ensure Martin
received care within the ARP target time. In our response we have sought to provide additional details and
information to give assurance that there is and has been active, detailed work undertaken to address a
nationally recognised challenge in relation to the identification of patients with ineffective breathing. This
work continues and receives regular oversight through our clinical governance and quality interactions with
the trust. In addition, we have sought to provide more detailed information with regards to the funding of
NWAS and the contractual relationship between commissioners and the trust.
Yours sincerely
Director of Ambulance Commissioning (North West)
Hosted by NHS Blackpool CCG
Appendix 1
Visual representations of performance achieved nationally by ambulance trusts in the week in which the incident occurred.
Appendix 2
Hour
of
Day
NWAS & GM Staffing levels for Sunday 24th November 2019
0600
0700
0800
0900
1000
1100
1200
1300
1400
1500
1600
1700
1800
TOTAL
GM Rostered
59.8
59.0
78.0
84.8 100.5 105.5 116.0 121.0 122.5
123.5
120.5 120.3 124.7 1,336.1
GM Planned
58.3
60.4
77.0
83.3
97.5 102.5 111.0 116.5 118.0
118.8
115.3 115.3 116.7 1,290.4
GM VAS / PAS
1.0
1.0
2.0
3.0
5.0
7.0
8.0
8.0
8.0
8.0
8.0
8.0
8.0
75.0
Difference
-0.5
2.4
1.0
1.5
2.0
4.0
3.0
3.5
3.5
3.2
2.8
3.0
-0.0
29.4
Hour
of
Day
0600
0700
0800
0900
1000
1100
1200
1300
1400
1500
1600
1700
1800
TOTAL
NWAS
Rostered
NWAS
Planned
NWAS VAS /
PAS
181.8 189.0 236.5 245.3 278.0 294.5 313.5 322.5 338.0
339.0
335.0 335.8 337.7 3,746.6
172.6 183.5 229.4 238.3 268.5 286.0 302.0 310.4 325.5
326.8
322.3 323.3 319.8 3,608.2
2.0
1.0
2.0
3.0
8.0
13.0
15.0
15.0
15.0
15.0
15.0
15.0
15.0
134.0
Difference
-7.2
-4.5
-5.1
-4.0
-1.5
4.5
3.5
2.9
2.5
2.7
2.3
2.5
-2.9
-4.4
Rostered = Covering every shift for the full length of the shift. I.E. 100% staffing.
Planned = This level is Rostered minus the following: Vacancies, abstractions (such as Annual Leave, Sickness, any
training or stand downs), shift swaps or any other reason why a member of staff is not on their shift for that day.
Then Plus the following:
Relief staff to back fill abstractions (such as Annual Leave, Sickness, any Training, etc.), plus Overtime, plus Private and
Voluntary ambulance vehicles.
This level is the Planned level and is the best that the rostering teams as able to produce with the staff available to them.
This is the final level that is provided to EOC in advance.
Actual - This is the Planned level minus any last minute ("On the Day") downtime or changes, such as: Lateness, no
vehicle available, late notice sickness, meal / rest breaks, etc. This level is only available from the CAD systems and is not
in this report.
The planned data for this report has been taken from GRS using the attached SQL. The Rostered level was taken from
the Second script. These are both long standing scripts for calculating Planned and Rostered levels. Calculating a
historical Rostered does mean that it can be affected by any changes made by the Rostering staff.
The information in this report is reliant on the accuracy of the information entered into GRS and is accurate to GRS as at
09:00 14/04/2021.
Mr Andrew Bridgman,
Assistant Coroner
Coroner’s Court
1 Mount Tabor Street
Stockport
SK1 3AG
Professor
Medical
National
Director
Skipton
House
80
Road
SE1
6LH
London
4th June
2021
Dear Mr Bridgman,
Re: Regulation 28 Report to Prevent Future Deaths – Martin Keith Sullivan
(24 November 2019)
Thank you for your Regulation 28 Report dated 2 March 2021 concerning the death
of Martin Sullivan on 24 November 2019. Firstly, I would like to express my deep
condolences to Martin’s family.
The Regulation 28 Report concludes Martin Sullivan’s death was a result of multiple
organ failure.
Following the inquest you raised concerns in your Regulation 28 Report to NHS
England regarding the MPDS script and algorithm.
MPDS has been in operation across the world triaging millions of 999 calls since
1979. The International Academy Emergency Despatch continually reviews and
updates the 36 protocols covering the full range of emergency call reasons from
Abdominal Pain and Burns to a specific pandemic protocol. One of the fundamental
principles of the triage tool is the identification of priority symptoms such as choking
or breathing problems. The MPDS algorithm, where applicable, does combine
answers to questions to determine a higher level of acuity. Emergency Medical
NHS England and NHS Improvement
Despatchers (999 call handlers or EMDs) are trained to elicit the main reason for the
emergency call using a number of different methods, set out below.
The case entry process establishes the main reason for the emergency call and is
referred to as chief complaint selection (this is which of the 36 protocols to choose);
it is also designed to elicit the level of consciousness and breathing status. This
leads to the early identification of patients in, or at risk of, airway obstruction, life
threatening breathing compromise, and cardiac arrest.
The use of an open-ended question at the beginning of the call has been proven to
elicit an appropriate response from the caller to enable appropriate categorisation.
“Tell me exactly what’s happened?” gives the caller the opportunity to state why they
have called. This information is combined with the responses to specific questions
about breathing.
The understanding of ineffective breathing and its trigger phrases is a crucial part of
using the MPDS system, and EMDs must have a thorough understanding of what
ineffective breathing means. In the context of a patient with severe respiratory
distress, on most occasions the caller will answer with some form of description of
the breathing problem. Research of millions of emergency calls led to the
development of trigger phrases, or any reasonable alternatives, as descriptors for
ineffective breathing. The eight phrases cover a wide spectrum of life threatening
respiratory compromise from ‘turning blue’, ‘barely breathing’ to ‘can’t breathe at all’.
These patients are recognised as fighting for air and have ineffective breathing. If a
description of the patients breathing is not offered as part of “Tell me exactly what’s
happened” it is then directly asked in case entry, is s/he breathing?”
EMDs are trained in active listening, and it is vital they use this skill throughout the
entirety of the call for any information that is offered; this may be additional
information relevant to a previous answer which could indicate deterioration or
provide the answer to a later question that does not now need to be repeated. The
identification that the patient has asthma is of relevance to identifying ineffective
breathing, as the threshold for asthma patients to be identified as ineffective
breathing is lower. Rule 6 protocol 6 sets out very clearly:
Asthma patients are usually very experienced in managing their disease.
When the status of these patients is reported “Can’t breathe”, “Unable to
breathe”, or similar description this should be considered INEFFECTIVE
BREATHING
It is not the case that the system is relying on the information being
offered/volunteered but rather that the questions within Protocol 6 will elicit the
information required. It is in response to both the open and closed questions that
the EMD must recognise ineffective breathing in a patient with asthma. When
applied correctly this is a very reliable method of determining life threatening
respiratory distress including life threatening asthma. Any patient who is identified
as ineffective breathing should receive a category 1 response. Acute severe asthma
NHS England and NHS Improvement
is allocated a category 2 emergency response. This reflects the absolute urgency for
patients with ineffective breathing.
As per MPDS procedure, any patient with severe breathing problems who is at risk
of deterioration the EMD is required to stay on the line and monitor for deterioration.
Information gained during this period should be triaged accordingly; additional
information such as “he can’t breathe properly” (Rule 6 for Asthma patients) should
be upgraded to a category 1 response.
For the reasons set out above, it is the view of NHS England and NHS Improvement
that the algorithm, when used correctly, does identify life threatening asthma and will
result in a Category 1 response.
In order to ensure that the process of identifying ineffective breathing is embedded
within all ambulance services NHS England and NHS Improvement will hold a
learning event with all ambulance services, inviting the involvement of triage system
providers, to share best practice and ensure ambulance services are enabled to
utilise the triage systems safely and effectively.
Thank you for bringing this important patient safety issue to my attention and please
do not hesitate to contact me should you need any further information.
Yours sincerely,
Professor
National Medical Director
NHS England and NHS Improvement
NHS England and NHS Improvement
See every Prevention of Future Deaths report matching Emergency services related deaths (2019 onwards), and how often a new one appears.
What would an alert for this have sent me? Search the full text
Free to try — the preview shows the real matches and how many arrived in the last 12 months. Your first email alert is free.
These reports are published by the Chief Coroner's office at judiciary.uk and are © Crown copyright. The text here is reproduced from the published PDF so it can be searched. If something on this page is wrong, or you are a person named in it and want it reviewed, email drcjar@gmail.com and we will act promptly.