Prevention of Future Deaths reports · 2013

Simon Sankey

Regulation 28 report to prevent future deaths, reference 2013-0361, written 27 Dec 2013. A coroner writes one of these when an inquest reveals a risk that could cause further deaths unless something changes.

Date of report27 Dec 2013
Reference2013-0361
DeceasedSimon Sankey
CoronerMary Hassell
Coroner areaInner North London
CategoryMental Health related deaths
Sourcejudiciary.uk record · original PDF
Responses published2

The report

Text recovered by OCR from a scanned PDF. OCR is imperfect: check anything you rely on against the source PDF. Reproduced verbatim, including the scan's own layout.

REGULATION 28: REPORT TO PREVENT FUTURE DEATHS (1)

NOTE: This form is to be used after an inquest.

REGULATION 28 REPORT TO PREVENT FUTURE DEATHS

THIS REPORT IS BEING SENT TO:

1. Mr Simon Barber, Chief Executive, 5 Boroughs Partnership NHS
Foundation Trust, Hollins Park House, Hollins Lane, Winwick,
Warrington, WA2 8WA.

CORONER

I am Alan Peter Walsh, Area Coroner for the Coroner Area of Manchester West

CORONER'S LEGAL POWERS

I make this report under paragraph 7, Schedule 5, of the Coroners and Justice
Act 2009 and regulations 28 and 29 of the Coroners (Investigations) Regulations
2013.

INVESTIGATION and INQUEST

On 10" July 2013 I commenced an investigation into the death of Howard
Simon Sankey otherwise known at Howard Simon Gee, Aged 29 years, born on
the 12 December 1984.

The investigation concluded at the end of the Inquest on the 12" December
2013.

The medical cause of death was 1a) Suspension by Ligature.

The conclusion of the Inquest was Howard Simon Sankey took his own life.

CIRCUMSTANCES OF THE DEATH

previously resided a , Leigh and they had a son
EE Dorn in 2012.

The deceased was separated from [EEE who continued to reside atl
Leigh, and in July 2013 he was residing with his mother at

ES (='ct.

On the 4" July 2013 the deceased had stayed overnight at
Leigh and at or about 14:15 hours on that day he was found, having died,
suspended by a ligature attached to a ceiling metal support in the garage at the
address leaving a note indicating his intention to end his life.

The deceased had a volatile — with with whom he had

On the 1* July 2013 the deceased had attended his General Practitioner, Dr

at the Dr Alistair Partnership, Atherton with a fear that he had bi -
polar disorder and he described a long history of erratic mood swings and
impulsive behaviour. Dr §iireferrea the deceased to the Gateway and Advice
Service, Leigh which is also known as the Wigan Assessment Service
(hereinafter referred to as Gateway) based at Claire House Heaith Centre,
Phoenix Way, Lower Ince, Wigan. Drill used a form headed “Gateway and
Advice Service, Leigh Screening and Referral Form” to submit the form by fax.
In completing the form D made some mistakes, including the deceased’s
previous name of Howard Gee and the wrong address, but the contact
telephone numbers on the form were correct. The contact telephone numbers
referred to the deceased’s and his mother’s mobile telephone numbers. In the
risk factors section of the Form Dr stated “no home, living with mother as
a temporary measure. Please contact patient today via his mother’s mobile
phone.” The Form was sent to Gateway by Dr by fax on the 2" July 2013
at 08.35 hours.

Gateway is part of 5 Boroughs Partnership NHS Foundation Trust and is based
at Claire House Health Centre, Phoenix Way, Lower Ince, Wigan. It is a single
point of access into secondary mental health services providing specialist mental
health assessment, advice and signposting for adults suspected to be suffering
from moderate to severe mental health problems.

Gateway has four categories of urgency namely :-

1. Accident and Emergency Department - to be seen immediately.
2. Emergency ~ appointment will be offered within a maximum of 24 hours

of the referral.

3. Urgent — an appointment will be offered within a maximum of 72 hours
of the referral.

4. Routine — an appointment will be offered within 10 days of the referral.

The categorisation of a referral is done by an Administration Assistant with no
training or experience of risk assessment and the Assistant prepares the
referrals into hard copy files which are placed in piles relating to each category
for a Senior Nurse Practitioner to contact the service user. There is no sifting
procedure by the Senior Nurse Practitioner to prioritise individual cases within
each category and there is no immediate check or review of the categorisation
following the decision made by the Administration Assistant.

At the time of the referral relating to the deceased there was only one Senior
Nurse Practitioner on duty at any one time although on occasions there may
have an additional member of s duty in the team dealing with referrals.
Notwithstanding the fact that Dr| requested contact “today” the deceased
was categorised as a Routine referral and handed to the Senior Nurse
Practitioner as a Routine referral.

The procedure in relation to handling a referral is referred to in written
Operational Guidance, which provides that after receipt by Gateway, the
referral should be logged on to the OTTER system (Electronic Patient Record
Computer System) by the Administration Assistant stating the priority deemed
by the referrer, the priority allocated by the screening practitioner and the
clinical rationale for the allocated response time. The referral should be passed

to the Senior Nurse Practitioner within 30 minutes of it being logged on to the
system and the Senior Practitioner should review the information and/or carry
out a telephone screening with the referrer or individual referred in order to
make a reasonable assumption about the level of service priority. The evidence
at the Inquest was that the above procedure was not followed by Senior Nurse
Practitioners in relation to the deceased or any other referred cases.

In relation to the deceased the referral was entered on to the OTTER system at
10.00 hours on the 2" July 2013 and the referral was allocated to the Senior
Nurse Practitioner at 10.10 hours on the same date. The referral was not
reviewed by the Senior Nurse Practitioner and there was no attempt to carry out
a telephone screening with the referrer or the deceased until 19.36 hours on the
2™ July 2013. The OTTER system showed that the Senior Nurse Practitioner
acknowledged the referral at 19.34 hours and telephoned the deceased using
the deceased mobile telephone number at 19.36 hours. The Senior Nurse
Practitioner did not follow the instruction on the referral form to contact the
deceased via his mother’s mobile phone, which was correctly stated on the
referral form. There was no reply from the deceased’s mobile telephone but the
Senior Nurse Practitioner did not make any further telephone calls either to the
referrer or the mother’s mobile telephone and no further contact was attempted
by Gateway until the deceased himself telephoned Gateway at 16.00 hours on
the 3" July 2013.

When the deceased telephoned Gateway at 16.00 hours on the 3 July 2013 he
spoke to a Senior Nurse Practitioner who reassessed his case as an Urgent case
and he was given an appointment to attend Claire House Health Centre to see a
Senior Nurse Practitioner on the 5” July 2013 at 11.30 hours. The evidence at
the Inquest indicated that the deceased had been offered an appointment on
the 4" July 2013 but the deceased wanted to speak to his mother prior to the
appointment and he agreed the appointment on the 5" July 2013.

In the meantime the deceased died on the 4" July 2013 prior to the allocated
appointment.

CORONER'S CONCERNS

During the course of the inquest the evidence revealed matters giving rise to
concern. In my opinion there is a risk that future deaths will occur unless action
is taken. In the circumstances it is my statutory duty to report to you.

The MATTERS OF CONCERN are as follows:

(1) During the Inquest evidence was heard that :-

i) The categorisation and allocation as between Emergency, Urgent
and Routine referrals is done by an Administration Assistant who
is not qualified nor trained to carry out such duties. The
Administration Assistant enters the service user on to the OTTER
system with the category of urgency and the hard copy file is
delivered to the Senior Nurse Practitioner including details of the

referral which should be acknowledged by the Senior Nurse

Practitioner within 30 minutes of receipt.

ii) There is no review of the hard copy file, the referral form or the
entry on the electronic patient record to enable a review of the
category of urgency assessed by the Administration Assistant.
Furthermore there is no action taken by the Senior Nurse
Practitioner to prioritise referrals within each category to identify
the more urgent cases within each category to ensure contact
with the service user within the most appropriate time for that
service user.

ii) The OTTER system provides a list of all referrals in date and time
order identifying the category of urgency but the list is not
available to each Senior Nurse Practitioner and the list is only
available to the Manager of the team.

At the time of the referral relating to the deceased only one
Senior Nurse Practitioner was on duty at any one time dealing
with all referrals. The Gateway Team has 16 members who are
engaged in different duties and many of the duties are out of the
office. The Senior Nurse Practitioner on duty deals with all
written or faxed referrals, including Emergency, Urgent and
Routine referrals together with all telephone referrals and other
request to Gateway either by telephone or by personal
attendance. There are 500 to 600 recorded referrals to Gateway
each month so that there are 25 to 30 referrals each working
day.

Evidence was given at the Inquest that a new team has been
established at the Hospital to deal with referrals through the
Accident and Emergency Department at the Hospital and an
additional member of staff now works with the Senior Nurse
Practitioner in relation to other referrals but there is still a very
high and unpredictable workload for the Senior Nurse Practitioner
each day.

v) When a service user is not contacted or when an attempt to
contact has failed the hard copy file is put into a file tray to be
picked up whenever by another Senior Nurse Practitioner. There
is no system of reviewing the none contact referrals within an
appropriate and reasonable time. There is a handover from one
Senior Nurse Practitioner to another Senior Nurse Practitioner at
the end of each shift and there is a meeting each morning to
discuss outstanding cases but there is no system to ensure that
all outstanding cases are considered at the morning meeting and
there is no re-prioritisation of the cases to ensure that all service
users are contacted within an appropriate and reasonable period.
In the case of the deceased his referral was not discussed at the
morning meeting on the 3 July 2013 after contact had failed at
19.36 the previous evening and his referral had not been
reviewed by any Practitioner prior to his telephone call at 16.00
hours on the 3” July 2013.

vi) The evidence at the Inquest revealed in effective management of
the Team to co-ordinate and allocate resources to deal with an

unpredictable number of referrals each day. The list of referrals
in date and time order prepared by the computer system is only
accessible to the Team Manager who did not appear to share the
information on the list with Senior Nurse Practitioners to ensure
that any delays in contact with a service user would be actioned
and reviewed taking account of the date and time of the referral.

2. I have concerns with regard to the 5 Boroughs Partnership NHS
Foundation Trust, particularly the Gateway Team, in relation to:

i) The categorisation and allocation of referrals by an
Administration Assistant who has insufficient knowledge
and who is not trained to make such important decisions

The prioritisation of each referral to ensure contact within an
appropriate and reasonable period of time having regard to the
urgency and merits of each referral.

ili) The system to ensure contact with service users within
appropriate time periods particularly when the initial contact with
the service user has failed.

iv) The systems and procedures to ensure contact with service users
within appropriate time periods following receipt of the referral
and the fact that the computerised list of referrals in date and
time order is not available to Senior Nurse Practitioners.

The ineffectiveness of handovers as between Senior Nurse
Practitioners and the ineffectiveness of the morning meetings to
review referrals particularly those referrals where the initial
contact with the service user has failed.

vi) The staffing levels on each shift, particularly having regard to a
large and unpredictable volume of referrals each day.

vil) The ineffective management of the team as a whole and in
particular Senior Nurse Practitioners to co-ordinate and allocate
resources to deal with the large volume of referrals within the
appropriate time period.

viii) The training of staff in relation to the written Operational
Guidance, which was not followed by any of the Senior Nurse
Practitioners who gave evidence at the Inquest, to ensure that
referrals are dealt with and service users are seen within
appropriate time periods.

ACTION SHOULD BE TAKEN

In my opinion urgent action should be taken to prevent future deaths and I
believe you and/or your organisation have the power to take such action.

YOUR RESPONSE

You are under a duty to respond to this report within 56 days of the date of this
report, namely by 21% February 2014. I, the Area Coroner, may extend the
period.

Your response must contain details of action taken or proposed to be taken,
setting out the timetable for action. Otherwise you must explain why no action
is proposed.

COPIES and PUBLICATION

I have sent a copy of my report to the Chief Coroner and to the following
Interested Persons

1. | mother of Howard Simon Sanke
SE Go in

2. EH the former Partner and Mother of
2012, the son of Howard Simon Sankey

I am also under a duty to send the Chief Coroner a copy of your response.

The Chief Coroner may publish either or both in a complete or redacted or
summary form. He may send a copy of this report to any person who he
believes may find it useful or of interest. You may make representations to me,
the coroner, at the time of your response, about the release or the publication
of your response by the Chief Coroner.

Dated Signed (}

27" December 2013 Alan Peter Walsh
Also filed under 2013-0361: Timothy-Clayton-2013-0558_Redacted.pdf
Regulation 28:  Prevention of Future Deaths report 

Timothy Patrick CLAYTON (died 10.11.13) 

THIS REPORT IS BEING SENT TO: 

1.  Mr Ian Learmonth QPM 

Chief Constable of Kent Police 
Kent Police Headquarters 
Sutton Road 
Maidstone 
Kent  ME15 9BZ 

1 

CORONER 

I am:   Coroner ME Hassell 
           Senior Coroner  
           Inner North London 
           St Pancras Coroner’s Court 
           Camley Street 
           London  N1C 4PP 

2 

CORONER’S LEGAL POWERS 

I make this report under the Coroners and Justice Act 2009,  
paragraph 7, Schedule 5, and  
The Coroners (Investigations) Regulations 2013, 
regulations 28 and 29. 

3 

INVESTIGATION and INQUEST 

Yesterday, the death of Timothy Patrick Clayton was reported to me. I am 
still  at  the  pre  investigation  stage  of  my  inquiries,  but  I  anticipate  that  I 
shall open an inquest touching Mr Clayton’s death. 

4 

CIRCUMSTANCES OF THE DEATH 

Just  before  1pm  yesterday  (Sunday,  10  November  2013),  one  of  my 
coroner’s officers alerted me to the death of Timothy Clayton.  He told me 
that  Mr  Clayton  had  been  brought  to  the  Royal  London  Hospital  by 
helicopter from Kent with a severe head injury, and that brain stem death 
tests  had  been  conducted  a  little  over  half  an  hour  before,  although  Mr 
Clayton was still being supported medically.   

1 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Police  enquiries  had  revealed  CCTV  of  Mr  Clayton  being  kicked  to  the 
head and body in a sustained attack.  My officer, 
, said that 
Mr Clayton’s family had given permission for organ donation and so I was 
being contacted in this respect. 

When a death is reportable to HM Coroner, the coroner has lawful control 
of  the  body,  and  so  his  or  her  permission  is  sought  before  any  organ 
donation.    The  coroner  does  not  give  consent  to  the  donation,  only  the 
individual himself by way of advance directive, or his family consulted at 
the  time  of  death,  can  do  that.    However,  after  consent  is  given,  the 
coroner may then raise an objection to donation.  If the coroner objects to 
donation, the donation cannot take place. 

Mindful  of  the  ongoing  police  investigation,  I  asked  that  the  Kent  Police 
senior  investigating  officer  (SIO)  telephone  me  to  discuss  the  proposed 
donation.    A  short  while  later,  the  detective  chief  inspector  in  charge  of 
the  investigation,  Paul  Fotheringham,  telephoned  me.    He  gave  me  an 
account of the investigation so far, and told me that Kent Police objected 
to organ donation going ahead, on the basis that this would compromise 
the criminal investigation.   

We talked through the matter at some length.  He was concerned that the 
organs  it  was  proposed  to  donate  (lungs,  kidneys,  small  bowel  and 
pancreas)  might  be  diseased  and  the  suggestion  be  made  that  this  had 
contributed to death.  I put it to him that if they were diseased then they 
would not be suitable for transplant.  He was further concerned that these 
organs  might  have  been  injured  by  the  attack.    Removal  of  them  would 
therefore deny us the ability to determine the medical cause of death.  I 
explained that the understanding that I had gained, was that Mr Clayton 
had  died  from  a  traumatic  head  injury,  and  therefore  the  organs  in 
question  would  not  take  us  any  further  forward  in  determining  medical 
cause of death. 

that  we  work 

 that I saw no reason to object to the donation.  I 
I told 
suggested 
facilitate  donation  without 
compromise  to  the  homicide  investigation.    I  offered  my  assistance,  for 
example,  I  authorised  the  taking  of  photographs  before  donation.    The 
detective chief inspector remained very firmly opposed to donation.   

together, 

to 

I  suggested that  he  contact  the forensic pathologist  who  was  to  perform 
the post mortem examination and then, having spoken to him or her, ask 
that pathologist to telephone me.  I asked 
 to ascertain 
from  Mr  Clayton’s  treating  clinicians  the  nature  and  extent  of  the  head 
injury. 

A little while later, I was telephoned by 
pathologist on call this weekend.  
donation.  
with it the potential to lose some evidence, and he advised against it.   

, consultant forensic 
 and I discussed the proposed 
s view was that going ahead with the donation carried 

2 

 
 
 
 
 
 
 
 
   gave  me  a  thoughtful  analysis,  suggesting  that  if  the  organs 
were  donated,  we  might  not  discover  whether  any  of  these  organs  had 
sustained  contusions  in  the  kicking  that  was  apparently  discernible  on 
CCTV.    I  asked  him  how  much  further  forward  the  discovery  of  a 
contusion  (that  presumably  did  not  significantly  affect  function  or  the 
organs would not be suitable for donation) would really take us, given the 
nature of the CCTV (showing one person kicking Mr Clayton repeatedly) 
and most especially given that cause of death appeared to be a traumatic 
head injury.   

He felt that this was really a legal question, and also explained that he did 
not have any detailed information on the clinicians’ view of medical cause 
of death or the extent of Mr Clayton’s head injury. 

Having gone through the matter together carefully, 
 remained of 
the  view  that  there  was  a  risk  of  losing  some  evidence  by  allowing 
donation but, in response to my direct question as to whether he viewed 
allowing  donation  to  go  ahead  as  foolhardy,  he  replied  that  he  did  not.  
He told me that he recognised that this was a balancing act, and that the 
decision was mine. 

The  decision  before  me  seemed  a  difficult  one.    I  was  inclined  towards 
donation,  but  I  thought  it  would  be  helpful  to  articulate  my  thoughts  by 
running  through  the  scenario  with  another  senior  coroner,  and  so  I 
telephoned a colleague in a different part of the country.  I wanted to be 
sure  that  I  had  considered  all  angles  before  coming  to  my  conclusion.  
Again, we spoke at some length. 

  He re-emphasised that his duty 
I then spoke again to 
was  to  ensure  an  effective  investigation/prosecution,  and  he  once  again 
voiced  his  objection  to  donation.    I  requested  that  he  ask  Mr  Clayton’s 
treating consultant to telephone me. 

I  was  then  called  by 
  is  a  consultant  in  critical 
care and renal medicine, and he explained that he was responsible for Mr 
Clayton’s care.  He told me that there was absolutely no doubt in his mind 
about  the  cause  of  Mr  Clayton’s  death.    This  was  an  unsurvivable 
traumatic head injury.  He said that the head injury was massive, and that 
he  was  not  sure  when  he  had  seen  a  head  injury  of  this  magnitude,  in 
spite of his role at the trauma centre of the Royal London Hospital. 

I thought very carefully about all the evidence that had been presented to 
 once more 
me and I made my decision.  I telephoned 
and told him that I would not raise any objection to donation.   

Once again I went through my responsibilities with him, re-iterating that I 
wanted  to  guard  against  the  failure  of  a  proper  conviction  or  a  proper 
acquittal because of any compromise by organ donation.  I told him that, 

3 

 
 
 
 
 
 
 
   
 
 
 
 although  I  completely  took 
  point  that  some  evidential  detail 
might be lost by organ donation, I did not believe that this would impact 
upon  the  proper  exploration/prosecution  of  any  person  potentially 
responsible for Mr Clayton’s death.   

I asked that the following steps be taken: 

1.  an immediate whole body scan; 
2.  photographs before organ retrieval; 
3.  the forensic pathologist to be offered the opportunity to be present 

at organ retrieval; 

4.  the transplant surgeon(s) to document all findings at retrieval. 

I  telephoned  my  coroner’s  officer  and  explained  my  decision.    My 
involvement in the matter that day concluded at around 4pm.  However, I 
received  a  telephone  call  at  5.30pm  from 
introduced  herself  as  the  specialist  nurse  for  organ  donation  with 
responsibility for this matter.  She had spent much of the day working with 
Mr Clayton’s family on the potential donation. 

.   

She  told  me  that,  quite  literally  as  Mr  Clayton’s  family  were  leaving  the 
hospital,  the  Kent  Police  family  liaison  officer  (FLO)  stopped  them  and 
told  them  that,  if  they  allowed  the  organ  donation  for  which  they  had 
already given their written consent to go ahead, the person who had killed 
Mr  Clayton  might  not  be  convicted  (I  paraphrase).    Apparently  the  FLO 
had been instructed to have this conversation by 

.   

Mr  Clayton’s  family  had  hoped  that  some  good  could  come  from  Mr 
Clayton’s very untimely death.  They had firmly indicated that they wanted 
organ donation to go ahead, and were apparently devastated at the news 
that  donation  would  compromise  the  homicide  investigation.    They  felt 
they had no choice but to withdraw their consent to organ donation.   

The organ donation did not, therefore, go ahead. 

5 

CORONER’S CONCERNS 

My inquiries have revealed matters giving rise to concern.  In my opinion, 
there  is a  risk  that future  deaths  will  occur unless action  is taken.  In  the 
circumstances, it is my statutory duty to report to you. 

The MATTERS OF CONCERN are as follows.  

1.  Kent Police approached Mr Clayton’s family to consider a decision 
that is, by law, conferred upon HM Coroner.  This action placed Mr 
Clayton’s  family  in  desperately  difficult  and  desperately  painful 
position.  Having already given their consent to donation, they  

4 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 were  asked  to  go  back  on  this  and  to  make  a  further  decision 
based upon the likely success of prosecution of Mr Clayton’s killer, 
rather 
trained, 
experienced, dispassionate judge – the coroner.   

this  separate  decision  resting  with  a 

than 

This must have added horribly to their distress, and it was a wholly 
improper burden to place upon them. 

2.  As the coroner with responsibility for this matter, I did not make the 
decision not to object to organ donation on a whim.  I did so after a 
great deal of discussion and thought.   

Though  I  am a  senior coroner with  particular  experience  of  organ 
donation, a subject on which I have lectured to doctors, nurses and 
police  officers  on  several  occasions,  I  nevertheless  sought  out  a 
senior  coroner  colleague  on  a  Sunday  afternoon,  to  try  to  ensure 
that I had not missed anything.   

I  was  transparent  in  my  thinking,  I  listened  carefully  to  all  advice, 
including that of the senior investigating officer, and I gave detailed 
reasons  for  my  decision.    Nevertheless,  that  police  officer  sought 
to subvert my judicial decision.   

He  did  not  ask  a  more  senior  police  officer  to  contact  me  to 
discuss  the  matter  further.    He  did  not  seek  to  challenge  in  a 
higher  court.    Instead,  he  effectively  reversed  the  decision  made 
by  a  judge  because  he  preferred  his own  view  of  the matter, and 
he did this by bringing pressure to bear on a grieving family.   

In short, a police officer has subverted the rule of law.   

You  may  be  surprised  that  I  write  to  you  about  this  matter  by  way  of  a 
prevention of future death (PFD) report.  I do so because in this instance, 
six organs were lost to their potential recipients - two lungs, two kidneys, 
a small bowel and a pancreas.  Six organs represents six lives. 

6 

ACTION SHOULD BE TAKEN 

In  my  opinion,  action  should  be  taken  to  prevent  future  deaths  and  I 
believe that you Kent Police have the power to take such action.  

7 

YOUR RESPONSE 

You are under a duty to respond to this report within 56 days of the date 
of this report, namely by 7 January 2014.  I, the coroner, may extend the 
period. 

5 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Your  response  must  contain  details  of  action  taken  or  proposed  to  be 
taken,  setting  out  the  timetable  for  action.  Otherwise  you  must  explain 
why no action is proposed. 

8 

COPIES and PUBLICATION 

I have sent a copy of my report to the following. 

  HHJ Peter Thornton QC, Chief Coroner of England & Wales 
, Chair of the IPCC 
 

(Independent Police Complaints Commission) 

, Kent Police and Crime Commissioner  

 
  Detective Chief Inspector 
 
 
 
 

, consultant forensic pathologist 

, regional lead for organ donation 
, specialist nurse for organ donation 

, consultant in critical care & renal medicine,  

, Kent Police 

Royal London Hospital 

I  have  not  sent  a  copy  to  Mr  Clayton’s  family,  because  that  seems 
inappropriate  only  a  day  after  Mr  Clayton’s  death.    I  appreciate  that 
immediate family members are properly interested persons and must, of 
course, see a copy of my report, but I should like to give them a little time 
to come to terms with their loss first. 

I  am  also  under  a  duty  to  send  the  Chief  Coroner  a  copy  of  your 
response.  

The Chief Coroner may publish either or both in a complete or redacted 
or summary form. He may send a copy of this report to any person who 
interest.  You  may  make 
he  believes  may 
representations to me, the Senior Coroner, at the time of your response, 
about  the  release  or  the  publication  of  your  response  by  the  Chief 
Coroner. 

it  useful  or  of 

find 

9 

DATE                                                   SIGNED BY SENIOR CORONER 

11.11.13 

6

Responses

2 responses published against this report on judiciary.uk. A response is a body's written reply to the coroner's concerns; publication is at the discretion of the Chief Coroner's office, so an absent response does not mean nobody replied.

Response from 5 Boroughs Partnership (PDF)
RECEIVED
24 FEB 2014

255 SF 99-29 Wy 20 we ae ae om,

| 5 Boroughs Partnership AVEKY

NHS Foundation Trust

Our Ref: SB/SA Chief Executive’s Office

Hollins Park House

Your Ref: APW/GEB/H.S-Sankey Winwick

Warrington

Cheshire

20 February 2014 WA2 8WA

Tel: 01925 664001

Mr A P Walsh Fax: 01925 664052
HM Coroner Email:

Great Manchester (West)
HM Coroners Court
Paderborn House

Civic Centre

Howell Croft North
Bolton

BL1 1JW

Dear Mr Walsh
Re: Howard Simon Sankey - deceased

Thank you for your fetter dated 27 December 2013 with regards your findings into the
death of Mr Howard Simon Sankey and the directions given under Regulations 28
and 29 of the Coroners (Investigations) Regulations 2013. | would like to advise you
of the actions the Trust has taken both since the inquest and since receiving your
letter.

Your letter specifically refers to your concerns about the management of referrals
received within the Trust's Assessment Team for Wigan and the apparent
ineffectiveness of the team in dealing with referrals appropriately; this included the
numbers of referrals being received by the Team, concerns regarding the staffing
levels and the unpredictable nature of the volume of referrals.

You were particularly concerned with whom within the team identified the priority for
the referral and whether this was the role of an administrative team member. You
also sought assurances about whether the team could action all referrals in line with
agreed timescales, as detailed in our Assessment Service Operational Guidance.
You were also concerned to know what actions were taken by Practitioners when a
service user was not contactable and how this was handed over to the following shift
to ensure appropriate action was taken.

Taking your points in turn, | can confirm the Trust have completed the following:

Chief Executive: Mr. Simon J. Barber
Chairman: Mr. Bernard Pilkington
Trust Headquarters, Hollins Park House, Hollins Lane, Winwick, Warrington, WA2 8WA
Mini Com Number 01925 664094

Matters of concern:

It is the referrer and not an administrator who categorises referrals. A system
is in place whereby administration staff place referrals in an appropriate tray
based on the referral priority provided by the referrer, who is usually a general
practitioner. Where no priority has been identified by the referrer this is now
brought to the immediate attention of the senior nurse practitioner on duty who
will review the referral and assign the appropriate clinical priority within a
maximum of 30 minutes of receipt.

The referral priority is identified on the referral form initially by the referrer.
This is placed in the appropriate tray by administrative staff as detailed above.
The senior nurse practitioner on duty is alerted to the receipt of the referral
and takes action to clinically review the information provided in order to
allocate an appropriate response time in accordance with the agreed
operational guidance. This action occurs within a maximum of 30 minutes of
receipt of referral. A number of options are available to the duty staff upon
review of the referral. This includes allocation of an emergency assessment if
deemed appropriate or a response time within the urgent or routine
categories. The electronic patient information system, Otter, is available to all
staff both clinical and administrative.

The service user information system, Otter, already records the date and time
of referral in addition to the referred and assigned priority. This information is
available to all staff in the assessment team and | apologise if this was not
made clear during the course of the inquest.

The work of the assessment team can be unpredictable due to the unplanned
nature of referrals. | can confirm that whilst at the time of the incident, the
team had gaps in staffing due to sickness and vacancies; the team is now fully
established. Sickness continues to be proactively managed at a local level and
monitored across the entire business stream in line with Trust policy. Staff
work to a rota that ensures maximum coverage across the 24 hour period.

There is a system in place where the referral/case notes will stay in the
referral tray until at least three telephone calls have been made to the service
user within a maximum of a 24 hour time frame. The purpose of the telephone
calls to the service user is to enable further information gathering to assist with
the prioritisation of the referral and to arrange a mutually agreed appointment
date and time. A further system is in place which indicates that after this time,
a face to face unplanned visit will be arranged for urgent referrals which will
take place at the address provided by the referrer.

In the case of referrals considered to be of a routine nature, they are
discussed the next day in the morning meeting and a decision taken as to
whether the cases need to be reprioritised. A multi-disciplinary team decision
is taken on the next action required, which can include an increase in referral
priority or further discussions with the referrer on the appropriate course of
action.

2

Chief Executive: Mr. Simon J. Barber ait M00,
Chairman: Mr. Bernard Pilkington 5 fe
Trust Headquarters, Hollins Park House, Hollins Lane, Winwick, Warrington, WA2 8WA te

Mini Com Number 01925 664094 Misa

ef

é
é

Vi. A formal written handover takes place at the start of each shift. As per
number V above, the morning meeting reviews all cases for the previous day
where no contact has been made and decides on an appropriate course of
action. This is recorded on the Otter information system which is available to
all staff and as previously stated | apologise if this was not made clear to you
during the course of the inquest.

2 | have concerns with regard to the 5 Boroughs Partnership NHS Foundation
Trust, particularly the Gateway Team, in relation to:

I. Please refer to 1. | above.

ll. Please refer to 1. Il above.
lll. Please refer to 1. V above.
IV. Please refer to 1. Ill above.
V. Please refer to 1. V above.

VI. Please refer to 1. IV above. In addition, all vacancies within the assessment
service have been recruited to. There is no waiting list for referrals to be seen.

Vil. The Trust are currently undertaking a review of the entire Acute Care Pathway
(ACP) which includes a review of staffing levels and skill mix across all teams
and the effectiveness of pathways between services. This is due to be
reported at the end of February 2014. The team manager receives regular
management supervision where the concerns you have raised have been
discussed and action taken.

VIIL. Training in the form of ‘lessons learned’ took place on 22 January 2014 and
included an update of guidance and systems currently in place within the
team. This has been cascaded across the other assessment teams and will
be shared at the Quality and Governance Meeting in February 2014.

| can assure you that as a Trust we take the management of referrals very seriously
and | can confirm that the management of referrals within the Assessment Team has
been reviewed. Whilst it was never the role of the administrative staff to assign a
referral priority, the assessment team does has a robust system in place to ensure all
referrals accepted by the team, are reviewed by a senior clinical member of staff
without any undue delay. A system has been introduced whereby the team have a
daily recorded morning meeting in which referrals are identified and actions or
responsibilities for the shift are delegated.

In terms of wider learning from serious untoward incidents, the three Assessment
Teams managed by the Trust meet together in formal minuted meetings. This forum
is used as a vehicle to learn lessons and share good practice. All changes to
systems have been discussed and shared with the steering group and the
implementation of the changes is monitored by the focal management teams. This is

3

Chief Executive: Mr. Simon J. Barber nt Ne,
Chairman: Mr. Bernard Pilkington ERA) e
Trust Headquarters, Hollins Park House, Hollins Lane, Winwick, Warrington, WA2 8WA oA ¢

Mini Com Number 01925 664094 sage

to ensure consistency across the teams and that any changes made support and
link-in with the pathways into other services and teams.

Further to the Serious Untoward Incident (SUI) Report being completed, an action
plan was developed by the local Business Manager for the Trust to deliver, all of
which linked into the recommendations set out by yourself. | can also confirm that all
the recommendations made in relation to this case, have now been completed.

If | can be of any further assistance or you require further information about the steps
we have taken, please do not hesitate to contact me.

Yours sincerely

S Baer

Simon Barber
Chief Executive Officer

4
Chief Executive: Mr. Simon J. Barber aCe
Chairman: Mr. Bernard Pilkington FOO s
Trust Headquarters, Hollins Park House, Hollins Lane, Winwick, Warrington, WA2 8WA PA <

Mini Com Number 01925 664094 Sage
Response from Respondent Not Named (PDF)
Ian Learmonth QPM 
Chief Constable 

Direct Line:  01622 652003
Fax:  01622 652009

24th December 2013

Coroner M.E. Hassell 
Senior Coroner 
Inner North London 
St Pancras Coroner’s Court 
Camley Street 
LONDON 
N1C 400 

Dear Madam, 

I refer to your Regulation 28 Prevention of Future Deaths Report dated the 11 November 
2013 concerning Timothy Patrick Clayton deceased and this letter serves as my response 
in accordance with Regulation 29. 

The  Coroners  and  Justice  Act  2009  replaced  Rule  43  Reports  with  Reports  on  Action  to 
Prevent Future Deaths (PFD) under paragraph 7 Schedule 5 of that Act and Regulations 28 
and 29 of the Coroners (Investigations) Regulations 2013.   It is accepted that Coroners 
have a duty not only to determine how an individual came by their death but also where 
appropriate to report about that death with a view to preventing future deaths.   

I  am  aware  that  normally  a  PFD  report  will  be  made  after  the  conclusion  of  an  Inquest.   
However,  a  report  can  be  made  before  an  Inquest  is  heard  so  long  as  there  has  been 
compliance with Regulation 28(3) and that will only be when the Coroner has considered 
all  of  the  documents,  evidence  and  information  that  in  the  opinion  in  the  Coroner  is 
relevant  to  the  investigation.      It  is  with  this  condition  in  mind  that  I  suggest  that  that 
criteria perhaps has not been met in this particular referral. 

The report from the Coroner states the concerns that there is a risk that future deaths will 
occur  unless  action  is  taken  by  Kent  Police  and  that  it  is  the  Coroner's  statutory  duty  to 
report to me.   The reference to the use of a PFD report is due to the perceived belief that 
6 transplant organs were lost to potential recipients and that 6 organs represents 6 lives. 
This PFD report concerns the issue therefore of organ donation from Timothy Clayton, a 
45 year old homeless male who was a homicide victim.   The circumstances concerning his 
death  thereby  being  a  live  criminal  investigation.      Following  receipt  of  the  PFD  report, 
however, a formal review has been commissioned and completed into the circumstances 
that  led  to  the  report  being  issued.      The  review  has  thoroughly  considered  the 
circumstances and the Coroner's concerns and is therefore appended hereto. 

Kent Police : Form No. 3058b rev 9/05 v1.21 

 
 
 
           
 
 
 
 
 
 
 
 
 
 
 
 In  accordance  with  the  requirements  of  Regulation  29,  I  now  write  to  confirm  that  all 
Senior  Investigating  Officers  in  Kent  Police  and  Essex  Police  have  been  reminded  of  the 
guidance  contained  within  the  Journal  of  Homicide  and  Major  Incident  Investigation 
published by the National Policing Improvement Agency.   All Senior Investigating Officers 
are  to  be advised  that  any  challenge  to  a decision  by  HM  Coroner  is  through  the  Courts 
processes.    

An  urgent  review  is  to  be  conducted  to  consider  the  number  and  availability  of  family 
liaison officers to ensure suitably trained staff are available for deployment when required 
in  homicide  investigations.    This  will  ensure  that  families  are  in  possession  of  full  and 
appropriate information at all times. 

The circumstances that arose in this particular case will also be included into future Senior 
Detective  training  and  has  been  drawn  to  the  attention  of  senior  personnel  in  the 
Association of Chief Police Officers Homicide Working Group for national consideration. 
What is also of note, however, is that no one has been provided with either the original or 
a  copy  of  Mr  Clayton's  organ  donation  card,  despite  this  appearing  to  have  been  the 
catalyst for the consent being sought from the family.   The family had not requested the 
consideration of organ donation. 

Despite the Coroner's assertion that 6 deaths were preventable if the organ donation had 
been completed, in fact only the kidneys were potentially viable but as Mr Clayton was a 
known  homeless  alcoholic,  the  viability  of  these  organs  for  successful  transplantation  is 
therefore unknown.   The use of a report in accordance with Regulation 28 by the Coroner 
is therefore questionable. 

There  is  still  considerable  distress  being  experienced  by  the  family  of  Mr  Clayton  as  his 
body has not been transferred to Kent which has caused an additional burden on them. 
In accordance with the provisions of Regulation 29(8)(b) of The Coroners (Investigations) 
Regulations 2013 I would request that the review document appended to this letter is not 
disclosed  for  publication  as  it  contains  third  party  information  which  does  not  have  the 
consent for publication and is provided to the Coroner and the Chief Coroner in response 
to the Regulation 28 PFD report. 

Yours sincerely 

Ian Learmonth 
Chief Constable 

Kent Police : Form No. 3058b rev 9/05 v1.21

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